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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Sep-23 2:08 PM View:  | Mill City Ventures Iii, Ltd ([NONE]) | 31-Aug-23 | Option Exercise | 100,000 | $2.12 | $212,000.00 | 88% 113.52K to 213.52K | |
| 25-Nov-22 8:15 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 23-Nov-22 | Grant | 100,000 | $2.12 | $212,000.00 | 88% 113.47K to 213.47K | |
| 23-Sep-22 7:32 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 22-Sep-22 | Grant | 4,878 | $2.05 | $9,999.90 | 5% 103.72K to 108.6K | |
| 12-Aug-22 9:59 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 11-Aug-22 | Grant | 15,000 | $4.00 | $60,000.00 | 20% 73.72K to 88.72K | |
| 19-May-22 9:32 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 11-Apr-22 | Grant | 15,000 | -- | -- | 11% 135.86K to 150.86K | |
| 13-Dec-21 2:50 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 08-Dec-21 | Purchase | 1,191 | $3.25 | $3,870.75 | < 1% 127.39K to 128.58K | |
| 13-Dec-21 2:50 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 07-Dec-21 | Purchase | 2,715 | $3.33 | $9,051.20 | 2% 124.67K to 127.39K | |
| 13-Dec-21 2:50 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 01-Dec-21 | Purchase | 700 | $3.60 | $2,520.00 | < 1% 123.97K to 124.67K | |
| 13-Dec-21 2:50 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 23-Nov-21 | Purchase | 300 | $3.60 | $1,080.00 | < 1% 123.67K to 123.97K | |
| 13-Dec-21 2:50 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 22-Nov-21 | Purchase | 1,596 | $3.78 | $6,035.00 | 1% 122.08K to 123.67K | |
| 13-Dec-21 2:50 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 18-Nov-21 | Purchase | 779 | $3.25 | $2,534.30 | < 1% 121.3K to 122.08K | |
| 09-Dec-20 2:37 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 08-Dec-20 | Purchase | 5,125 | $0.80 | $4,100.00 | 5% 111.05K to 116.17K | |
| 07-Dec-20 3:02 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 03-Dec-20 | Purchase | 1,500 | $0.80 | $1,200.00 | 1% 108.05K to 109.55K | |
| 03-Dec-20 10:22 AM View: | Mill City Ventures Iii, Ltd ([NONE]) | 01-Dec-20 | Purchase | 9,025 | $0.80 | $7,220.00 | 10% 90.0K to 99.03K | |
| 17-Sep-20 1:42 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 14-Sep-20 | Purchase | 25,000 | $0.43 | $10,750.00 | 62% 40.0K to 65.0K | |
| 17-Dec-19 6:21 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 16-Dec-19 | Purchase | 13,075 | $0.50 | $6,537.50 | 189% 6.92K to 20.0K | |
| 02-Dec-19 6:50 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 27-Nov-19 | Purchase | 1,925 | $0.71 | $1,366.75 | 38% 5.0K to 6.92K | |
| 26-Nov-19 4:22 PM View: | Mill City Ventures Iii, Ltd ([NONE]) | 22-Nov-19 | Purchase | 5,000 | $0.70 | $3,500.00 | 100% 0 to 5.0K | |
| 04-Feb-08 5:51 PM View: | Broadview Institute, Inc. (BVII) | 04-Feb-08 | Grant | 250,000 | -- | -- | 2500% 10.0K to 260.0K | |
| 07-Jan-08 10:50 AM View: | Broadview Institute, Inc. (BVII) | 03-Jan-08 | Private Purchase | 8,000 | $2.00 | $16,000.00 | 400% 2.0K to 10.0K | |
| 31-Aug-07 2:23 PM View: | Broadview Institute, Inc. (BVII) | 29-Aug-07 | Grant | 2,000 | $2.42 | $4,840.00 | 100% 0 to 2.0K | (98%) |