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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Feb-08 4:51 PM View:  | Asv Inc /mn/ (ASVI) | 26-Feb-08 | Disposition (change in control) | 5,000 | $18.00 | $90,000.00 | (100%) 5.0K to 0 | (< 1%) |
| 17-May-06 2:56 PM View: | Asv Inc /mn/ (ASVI) | 15-May-06 | Market Purchase | 5,000 | $22.00 | $110,000.00 | 100% 0 to 5.0K | (18%) |
| 14-Jan-05 9:11 AM View: | Caterpillar Inc. (CAT) | 12-Jan-05 | Payment of Exercise | 4,362 | $91.62 | $399,646.00 | (6%) 67.48K to 63.12K | (231%) |
| 14-Jan-05 9:11 AM View: | Caterpillar Inc. (CAT) | 12-Jan-05 | Option Exercise | 7,934 | $50.39 | $399,756.00 | 13% 59.55K to 67.48K | |
| 19-Nov-04 3:28 PM View: | Caterpillar Inc. (CAT) | 19-Nov-04 | Gift | 2,000 | -- | -- | (3%) 61.51K to 59.51K | |
| 10-Nov-04 2:38 PM View: | Caterpillar Inc. (CAT) | 08-Nov-04 | Payment of Exercise | 5,093 | $86.84 | $442,276.00 | (8%) 66.6K to 61.51K | (250%) |
| 10-Nov-04 2:38 PM View: | Caterpillar Inc. (CAT) | 08-Nov-04 | Option Exercise | 8,399 | $38.41 | $322,574.00 | 14% 58.2K to 66.6K | |
| 22-Jul-04 4:12 PM View: | Caterpillar Inc. (CAT) | 21-Jul-04 | Payment of Exercise | 1,283 | $77.87 | $99,907.20 | (2%) 59.39K to 58.1K | (291%) |
| 22-Jul-04 4:12 PM View: | Caterpillar Inc. (CAT) | 21-Jul-04 | Option Exercise | 3,038 | $32.91 | $99,969.00 | 5% 56.35K to 59.39K | |
| 20-Jan-04 10:00 PM View: | Caterpillar Inc. (CAT) | 20-Jan-04 | Payment of Exercise | 359 | $83.11 | $29,836.50 | (< 1%) 56.53K to 56.17K | (268%) |
| 04-Nov-03 10:00 PM View: | Caterpillar Inc. (CAT) | 03-Nov-03 | Gift | 1,000 | -- | -- | (2%) 57.49K to 56.49K | |
| 16-Oct-03 10:00 PM View: | Caterpillar Inc. (CAT) | 15-Oct-03 | Payment of Exercise | 10,635 | $78.00 | $829,583.00 | (16%) 68.12K to 57.49K | (294%) |
| 16-Oct-03 10:00 PM View: | Caterpillar Inc. (CAT) | 15-Oct-03 | Option Exercise | 17,962 | $32.91 | $591,061.00 | 36% 50.16K to 68.12K | |
| 13-Aug-03 10:00 PM View: | Caterpillar Inc. (CAT) | 13-Aug-03 | Market Sale | 5,222 | $70.05 | $365,801.00 | (9%) 55.38K to 50.16K | (339%) |
| 12-Aug-03 10:00 PM View: | Caterpillar Inc. (CAT) | 11-Aug-03 | Payment of Exercise | 12,165 | $68.44 | $832,573.00 | (18%) 67.5K to 55.33K | (349%) |
| 12-Aug-03 10:00 PM View: | Caterpillar Inc. (CAT) | 11-Aug-03 | Option Exercise | 21,000 | $30.16 | $633,280.00 | 45% 46.5K to 67.5K |