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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-May-24 8:52 PM View:  | Advanced Energy Industries,... (AEIS) | 05-May-24 | Option Exercise Duplicate | 2,257 | -- | -- | 6% 38.4K to 40.66K | |
| 11-May-22 4:31 PM View: | Advanced Energy Industries,... (AEIS) | 09-May-22 | Grant | 2,655 | -- | -- | 7% 37.92K to 40.57K | |
| 28-Mar-22 5:44 PM View: | Firstmark Horizon Acquisiti... (FMAC) | 28-Mar-22 | Disposition | 24,164 | -- | -- | (100%) 24.16K to 0 | |
| 28-Mar-22 5:44 PM View: | Firstmark Horizon Acquisiti... (FMAC) | 28-Mar-22 | Option Exercise | 24,164 | -- | -- | 100% 0 to 24.16K | |
| 04-May-21 4:59 PM View: | Advanced Energy Industries,... (AEIS) | 30-Apr-21 | Grant | 1,813 | -- | -- | 5% 36.0K to 37.81K | |
| 04-May-20 4:39 PM View: | Advanced Energy Industries,... (AEIS) | 30-Apr-20 | Grant | 3,500 | -- | -- | 11% 32.5K to 36.0K | |
| 06-Jun-19 5:40 PM View: | Advanced Energy Industries,... (AEIS) | 04-Jun-19 | Grant | 3,500 | $51.87 | $181,545.00 | 15% 23.0K to 26.5K | 89% |
| 01-Feb-19 5:37 PM View: | Electro Scientific Industri... (ESIO) | 01-Feb-19 | Disposition | 102,933 | $20.07 | $2,066,250.00 | (100%) 102.93K to 0 | |
| 01-Feb-19 4:56 PM View: | Sendgrid, Inc. (SEND) | 01-Feb-19 | Disposition | 5,651 | -- | -- | (100%) 5.65K to 0 | |
| 13-Aug-18 3:48 PM View: | Electro Scientific Industri... (ESIO) | 09-Aug-18 | Grant | 5,543 | -- | -- | 6% 97.39K to 102.93K | |
| 04-Jun-18 4:22 PM View: | Sendgrid, Inc. (SEND) | 31-May-18 | Grant | 5,651 | -- | -- | 100% 0 to 5.65K | |
| 07-May-18 5:52 PM View: | Advanced Energy Industries,... (AEIS) | 03-May-18 | Grant | 6,000 | $61.48 | $368,880.00 | 26% 23.0K to 29.0K | 59% |
| 14-Nov-17 5:46 PM View: | Advanced Energy Industries,... (AEIS) | 10-Nov-17 | Market Sale | 4,000 | $83.51 | $334,040.00 | (15%) 27.0K to 23.0K | (17%) |
| 14-Aug-17 12:59 PM View: | Electro Scientific Industri... (ESIO) | 10-Aug-17 | Grant | 12,000 | -- | -- | 14% 85.39K to 97.39K | |
| 08-May-17 7:26 PM View: | Advanced Energy Industries,... (AEIS) | 05-May-17 | Gift | 8,000 | -- | -- | 30% 27.0K to 35.0K | |
| 08-May-17 7:26 PM View: | Advanced Energy Industries,... (AEIS) | 05-May-17 | Gift | 8,000 | -- | -- | (23%) 35.0K to 27.0K | |
| 08-May-17 7:26 PM View: | Advanced Energy Industries,... (AEIS) | 04-May-17 | Grant | 6,000 | $74.29 | $445,740.00 | 29% 21.0K to 27.0K | 32% |
| 29-Dec-16 4:21 PM View: | Advanced Energy Industries,... (AEIS) | 13-Dec-16 | Gift | 3,750 | -- | -- | 11% 32.75K to 36.5K | |
| 29-Dec-16 4:21 PM View: | Advanced Energy Industries,... (AEIS) | 13-Dec-16 | Gift | 3,750 | -- | -- | (10%) 36.5K to 32.75K | |
| 29-Dec-16 4:21 PM View: | Advanced Energy Industries,... (AEIS) | 15-Nov-16 | Gift | 7,500 | -- | -- | (19%) 40.25K to 32.75K | |
| 29-Dec-16 4:21 PM View: | Advanced Energy Industries,... (AEIS) | 11-Nov-16 | Gift | 9,250 | -- | -- | 23% 40.25K to 49.5K | |
| 29-Dec-16 4:21 PM View: | Advanced Energy Industries,... (AEIS) | 11-Nov-16 | Gift | 9,250 | -- | -- | (19%) 49.5K to 40.25K | |
| 22-Aug-16 6:01 PM View: | Electro Scientific Industri... (ESIO) | 18-Aug-16 | Grant | 12,000 | -- | -- | 16% 73.39K to 85.39K | |
| 06-May-16 4:44 PM View: | Advanced Energy Industries,... (AEIS) | 05-May-16 | Grant | 8,000 | $34.55 | $276,400.00 | 39% 20.5K to 28.5K | 183% |
| 09-Mar-16 7:55 PM View: | Marketo, Inc. (MKTODD.OB) | 07-Mar-16 | Grant | 5,000 | -- | -- | 5% 91.13K to 96.13K | |
| 18-Feb-16 5:06 PM View: | Marketo, Inc. (MKTODD.OB) | 17-Feb-16 | Grant | 28,000 | -- | -- | 39% 71.47K to 99.47K | |
| 18-Feb-16 5:06 PM View: | Marketo, Inc. (MKTODD.OB) | 17-Feb-16 | Option Sale | 6,022 | $15.32 | $92,250.40 | (6%) 99.47K to 93.45K | |
| 18-Feb-16 5:06 PM View: | Marketo, Inc. (MKTODD.OB) | 17-Feb-16 | Sale | 2,318 | $15.32 | $35,509.20 | (2%) 93.45K to 91.13K | |
| 18-Feb-16 5:06 PM View: | Marketo, Inc. (MKTODD.OB) | 16-Feb-16 | Option Exercise | 6,022 | -- | -- | 9% 65.45K to 71.47K | |
| 17-Dec-15 5:57 PM View: | Marketo, Inc. (MKTODD.OB) | 15-Dec-15 | Option Exercise | 10,000 | $4.90 | $49,000.00 | 15% 64.59K to 74.59K | |
| 17-Dec-15 5:57 PM View: | Marketo, Inc. (MKTODD.OB) | 15-Dec-15 | Planned Option Sale | 10,000 | $25.77 | $257,742.00 | (13%) 74.59K to 64.59K | |
| 18-Nov-15 5:30 PM View: | Marketo, Inc. (MKTODD.OB) | 16-Nov-15 | Option Exercise | 10,000 | $2.38 | $23,800.00 | 15% 64.59K to 74.59K | |
| 18-Nov-15 5:30 PM View: | Marketo, Inc. (MKTODD.OB) | 16-Nov-15 | Planned Option Sale | 10,000 | $29.14 | $291,396.00 | (13%) 74.59K to 64.59K | |
| 16-Oct-15 6:50 PM View: | Advanced Energy Industries,... (AEIS) | 15-Oct-15 | Market Sale (Planned) | 2,500 | $27.45 | $68,625.00 | (11%) 23.0K to 20.5K | (257%) |
| 16-Oct-15 5:54 PM View: | Marketo, Inc. (MKTODD.OB) | 15-Oct-15 | Option Exercise | 15,000 | $6.42 | $96,260.60 | 23% 64.59K to 79.59K | |
| 16-Oct-15 5:54 PM View: | Marketo, Inc. (MKTODD.OB) | 15-Oct-15 | Planned Option Sale | 15,000 | $32.37 | $485,490.00 | (19%) 79.59K to 64.59K | |
| 21-Sep-15 5:56 PM View: | Marketo, Inc. (MKTODD.OB) | 17-Sep-15 | Option Exercise | 6,380 | $2.38 | $15,184.40 | 10% 64.59K to 70.97K | |
| 21-Sep-15 5:56 PM View: | Marketo, Inc. (MKTODD.OB) | 17-Sep-15 | Planned Option Sale | 6,380 | $30.00 | $191,409.00 | (9%) 70.97K to 64.59K | |
| 16-Sep-15 6:07 PM View: | Marketo, Inc. (MKTODD.OB) | 16-Sep-15 | Option Exercise | 3,620 | $2.38 | $8,615.60 | 6% 64.59K to 68.21K | |
| 16-Sep-15 6:07 PM View: | Marketo, Inc. (MKTODD.OB) | 16-Sep-15 | Planned Option Sale | 3,620 | $30.00 | $108,600.00 | (5%) 68.21K to 64.59K | |
| 17-Sep-15 5:02 PM View: | Advanced Energy Industries,... (AEIS) | 15-Sep-15 | Market Sale (Planned) | 2,500 | $24.94 | $62,350.00 | (10%) 25.5K to 23.0K | (293%) |
| 16-Sep-15 6:07 PM View: | Marketo, Inc. (MKTODD.OB) | 15-Sep-15 | Option Exercise | 10,000 | $2.38 | $23,800.00 | 15% 64.59K to 74.59K | |
| 16-Sep-15 6:07 PM View: | Marketo, Inc. (MKTODD.OB) | 15-Sep-15 | Planned Option Sale | 10,000 | $29.21 | $292,074.00 | (13%) 74.59K to 64.59K | |
| 19-Aug-15 5:06 PM View: | Advanced Energy Industries,... (AEIS) | 17-Aug-15 | Market Sale (Planned) | 2,500 | $26.40 | $66,000.00 | (9%) 28.0K to 25.5K | (271%) |
| 18-Aug-15 8:06 PM View: | Marketo, Inc. (MKTODD.OB) | 17-Aug-15 | Option Exercise | 10,000 | $2.38 | $23,800.00 | 15% 64.59K to 74.59K | |
| 18-Aug-15 8:06 PM View: | Marketo, Inc. (MKTODD.OB) | 17-Aug-15 | Planned Option Sale | 10,000 | $29.01 | $290,128.00 | (13%) 74.59K to 64.59K | |
| 30-Jul-15 5:53 PM View: | Marketo, Inc. (MKTODD.OB) | 29-Jul-15 | Sale (Planned) | 15,000 | $30.13 | $451,940.00 | (19%) 79.46K to 64.46K | |
| 17-Jul-15 5:10 PM View: | Advanced Energy Industries,... (AEIS) | 15-Jul-15 | Market Sale (Planned) | 2,500 | $27.59 | $68,975.00 | (8%) 30.5K to 28.0K | (255%) |
| 17-Jun-15 6:08 PM View: | Advanced Energy Industries,... (AEIS) | 15-Jun-15 | Market Sale (Planned) | 2,500 | $28.71 | $71,775.00 | (8%) 33.0K to 30.5K | (241%) |
| 30-Jul-15 5:53 PM View: | Marketo, Inc. (MKTODD.OB) | 27-May-15 | Gift | 15,000 | -- | -- | (16%) 94.46K to 79.46K |