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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Sep-24 5:12 PM View:  | Hennessy Advisors, Inc. (HNNA) | 19-Sep-24 | Gift | 2,000 | -- | -- | (< 1%) 281.11K to 279.11K | |
| 19-Sep-24 5:12 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-24 | Grant Duplicate | 5,600 | -- | -- | 2% 275.51K to 281.11K | |
| 26-Dec-23 4:13 PM View: | Hennessy Advisors, Inc. (HNNA) | 22-Dec-23 | Gift | 11,250 | -- | -- | (4%) 284.74K to 273.49K | |
| 20-Dec-23 4:03 PM View: | Hennessy Advisors, Inc. (HNNA) | 20-Dec-23 | Gift | 3,750 | -- | -- | (1%) 288.49K to 284.74K | |
| 19-Sep-23 7:09 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-23 | Grant Duplicate | 5,600 | -- | -- | 2% 273.38K to 278.98K | |
| 15-Dec-22 5:19 PM View: | Hennessy Advisors, Inc. (HNNA) | 13-Dec-22 | Gift | 15,000 | -- | -- | (5%) 288.38K to 273.38K | |
| 20-Sep-22 7:35 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-22 | Grant | 4,500 | -- | -- | 2% 283.88K to 288.38K | |
| 10-Mar-22 4:41 PM View: | Hennessy Advisors, Inc. (HNNA) | 02-Mar-22 | Gift | 1,000 | -- | -- | (< 1%) 284.88K to 283.88K | |
| 09-Dec-21 2:12 PM View: | Hennessy Advisors, Inc. (HNNA) | 07-Dec-21 | Gift | 11,500 | -- | -- | (4%) 296.38K to 284.88K | |
| 20-Sep-21 4:47 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-21 | Grant | 5,250 | -- | -- | 2% 291.13K to 296.38K | |
| 12-Aug-21 4:39 PM View: | Hennessy Advisors, Inc. (HNNA) | 11-Aug-21 | Market Purchase | 1,400 | $10.24 | $14,339.40 | < 1% 289.73K to 291.13K | < 1% |
| 12-Dec-23 6:52 PM View: | Hennessy Advisors, Inc. (HNNA) | 11-Aug-21 | Market Purchase | 1,400 | $10.23 | $14,315.40 | < 1% 286.29K to 287.69K | 16% |
| 12-Aug-21 4:39 PM View: | Hennessy Advisors, Inc. (HNNA) | 10-Aug-21 | Market Purchase | 2,500 | $9.98 | $24,941.50 | < 1% 287.23K to 289.73K | 3% |
| 12-Dec-23 6:52 PM View: | Hennessy Advisors, Inc. (HNNA) | 10-Aug-21 | Market Purchase | 2,500 | $9.97 | $24,931.50 | < 1% 283.79K to 286.29K | 19% |
| 29-Jun-21 4:27 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Jun-21 | Gift | 500 | -- | -- | (< 1%) 287.73K to 287.23K | |
| 28-Dec-20 5:11 PM View: | Hennessy Advisors, Inc. (HNNA) | 22-Dec-20 | Gift | 1,000 | -- | -- | (< 1%) 288.73K to 287.73K | |
| 28-Dec-20 5:11 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-Dec-20 | Gift | 11,000 | -- | -- | (4%) 299.73K to 288.73K | |
| 22-Sep-20 6:55 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-20 | Grant | 5,250 | -- | -- | 2% 294.48K to 299.73K | |
| 18-Mar-20 4:46 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Mar-20 | Gift | 500 | -- | -- | (< 1%) 294.98K to 294.48K | |
| 16-Dec-19 3:59 PM View: | Hennessy Advisors, Inc. (HNNA) | 11-Dec-19 | Gift | 8,500 | -- | -- | (3%) 303.48K to 294.98K | |
| 16-Dec-19 3:59 PM View: | Hennessy Advisors, Inc. (HNNA) | 10-Dec-19 | Gift | 1,500 | -- | -- | (< 1%) 304.98K to 303.48K | |
| 04-Sep-19 4:12 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-19 | Grant | 5,250 | -- | -- | 2% 299.73K to 304.98K | |
| 04-Jan-19 1:10 PM View: | Hennessy Advisors, Inc. (HNNA) | 28-Dec-18 | Gift | 3,000 | -- | -- | (< 1%) 302.73K to 299.73K | |
| 18-Dec-18 5:48 PM View: | Hennessy Advisors, Inc. (HNNA) | 11-Dec-18 | Gift | 6,000 | -- | -- | (2%) 308.73K to 302.73K | |
| 19-Dec-17 3:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Dec-17 | Gift | 3,000 | -- | -- | (< 1%) 308.48K to 305.48K | |
| 13-Feb-18 4:23 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Dec-17 | Gift | 2,000 | -- | -- | (< 1%) 305.48K to 303.48K | |
| 22-Sep-17 4:07 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-17 | Market Purchase | 1,500 | $15.43 | $23,152.20 | < 1% 306.98K to 308.48K | (38%) |
| 22-Sep-17 4:07 PM View: | Hennessy Advisors, Inc. (HNNA) | 20-Sep-17 | Market Purchase | 3,500 | $15.44 | $54,038.90 | 1% 303.48K to 306.98K | (38%) |
| 19-Sep-17 7:27 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-17 | Grant | 5,250 | -- | -- | 2% 298.23K to 303.48K | |
| 14-Sep-18 4:52 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-17 | Grant | 5,250 | -- | -- | 2% 303.48K to 308.73K | |
| 30-Dec-16 2:59 PM View: | Hennessy Advisors, Inc. (HNNA) | 16-Dec-16 | Gift | 2,500 | -- | -- | (1%) 201.32K to 198.82K | |
| 23-Sep-16 5:33 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-16 | Grant | 3,500 | -- | -- | 2% 197.82K to 201.32K | |
| 12-Sep-16 4:31 PM View: | Hennessy Advisors, Inc. (HNNA) | 08-Sep-16 | Market Sale | 660 | $37.00 | $24,420.00 | (< 1%) 198.48K to 197.82K | 75% |
| 18-Aug-16 6:23 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Aug-16 | Market Sale | 140 | $37.25 | $5,215.00 | (< 1%) 198.62K to 198.48K | 75% |
| 18-Aug-16 6:23 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Aug-16 | Market Sale | 100 | $37.25 | $3,725.00 | (< 1%) 198.72K to 198.62K | 75% |
| 18-Aug-16 6:23 PM View: | Hennessy Advisors, Inc. (HNNA) | 16-Aug-16 | Market Sale | 1,260 | $37.73 | $47,541.10 | (< 1%) 199.98K to 198.72K | 75% |
| 15-Aug-16 6:41 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-Aug-16 | Market Sale | 2,207 | $37.83 | $83,495.40 | (1%) 202.19K to 199.98K | 76% |
| 15-Aug-16 6:41 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Aug-16 | Market Sale | 937 | $38.00 | $35,609.10 | (< 1%) 203.12K to 202.19K | 76% |
| 15-Aug-16 6:41 PM View: | Hennessy Advisors, Inc. (HNNA) | 11-Aug-16 | Market Sale | 596 | $37.98 | $22,634.10 | (< 1%) 203.72K to 203.12K | 76% |
| 07-Mar-16 5:11 PM View: | Hennessy Advisors, Inc. (HNNA) | 04-Mar-16 | Gift | 500 | -- | -- | (< 1%) 204.22K to 203.72K | |
| 03-Mar-16 5:12 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Feb-16 | Gift | 500 | -- | -- | (< 1%) 204.72K to 204.22K | |
| 30-Dec-15 3:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Dec-15 | Gift | 200 | -- | -- | (< 1%) 204.92K to 204.72K | |
| 30-Dec-15 3:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-Dec-15 | Gift | 600 | -- | -- | (< 1%) 205.52K to 204.92K | |
| 30-Dec-15 3:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 10-Dec-15 | Gift | 1,500 | -- | -- | (< 1%) 207.02K to 205.52K | |
| 05-Oct-15 7:45 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-15 | Gift | 2,000 | -- | -- | (< 1%) 209.02K to 207.02K | |
| 29-Sep-15 5:10 PM View: | Hennessy Advisors, Inc. (HNNA) | 25-Sep-15 | Disposition | 30,403 | $25.00 | $760,075.00 | (13%) 239.42K to 209.02K | 63% |
| 18-Sep-15 3:36 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Sep-15 | Grant | 5,000 | -- | -- | 2% 234.42K to 239.42K | |
| 14-Oct-14 4:06 PM View: | Hennessy Advisors, Inc. (HNNA) | 13-Oct-14 | Grant | 5,000 | -- | -- | 2% 229.42K to 234.42K | |
| 18-Sep-14 3:31 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Sep-14 | Gift | 2,500 | -- | -- | (1%) 231.92K to 229.42K | |
| 15-May-14 6:02 PM View: | Hennessy Advisors, Inc. (HNNA) | 13-May-14 | Payment of Exercise | 14,399 | $12.50 | $179,988.00 | (6%) 246.32K to 231.92K | (140%) |