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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-23 4:05 PM View:  | Del Mar Pharmaceuticals Inc. (HURA) | 01-Jun-23 | Grant | 59,800 | -- | -- | 657% 9.1K to 68.9K | |
| 03-Aug-22 4:30 PM View: | Del Mar Pharmaceuticals Inc. (HURA) | 01-Aug-22 | Grant | 400,145 | -- | -- | 728% 55.0K to 455.14K | |
| 17-Feb-22 4:00 PM View: | Del Mar Pharmaceuticals Inc. (HURA) | 15-Feb-22 | Market Purchase | 55,000 | $0.47 | $25,795.00 | 100% 0 to 55.0K | 9% |
| 03-Jul-18 9:03 PM View: | AP Pharma Inc. (HRTX) | 02-Jul-18 | Option Exercise | 30,000 | $15.30 | $459,000.00 | 2344% 1.28K to 31.28K | |
| 03-Jul-18 9:03 PM View: | AP Pharma Inc. (HRTX) | 02-Jul-18 | Market Option Sale (Planned) | 30,000 | $38.17 | $1,145,230.00 | (96%) 31.28K to 1.28K | 28% |
| 03-Jul-18 9:03 PM View: | AP Pharma Inc. (HRTX) | 30-Apr-18 | Acquisition (other) | 744 | $13.22 | $9,833.82 | 139% 0.54K to 1.28K | |
| 16-Nov-17 5:53 PM View: | CombiMatrix Corporation (CBMX) | 14-Nov-17 | Disposition | 2,001 | -- | -- | (23%) 8.62K to 6.62K | |
| 16-Nov-17 5:53 PM View: | CombiMatrix Corporation (CBMX) | 14-Nov-17 | Disposition (change in control) | 6,618 | -- | -- | (100%) 6.62K to 0 | |
| 20-Dec-17 4:13 PM View: | AP Pharma Inc. (HRTX) | 31-Oct-17 | Acquisition (other) | 536 | $13.05 | $6,993.46 | 100% 0 to 0.54K | |
| 04-Apr-17 7:23 PM View: | Telik Inc. (TELK.PK) | 02-Apr-17 | Option Exercise | 1,543 | -- | -- | 53% 2.9K to 4.44K | |
| 10-May-16 8:35 PM View: | CombiMatrix Corporation (CBMX) | 10-May-16 | Market Purchase | 5,000 | $3.19 | $15,962.50 | 208% 2.41K to 7.41K | 101% |
| 05-Apr-16 6:00 PM View: | Telik Inc. (TELK.PK) | 04-Apr-16 | Option Exercise | 11,417 | -- | -- | 114% 10.0K to 21.42K | |
| 13-Jan-15 6:28 PM View: | CombiMatrix Corporation (CBMX) | 09-Jan-15 | Grant | 12,528 | -- | -- | 30% 41.77K to 54.3K | |
| 17-Dec-14 1:51 PM View: | Telik Inc. (TELK.PK) | 16-Dec-14 | Private Purchase | 10,000 | $2.40 | $24,000.00 | 90% 11.12K to 21.12K | |
| 17-Dec-14 7:47 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 15-Dec-14 | Grant | 15,000 | -- | -- | 35% 43.07K to 58.07K | |
| 24-Feb-14 5:04 PM View: | CombiMatrix Corporation (CBMX) | 20-Feb-14 | Grant | 17,495 | -- | -- | 72% 24.27K to 41.77K | |
| 20-Dec-13 5:59 PM View: | CombiMatrix Corporation (CBMX) | 20-Dec-13 | Conversion | 24,272 | -- | -- | 100% 0 to 24.27K | |
| 18-Dec-13 8:08 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 17-Dec-13 | Grant | 20,000 | -- | -- | 96% 20.82K to 40.82K | |
| 03-Apr-13 6:29 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 01-Apr-13 | Option Exercise | 71,250 | $1.81 | $128,962.00 | 364% 19.57K to 90.82K | |
| 03-Apr-13 6:29 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 01-Apr-13 | Market Option Sale (Planned) | 71,250 | $8.21 | $585,126.00 | (78%) 90.82K to 19.57K | 8% |
| 17-Dec-12 8:08 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 13-Dec-12 | Grant | 15,000 | -- | -- | 444% 3.38K to 18.38K | |
| 02-Oct-12 8:13 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 01-Oct-12 | Option Exercise | 50,000 | $1.48 | $74,000.00 | 1478% 3.38K to 53.38K | |
| 02-Oct-12 8:13 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 01-Oct-12 | Market Option Sale (Planned) | 50,000 | $8.32 | $415,980.00 | (94%) 53.38K to 3.38K | 9% |
| 09-Jul-12 8:10 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 05-Jul-12 | Market Sale | 10,000 | $11.00 | $110,000.00 | (78%) 12.76K to 2.76K | 31% |
| 10-Jan-12 6:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 06-Jan-12 | Acquisition (other) | 150 | $1.64 | $245.90 | 1% 12.14K to 12.29K | 364% |
| 10-Jan-12 6:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 06-Jan-12 | Disposition (other) | 150 | $1.63 | $245.02 | (1%) 12.29K to 12.14K | (365%) |
| 20-Jan-10 11:50 AM View: | Arena Pharmaceuticals, Inc. (ARNA) | 26-Jun-09 | Gift | 2,000 | -- | -- | (3%) 59.73K to 57.73K | |
| 02-Sep-08 5:34 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 02-Sep-08 | Market Sale (Planned) | 10,000 | $6.16 | $61,605.00 | (15%) 67.25K to 57.25K | (10%) |
| 15-Feb-08 1:21 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 13-Feb-08 | Gift | 700 | -- | -- | (1%) 67.24K to 66.54K | |
| 26-Jul-07 1:30 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 25-Jul-07 | Gift | 1,200 | -- | -- | (2%) 68.24K to 67.04K | |
| 01-Aug-06 10:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 31-Jul-06 | Option Exercise | 5,000 | $0.60 | $3,000.00 | 7% 69.21K to 74.21K | |
| 01-Aug-06 10:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 31-Jul-06 | Market Option Sale | 5,000 | $10.46 | $52,316.70 | (7%) 74.21K to 69.21K | 35% |
| 01-Aug-06 10:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 31-Jul-06 | Market Sale | 2,500 | $10.46 | $26,158.30 | (4%) 69.21K to 66.71K | 35% |
| 04-Apr-06 3:38 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 31-Mar-06 | Acquisition (other) | 625 | $3.75 | $2,343.75 | < 1% 68.0K to 68.62K | |
| 24-Jan-06 5:38 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 20-Jan-06 | Grant | 15,000 | -- | -- | 28% 53.0K to 68.0K | |
| 03-Jan-06 9:33 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 30-Dec-05 | Acquisition (other) | 320 | $3.75 | $1,200.00 | < 1% 52.68K to 53.0K | |
| 07-Dec-05 7:24 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 07-Dec-05 | Gift | 200 | -- | -- | (< 1%) 52.88K to 52.68K | |
| 03-Oct-05 12:56 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 30-Sep-05 | Acquisition (other) | 223 | $3.75 | $836.25 | < 1% 52.65K to 52.88K | |
| 01-Jul-05 4:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 30-Jun-05 | Acquisition (other) | 140 | $3.75 | $525.00 | < 1% 52.51K to 52.65K | |
| 01-Apr-05 5:13 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 31-Mar-05 | Acquisition (other) | 367 | $3.75 | $1,376.25 | < 1% 52.15K to 52.51K | |
| 04-Jan-05 12:21 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 31-Dec-04 | Acquisition (other) | 127 | $3.75 | $476.25 | < 1% 52.02K to 52.15K | |
| 04-Oct-04 6:05 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 30-Sep-04 | Acquisition (other) | 150 | $3.66 | $549.00 | < 1% 51.87K to 52.02K | |
| 02-Jul-04 6:55 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 30-Jun-04 | Acquisition (other) | 103 | $4.64 | $477.92 | < 1% 51.77K to 51.87K | |
| 02-Apr-04 10:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 31-Mar-04 | Acquisition (other) | 108 | $5.45 | $588.60 | < 1% 51.66K to 51.77K | |
| 21-Jan-04 10:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 21-Jan-04 | Gift | 200 | -- | -- | (< 1%) 51.86K to 51.66K | |
| 02-Oct-03 10:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 30-Sep-03 | Acquisition (other) | 74 | $5.10 | $377.40 | < 1% 51.78K to 51.86K |