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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Sep-24 4:17 PM View:  | Hennessy Advisors, Inc. (HNNA) | 25-Sep-24 | Gift | 3,000 | -- | -- | 2% 177.43K to 180.43K | |
| 25-Sep-24 4:17 PM View: | Hennessy Advisors, Inc. (HNNA) | 25-Sep-24 | Gift | 5,500 | -- | -- | (3%) 180.43K to 174.93K | |
| 19-Sep-24 4:32 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-24 | Grant | 19,700 | -- | -- | 12% 166.21K to 185.91K | |
| 19-Sep-24 4:32 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-24 | Payment of Exercise | 8,482 | $10.24 | $86,860.80 | (5%) 185.91K to 177.43K | |
| 21-Dec-23 4:16 PM View: | Hennessy Advisors, Inc. (HNNA) | 20-Dec-23 | Gift | 3,000 | -- | -- | 2% 169.07K to 172.07K | |
| 21-Dec-23 4:16 PM View: | Hennessy Advisors, Inc. (HNNA) | 20-Dec-23 | Gift | 5,856 | -- | -- | (3%) 172.06K to 166.21K | |
| 19-Sep-23 6:50 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-23 | Grant | 19,700 | -- | -- | 13% 152.37K to 172.07K | |
| 19-Sep-23 6:50 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-23 | Payment of Exercise | 5,856 | $6.79 | $39,765.60 | (3%) 172.06K to 166.21K | |
| 01-Sep-23 1:26 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-23 | Payment of Exercise | 1,952 | $6.89 | $13,445.80 | (1%) 154.32K to 152.37K | |
| 27-Dec-22 6:23 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Dec-22 | Gift | 3,000 | -- | -- | 2% 155.82K to 158.82K | |
| 27-Dec-22 6:23 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Dec-22 | Gift | 4,500 | -- | -- | (3%) 158.82K to 154.32K | |
| 20-Sep-22 7:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-22 | Grant | 15,750 | -- | -- | 11% 143.97K to 159.72K | |
| 20-Sep-22 7:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-22 | Payment of Exercise | 3,903 | $9.00 | $35,127.00 | (2%) 159.72K to 155.82K | |
| 14-Sep-22 5:20 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-22 | Payment of Exercise | 1,952 | $9.47 | $18,480.70 | (1%) 145.92K to 143.97K | |
| 01-Sep-22 5:48 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-22 | Payment of Exercise | 1,952 | $9.93 | $19,378.40 | (1%) 147.87K to 145.92K | |
| 21-Dec-21 3:37 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-Dec-21 | Gift | 3,000 | -- | -- | 2% 150.37K to 153.37K | |
| 21-Dec-21 3:37 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-Dec-21 | Gift | 5,500 | -- | -- | (4%) 153.37K to 147.87K | |
| 01-Oct-21 6:02 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-21 | Payment of Exercise | 1,952 | $9.62 | $18,773.40 | (1%) 152.32K to 150.37K | 0% |
| 20-Sep-21 4:44 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-21 | Grant | 15,750 | -- | -- | 11% 138.53K to 154.28K | |
| 21-Sep-21 10:00 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-21 | Payment of Exercise | 1,952 | $10.00 | $19,515.00 | (1%) 154.28K to 152.32K | < 1% |
| 14-Sep-21 12:29 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-21 | Payment of Exercise | 1,952 | $9.89 | $19,300.30 | (1%) 140.48K to 138.53K | (3%) |
| 01-Sep-21 4:33 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-21 | Payment of Exercise | 1,952 | $10.01 | $19,534.50 | (1%) 142.43K to 140.48K | (2%) |
| 28-Dec-20 5:14 PM View: | Hennessy Advisors, Inc. (HNNA) | 07-Dec-20 | Gift | 3,000 | -- | -- | 2% 153.53K to 156.53K | |
| 28-Dec-20 5:14 PM View: | Hennessy Advisors, Inc. (HNNA) | 07-Dec-20 | Gift | 14,100 | -- | -- | (9%) 156.53K to 142.43K | |
| 01-Oct-20 6:08 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-20 | Payment of Exercise | 1,952 | $8.29 | $16,177.90 | (1%) 155.48K to 153.53K | |
| 22-Sep-20 6:59 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-20 | Payment of Exercise | 1,952 | $9.38 | $18,305.10 | (1%) 157.43K to 155.48K | |
| 22-Sep-20 6:59 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-20 | Grant | 15,750 | -- | -- | 11% 141.68K to 157.43K | |
| 15-Sep-20 4:04 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-20 | Payment of Exercise | 1,952 | $9.03 | $17,622.00 | (1%) 143.63K to 141.68K | (5%) |
| 01-Sep-20 8:53 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-20 | Payment of Exercise | 1,934 | $8.90 | $17,217.00 | (1%) 145.57K to 143.63K | (6%) |
| 16-Dec-19 4:09 PM View: | Hennessy Advisors, Inc. (HNNA) | 10-Dec-19 | Gift | 3,000 | -- | -- | 2% 155.57K to 158.57K | |
| 16-Dec-19 4:09 PM View: | Hennessy Advisors, Inc. (HNNA) | 10-Dec-19 | Gift | 13,000 | -- | -- | (8%) 158.57K to 145.57K | |
| 01-Oct-19 5:41 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-19 | Payment of Exercise | 1,952 | $10.81 | $21,095.70 | (1%) 157.52K to 155.57K | |
| 24-Sep-19 4:22 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-19 | Payment of Exercise | 1,952 | $10.15 | $19,807.70 | (1%) 159.47K to 157.52K | |
| 19-Sep-19 5:13 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Sep-19 | Market Sale | 1,500 | $10.07 | $15,103.70 | (< 1%) 160.97K to 159.47K | |
| 19-Sep-19 5:13 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-19 | Market Sale | 2,500 | $10.20 | $25,500.50 | (2%) 163.47K to 160.97K | |
| 19-Sep-19 5:13 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Sep-19 | Payment of Exercise | 2,788 | $10.29 | $28,688.50 | (2%) 166.26K to 163.47K | |
| 16-Sep-19 12:14 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-19 | Payment of Exercise | 1,952 | $10.42 | $20,334.60 | (1%) 168.21K to 166.26K | |
| 04-Sep-19 4:23 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-19 | Grant | 15,750 | -- | -- | 10% 152.46K to 168.21K | |
| 18-Dec-18 5:55 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Dec-18 | Gift | 6,300 | -- | -- | (4%) 158.76K to 152.46K | |
| 18-Dec-18 5:55 PM View: | Hennessy Advisors, Inc. (HNNA) | 07-Dec-18 | Gift | 3,000 | -- | -- | 2% 158.76K to 161.76K | |
| 18-Dec-18 5:55 PM View: | Hennessy Advisors, Inc. (HNNA) | 07-Dec-18 | Gift | 3,000 | -- | -- | (2%) 161.76K to 158.76K | |
| 01-Oct-18 5:09 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-18 | Payment of Exercise | 1,952 | $13.85 | $27,028.30 | (1%) 160.71K to 158.76K | 30% |
| 25-Sep-18 6:03 PM View: | Hennessy Advisors, Inc. (HNNA) | 23-Sep-18 | Payment of Exercise | 2,789 | $14.40 | $40,161.60 | (2%) 163.5K to 160.71K | 33% |
| 25-Sep-18 6:03 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-18 | Payment of Exercise | 1,952 | $14.40 | $28,101.60 | (1%) 165.45K to 163.5K | 33% |
| 19-Sep-18 1:53 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Sep-18 | Payment of Exercise | 2,770 | $14.61 | $40,469.70 | (2%) 168.22K to 165.45K | 34% |
| 14-Sep-18 4:47 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-18 | Grant | 15,750 | -- | -- | 10% 152.47K to 168.22K | |
| 19-Dec-17 3:26 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Dec-17 | Gift | 3,000 | -- | -- | 2% 152.47K to 155.47K | |
| 19-Dec-17 3:26 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Dec-17 | Gift | 3,000 | -- | -- | (2%) 155.47K to 152.47K | |
| 03-Oct-17 6:01 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-17 | Grant | 15,750 | $15.44 | $243,180.00 | 12% 136.72K to 152.47K | (38%) |
| 03-Oct-17 6:01 PM View: | Hennessy Advisors, Inc. (HNNA) | 28-Sep-17 | Gift | 2,000 | -- | -- | (1%) 138.72K to 136.72K |