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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Feb-13 1:58 PM View:  | KaloBios Pharmaceuticals, I... (HGEN) | 05-Feb-13 | Conversion Duplicate | 2,632,930 | -- | -- | 62% 4.27M to 6.9M | |
| 07-Feb-13 2:02 PM View: | KaloBios Pharmaceuticals, I... (HGEN) | 05-Feb-13 | Conversion Duplicate | 2,632,930 | -- | -- | 62% 4.27M to 6.9M | |
| 10-Jul-12 2:11 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 09-Jul-12 | Market Sale Duplicate | 1,624,570 | $0.31 | $498,744.00 | (28%) 5.8M to 4.18M | (30%) |
| 10-Jul-12 2:11 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 06-Jul-12 | Market Sale Duplicate | 671,217 | $0.29 | $195,324.00 | (10%) 6.47M to 5.8M | 33% |
| 05-Jul-12 12:01 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 02-Jul-12 | Market Sale | 178,558 | $0.29 | $51,781.80 | (2%) 7.42M to 7.24M | 32% |
| 02-Jul-12 2:12 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 28-Jun-12 | Market Sale | 19,500 | $0.29 | $5,655.00 | (< 1%) 3.77M to 3.75M | 34% |
| 21-Jun-12 4:47 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 19-Jun-12 | Market Sale Duplicate | 12,000 | $0.29 | $3,480.00 | (< 1%) 3.78M to 3.77M | 35% |
| 19-Jun-12 2:29 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 15-Jun-12 | Market Sale | 1,450 | $0.29 | $420.50 | (< 1%) 3.78M to 3.78M | 31% |
| 07-Jun-12 3:45 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 06-Jun-12 | Market Sale Duplicate | 8,400 | $0.29 | $2,436.00 | (< 1%) 7.58M to 7.57M | 31% |
| 07-Jun-12 3:45 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 05-Jun-12 | Market Sale Duplicate | 29,555 | $0.29 | $8,570.95 | (< 1%) 7.61M to 7.58M | 31% |
| 04-Jun-12 4:51 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 31-May-12 | Market Sale | 29,850 | $0.30 | $8,955.00 | (< 1%) 24.08M to 24.05M | 33% |
| 04-Jun-12 4:51 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 30-May-12 | Market Sale | 51,007 | $0.30 | $15,302.10 | (< 1%) 24.13M to 24.08M | 33% |
| 04-Jun-12 4:51 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 29-May-12 | Market Sale | 15,300 | $0.30 | $4,622.13 | (< 1%) 24.14M to 24.13M | 31% |
| 04-Jun-12 4:51 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 25-May-12 | Market Sale | 293,015 | $0.30 | $87,904.50 | (1%) 24.44M to 24.14M | 32% |
| 04-Jun-12 4:51 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 23-May-12 | Market Sale | 135,250 | $0.30 | $40,629.10 | (< 1%) 24.57M to 24.44M | (40%) |
| 04-Jun-12 4:51 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 22-May-12 | Market Sale | 287,000 | $0.30 | $86,989.70 | (1%) 24.86M to 24.57M | 32% |
| 15-Dec-10 5:56 PM View: | EnteroMedics, Inc. (RSLS) | 14-Dec-10 | Conversion Duplicate | 704,607 | -- | -- | 73% 965.14K to 1.67M | |
| 09-Jul-09 4:38 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 08-Jul-09 | Market Purchase | 1,276,590 | $1.05 | $1,340,420.00 | 38% 3.36M to 4.63M | (82%) |
| 25-Feb-09 1:47 PM View: | EnteroMedics, Inc. (RSLS) | 24-Feb-09 | Private Purchase Duplicate | 1,765,500 | $1.15 | $2,030,320.00 | 44% 4.03M to 5.79M | 39% |
| 17-Nov-08 7:23 PM View: | ARYx Therapeutics, Inc. (ARYX.PK) | 14-Nov-08 | Market Purchase Duplicate | 1,787,710 | $2.20 | $3,932,960.00 | 50% 3.58M to 5.36M | 70% |
| 11-Feb-08 4:20 PM View: | Pharmasset, Inc. (VRUS) | 08-Feb-08 | Market Sale Duplicate | 6,874 | $21.36 | $146,829.00 | (< 1%) 1.33M to 1.33M | (38%) |
| 11-Feb-08 4:20 PM View: | Pharmasset, Inc. (VRUS) | 07-Feb-08 | Market Sale Duplicate | 17,450 | $23.02 | $401,699.00 | (1%) 1.35M to 1.33M | (28%) |
| 06-Feb-08 7:12 PM View: | Pharmasset, Inc. (VRUS) | 04-Feb-08 | Acquisition (other) Duplicate | 100,673 | -- | -- | 3% 3.24M to 3.34M | |
| 06-Feb-08 7:12 PM View: | Pharmasset, Inc. (VRUS) | 04-Feb-08 | Disposition (other) Duplicate | 713,912 | -- | -- | (21%) 3.34M to 2.62M | |
| 06-Feb-08 7:12 PM View: | Pharmasset, Inc. (VRUS) | 04-Feb-08 | Market Sale Duplicate | 12,993 | $23.86 | $310,013.00 | (< 1%) 2.62M to 2.61M | (24%) |
| 21-Nov-07 4:45 PM View: | EnteroMedics, Inc. (RSLS) | 20-Nov-07 | Conversion Duplicate | 3,400,340 | -- | -- | 57% 5.92M to 9.33M | |
| 21-Nov-07 4:45 PM View: | EnteroMedics, Inc. (RSLS) | 20-Nov-07 | Market Purchase Duplicate | 625,000 | $8.00 | $5,000,000.00 | 7% 9.33M to 9.95M | (100%) |
| 13-Nov-07 1:37 PM View: | ARYx Therapeutics, Inc. (ARYX.PK) | 13-Nov-07 | Conversion | 3,276,860 | -- | -- | 43% 7.54M to 10.82M | |
| 13-Nov-07 1:37 PM View: | ARYx Therapeutics, Inc. (ARYX.PK) | 13-Nov-07 | Purchase | 300,000 | $10.00 | $3,000,000.00 | 3% 10.82M to 11.12M | |
| 10-May-07 1:52 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 08-May-07 | Market Sale (Planned) | 72,900 | $18.23 | $1,329,320.00 | (2%) 3.43M to 3.36M | 99% |
| 08-May-07 3:31 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 04-May-07 | Market Sale (Planned) Duplicate | 3,800 | $18.00 | $68,400.00 | (< 1%) 3.43M to 3.43M | 99% |
| 03-May-07 7:15 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 02-May-07 | Market Sale (Planned) Duplicate | 675 | $18.03 | $12,170.20 | (< 1%) 6.87M to 6.87M | 99% |
| 04-May-07 3:12 PM View: | Pharmasset, Inc. (VRUS) | 02-May-07 | Conversion Duplicate | 607,085 | -- | -- | 13% 4.57M to 5.18M | |
| 04-May-07 3:12 PM View: | Pharmasset, Inc. (VRUS) | 02-May-07 | Payment of Exercise Duplicate | 3,592 | $9.00 | $32,328.00 | (< 1%) 5.67M to 5.67M | (229%) |
| 04-May-07 3:12 PM View: | Pharmasset, Inc. (VRUS) | 02-May-07 | Market Purchase Duplicate | 277,777 | $9.00 | $2,499,990.00 | 5% 5.18M to 5.46M | 229% |
| 04-May-07 3:12 PM View: | Pharmasset, Inc. (VRUS) | 02-May-07 | Exercise (in-the money or at-the-money) Duplicate | 215,683 | $0.15 | $32,352.50 | 4% 5.46M to 5.67M | |
| 03-May-07 7:15 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 01-May-07 | Market Sale (Planned) Duplicate | 31,925 | $18.07 | $576,968.00 | (< 1%) 6.9M to 6.87M | 99% |
| 10-Jan-07 1:57 PM View: | Cotherix Inc (CTRXD.OB) | 09-Jan-07 | Disposition Duplicate | 3,572,560 | $13.50 | $48,229,500.00 | (100%) 3.57M to 0 | |
| 19-Oct-05 5:22 PM View: | Cotherix Inc (CTRXD.OB) | 19-Oct-05 | Market Sale | 170,563 | $13.00 | $2,217,320.00 | (5%) 3.74M to 3.57M | |
| 13-Oct-05 6:10 PM View: | Cotherix Inc (CTRXD.OB) | 12-Oct-05 | Market Sale Duplicate | 252,686 | $13.00 | $3,284,920.00 | (6%) 4.0M to 3.74M | |
| 03-Mar-05 4:14 PM View: | Barrier Therapeutics Inc. (BTRX) | 15-Feb-05 | Sale Duplicate | 384,236 | $19.50 | $7,492,600.00 | (16%) 2.33M to 1.95M | |
| 22-Dec-04 12:37 PM View: | Barrier Therapeutics Inc. (BTRX) | 20-Dec-04 | Market Sale Duplicate | 10,000 | $17.90 | $179,001.00 | (< 1%) 2.34M to 2.33M | 87% |
| 21-Oct-04 3:52 PM View: | Cotherix Inc (CTRXD.OB) | 20-Oct-04 | Conversion Duplicate | 3,441,190 | -- | -- | 100% 3.44M to 6.88M | |
| 21-Oct-04 3:52 PM View: | Cotherix Inc (CTRXD.OB) | 20-Oct-04 | Purchase Duplicate | 554,617 | $6.00 | $3,327,700.00 | 8% 6.88M to 7.44M | |
| 15-Sep-04 10:00 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 13-Sep-04 | Acquisition (other) Duplicate | 475,026 | -- | -- | 28% 1.69M to 2.16M | |
| 15-Sep-04 10:00 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 13-Sep-04 | Disposition (other) Duplicate | 1,687,070 | -- | -- | (78%) 2.16M to 475.03K | |
| 02-Sep-04 3:13 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 01-Sep-04 | Market Sale | 24,500 | $21.13 | $517,719.00 | (< 1%) 5.2M to 5.17M | 82% |
| 02-Sep-04 3:13 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 31-Aug-04 | Market Sale | 60,527 | $20.60 | $1,246,630.00 | (1%) 5.26M to 5.2M | 82% |
| 02-Sep-04 3:13 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 25-Aug-04 | Market Sale | 826 | $19.77 | $16,330.00 | (< 1%) 5.26M to 5.26M | 81% |
| 23-Aug-04 7:20 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 20-Aug-04 | Market Sale | 27,499 | $21.84 | $600,619.00 | (< 1%) 3.6M to 3.57M | 83% |