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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Sep-24 4:35 PM View:  | Hennessy Advisors, Inc. (HNNA) | 18-Sep-24 | Grant Duplicate | 19,700 | -- | -- | < 1% 2.08M to 2.1M | |
| 19-Sep-24 4:35 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-24 | Payment of Exercise Duplicate | 8,482 | $10.24 | $86,860.80 | (< 1%) 2.1M to 2.09M | |
| 20-Dec-23 4:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Dec-23 | Gift | 20,000 | -- | -- | (< 1%) 2.07M to 2.05M | |
| 20-Dec-23 4:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Dec-23 | Private Purchase | 100 | $6.50 | $650.00 | < 1% 2.07M to 2.07M | |
| 18-Dec-23 5:23 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Dec-23 | Purchase | 1,476 | $6.50 | $9,594.00 | < 1% 2.1M to 2.1M | |
| 26-Dec-23 4:12 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Dec-23 | Private Purchase | 599 | $6.50 | $3,893.50 | < 1% 2.08M to 2.08M | |
| 18-Dec-23 5:23 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-Dec-23 | Private Purchase | 75 | $6.50 | $487.50 | < 1% 2.1M to 2.1M | |
| 13-Dec-23 6:06 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Dec-23 | Private Purchase | 7,190 | $6.50 | $46,729.20 | < 1% 2.09M to 2.1M | |
| 19-Sep-23 6:46 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-23 | Grant Duplicate | 19,700 | -- | -- | < 1% 2.08M to 2.1M | |
| 19-Sep-23 6:46 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-23 | Payment of Exercise Duplicate | 5,856 | $6.79 | $39,765.60 | (< 1%) 2.1M to 2.09M | |
| 01-Sep-23 1:27 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-23 | Payment of Exercise | 1,952 | $6.89 | $13,445.80 | (< 1%) 2.08M to 2.08M | |
| 23-Jun-23 5:58 PM View: | Hennessy Advisors, Inc. (HNNA) | 23-Jun-23 | Purchase | 1 | $7.10 | $7.10 | < 1% 2.08M to 2.08M | |
| 23-Jun-23 5:58 PM View: | Hennessy Advisors, Inc. (HNNA) | 22-Jun-23 | Private Purchase | 1,774 | $7.09 | $12,580.70 | < 1% 2.08M to 2.08M | |
| 21-Jun-23 5:26 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Jun-23 | Purchase | 1,537 | $7.10 | $10,912.70 | < 1% 2.07M to 2.08M | |
| 21-Jun-23 5:26 PM View: | Hennessy Advisors, Inc. (HNNA) | 20-Jun-23 | Private Purchase | 325 | $7.10 | $2,307.50 | < 1% 2.07M to 2.07M | |
| 30-May-23 4:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 26-May-23 | Purchase | 1,634 | $6.93 | $11,324.60 | < 1% 2.07M to 2.07M | |
| 30-May-23 4:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 25-May-23 | Private Purchase | 1,368 | $6.83 | $9,350.01 | < 1% 2.07M to 2.07M | |
| 24-May-23 6:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 24-May-23 | Purchase | 4,500 | $6.82 | $30,700.80 | < 1% 2.07M to 2.07M | |
| 24-May-23 6:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 23-May-23 | Private Purchase | 3,000 | $6.89 | $20,685.00 | < 1% 2.06M to 2.07M | |
| 23-May-23 11:19 AM View: | Hennessy Advisors, Inc. (HNNA) | 22-May-23 | Purchase | 6,800 | $6.87 | $46,699.70 | < 1% 2.06M to 2.06M | |
| 23-May-23 11:19 AM View: | Hennessy Advisors, Inc. (HNNA) | 19-May-23 | Private Purchase | 5,200 | $6.95 | $36,130.10 | < 1% 2.05M to 2.06M | |
| 27-Dec-22 6:18 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Dec-22 | Gift | 12,500 | -- | -- | (< 1%) 2.06M to 2.05M | |
| 20-Sep-22 7:30 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-22 | Grant | 15,750 | -- | -- | < 1% 2.05M to 2.07M | |
| 20-Sep-22 7:30 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-22 | Payment of Exercise | 3,903 | $9.00 | $35,127.00 | (< 1%) 2.07M to 2.06M | |
| 14-Sep-22 5:24 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-22 | Payment of Exercise | 1,952 | $9.47 | $18,480.70 | (< 1%) 2.05M to 2.05M | |
| 01-Sep-22 5:52 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-22 | Payment of Exercise | 1,952 | $9.93 | $19,378.40 | (< 1%) 2.06M to 2.05M | |
| 23-Dec-21 12:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Dec-21 | Gift | 40,000 | -- | -- | (2%) 2.1M to 2.06M | |
| 01-Oct-21 6:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-21 | Payment of Exercise | 1,952 | $9.62 | $18,773.40 | (< 1%) 2.1M to 2.1M | 0% |
| 20-Sep-21 4:46 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-21 | Grant | 15,750 | -- | -- | < 1% 2.08M to 2.1M | |
| 21-Sep-21 10:00 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-21 | Payment of Exercise | 1,952 | $10.00 | $19,515.00 | (< 1%) 2.1M to 2.1M | < 1% |
| 14-Sep-21 12:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-21 | Payment of Exercise | 1,952 | $9.89 | $19,300.30 | (< 1%) 2.09M to 2.08M | (3%) |
| 01-Sep-21 4:26 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-21 | Payment of Exercise | 1,952 | $10.01 | $19,534.50 | (< 1%) 2.09M to 2.09M | (2%) |
| 30-Dec-20 5:58 PM View: | Hennessy Advisors, Inc. (HNNA) | 29-Dec-20 | Gift | 112,500 | -- | -- | (5%) 2.2M to 2.09M | |
| 01-Oct-20 6:11 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-20 | Payment of Exercise | 1,952 | $8.29 | $16,177.90 | (< 1%) 2.2M to 2.2M | |
| 22-Sep-20 6:53 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-20 | Payment of Exercise | 1,952 | $9.38 | $18,305.10 | (< 1%) 2.21M to 2.2M | |
| 22-Sep-20 6:53 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-20 | Grant | 15,750 | -- | -- | < 1% 2.19M to 2.21M | |
| 15-Sep-20 4:08 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-20 | Payment of Exercise | 1,952 | $9.03 | $17,622.00 | (< 1%) 2.19M to 2.19M | (5%) |
| 01-Sep-20 8:56 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-20 | Payment of Exercise | 1,934 | $8.90 | $17,217.00 | (< 1%) 2.19M to 2.19M | (6%) |
| 20-Mar-20 3:03 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Mar-20 | Market Purchase | 23,714 | $6.16 | $146,045.00 | 1% 2.17M to 2.19M | |
| 16-Dec-19 4:11 PM View: | Hennessy Advisors, Inc. (HNNA) | 11-Dec-19 | Gift | 10,000 | -- | -- | (< 1%) 2.18M to 2.17M | |
| 16-Dec-19 4:11 PM View: | Hennessy Advisors, Inc. (HNNA) | 10-Dec-19 | Gift | 90,000 | -- | -- | (4%) 2.27M to 2.18M | |
| 01-Oct-19 5:38 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-19 | Payment of Exercise | 1,952 | $10.81 | $21,095.70 | (< 1%) 2.27M to 2.27M | |
| 24-Sep-19 4:17 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-19 | Payment of Exercise | 1,952 | $10.15 | $19,807.70 | (< 1%) 2.27M to 2.27M | |
| 19-Sep-19 5:27 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Sep-19 | Payment of Exercise | 2,788 | $10.29 | $28,688.50 | (< 1%) 2.28M to 2.27M | |
| 16-Sep-19 12:06 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-19 | Payment of Exercise | 1,952 | $10.42 | $20,334.60 | (< 1%) 2.28M to 2.28M | |
| 04-Sep-19 4:22 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-19 | Grant | 15,750 | -- | -- | < 1% 2.26M to 2.28M | |
| 27-Jun-19 1:16 PM View: | Hennessy Advisors, Inc. (HNNA) | 26-Jun-19 | Gift | 3,400 | -- | -- | (< 1%) 2.27M to 2.26M | |
| 04-Jan-19 1:13 PM View: | Hennessy Advisors, Inc. (HNNA) | 27-Dec-18 | Gift | 50,000 | -- | -- | (2%) 2.32M to 2.27M | |
| 04-Jan-19 1:13 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Dec-18 | Gift | 10,000 | -- | -- | (< 1%) 2.33M to 2.32M | |
| 01-Oct-18 5:06 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-18 | Payment of Exercise | 1,952 | $13.85 | $27,028.30 | (< 1%) 2.33M to 2.33M | 30% |