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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Apr-13 10:50 AM View:  | Rego Payment Architectures,... (RPMT) | 15-Apr-13 | Grant | 6,419 | -- | -- | 100% 0 to 6.42K | |
| 23-Jun-09 10:28 AM View: | AXS-One Inc. (AXSO.OB) | 19-Jun-09 | Exercise (in-the money or at-the-money) | 150,000 | $0.01 | $1,500.00 | 7% 2.16M to 2.31M | |
| 05-Aug-08 2:34 PM View: | AXS-One Inc. (AXSO.OB) | 04-Aug-08 | Exercise (in-the money or at-the-money) | 400,000 | $0.01 | $4,000.00 | 23% 1.76M to 2.16M | 4700% |
| 13-Dec-07 1:37 PM View: | AXS-One Inc. (AXSO.OB) | 11-Dec-07 | Grant | 600,000 | -- | -- | 52% 1.16M to 1.76M | |
| 24-Sep-07 1:41 PM View: | AXS-One Inc. (AXSO.OB) | 20-Sep-07 | Market Purchase | 358,301 | $0.70 | $250,811.00 | 45% 798.2K to 1.16M | (95%) |
| 18-Dec-06 12:33 PM View: | AXS-One Inc. (AXSO.OB) | 14-Dec-06 | Grant | 440,732 | -- | -- | 123% 357.47K to 798.2K | |
| 23-Mar-06 10:49 AM View: | AXS-One Inc. (AXSO.OB) | 21-Mar-06 | Grant | 100,000 | -- | -- | 39% 257.47K to 357.47K | |
| 22-Sep-05 2:16 PM View: | AXS-One Inc. (AXSO.OB) | 20-Sep-05 | Market Purchase | 157,866 | $1.49 | $235,062.00 | 159% 99.6K to 257.47K | (98%) |
| 01-Mar-05 12:42 PM View: | AXS-One Inc. (AXSO.OB) | 28-Feb-05 | Market Purchase | 10,000 | $3.05 | $30,500.00 | 11% 89.6K to 99.6K | (99%) |
| 16-Feb-05 1:16 PM View: | AXS-One Inc. (AXSO.OB) | 27-Jan-05 | Gift | 20,400 | -- | -- | (19%) 110.0K to 89.6K | |
| 10-Dec-04 3:28 PM View: | AXS-One Inc. (AXSO.OB) | 08-Dec-04 | Market Purchase | 10,000 | $2.66 | $26,626.00 | 10% 100.0K to 110.0K | (99%) |
| 29-Nov-04 3:36 PM View: | AXS-One Inc. (AXSO.OB) | 24-Nov-04 | Market Purchase | 9,600 | $2.86 | $27,457.00 | 11% 90.4K to 100.0K | (99%) |
| 24-Nov-04 3:56 PM View: | AXS-One Inc. (AXSO.OB) | 23-Nov-04 | Market Purchase | 7,400 | $2.79 | $20,626.80 | 9% 83.0K to 90.4K | (99%) |
| 10-Nov-04 3:32 PM View: | AXS-One Inc. (AXSO.OB) | 08-Nov-04 | Market Purchase | 100 | $2.50 | $250.00 | < 1% 82.9K to 83.0K | (99%) |
| 04-Nov-04 12:09 PM View: | AXS-One Inc. (AXSO.OB) | 03-Nov-04 | Market Purchase | 1,500 | $2.50 | $3,748.95 | 2% 81.4K to 82.9K | (99%) |
| 03-Nov-04 1:04 PM View: | AXS-One Inc. (AXSO.OB) | 02-Nov-04 | Market Purchase | 400 | $2.45 | $980.00 | < 1% 81.0K to 81.4K | (99%) |
| 20-Sep-04 10:00 PM View: | AXS-One Inc. (AXSO.OB) | 17-Sep-04 | Market Purchase | 5,000 | $2.73 | $13,671.00 | 7% 76.0K to 81.0K | (99%) |
| 17-Sep-04 10:00 PM View: | AXS-One Inc. (AXSO.OB) | 16-Sep-04 | Market Purchase | 5,000 | $2.62 | $13,100.00 | 7% 71.0K to 76.0K | (99%) |
| 16-Sep-04 10:00 PM View: | AXS-One Inc. (AXSO.OB) | 15-Sep-04 | Market Purchase | 3,300 | $2.55 | $8,413.35 | 5% 67.7K to 71.0K | (99%) |
| 15-Sep-04 10:00 PM View: | AXS-One Inc. (AXSO.OB) | 14-Sep-04 | Market Purchase | 5,000 | $2.55 | $12,745.00 | 8% 62.7K to 67.7K | (99%) |
| 14-Sep-04 10:00 PM View: | AXS-One Inc. (AXSO.OB) | 13-Sep-04 | Market Purchase | 4,200 | $2.51 | $10,537.80 | 7% 58.5K to 62.7K | (99%) |
| 10-Sep-04 4:20 PM View: | AXS-One Inc. (AXSO.OB) | 10-Sep-04 | Market Purchase | 5,000 | $2.49 | $12,450.00 | 9% 53.5K to 58.5K | (99%) |
| 10-Sep-04 4:20 PM View: | AXS-One Inc. (AXSO.OB) | 09-Sep-04 | Market Purchase | 3,500 | $2.48 | $8,683.85 | 7% 50.0K to 53.5K | (99%) |
| 14-Jun-04 2:55 PM View: | AXS-One Inc. (AXSO.OB) | 10-Jun-04 | Market Purchase | 50,000 | $3.00 | $149,850.00 | 100% 0 to 50.0K | (99%) |
| 14-Nov-03 10:00 PM View: | Filenet Corp (FILE) | 13-Nov-03 | Option Exercise | 7,000 | $8.29 | $58,021.20 | 350% 2.0K to 9.0K | |
| 14-Nov-03 10:00 PM View: | Filenet Corp (FILE) | 13-Nov-03 | Option Sale | 7,000 | $26.75 | $187,252.00 | (78%) 9.0K to 2.0K |