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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Sep-24 5:28 PM View:  | Hennessy Advisors, Inc. (HNNA) | 18-Sep-24 | Grant | 5,600 | -- | -- | 7% 84.83K to 90.43K | |
| 19-Sep-23 7:03 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-23 | Grant | 5,600 | -- | -- | 7% 79.23K to 84.83K | |
| 20-Sep-22 7:26 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-22 | Grant | 4,500 | -- | -- | 6% 74.73K to 79.23K | |
| 20-Sep-21 5:01 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-21 | Grant | 5,250 | -- | -- | 8% 69.48K to 74.73K | |
| 22-Sep-20 6:59 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-20 | Grant | 5,250 | -- | -- | 8% 64.23K to 69.48K | |
| 04-Sep-19 4:17 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-19 | Grant | 5,250 | -- | -- | 9% 58.98K to 64.23K | |
| 24-Sep-18 5:27 PM View: | Hennessy Advisors, Inc. (HNNA) | 24-Sep-18 | Market Sale | 600 | $14.77 | $8,863.02 | (1%) 59.58K to 58.98K | 34% |
| 24-Sep-18 5:27 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-18 | Market Sale | 400 | $15.01 | $6,002.60 | (< 1%) 59.98K to 59.58K | 35% |
| 24-Sep-18 5:27 PM View: | Hennessy Advisors, Inc. (HNNA) | 20-Sep-18 | Market Sale | 500 | $15.02 | $7,509.60 | (< 1%) 60.48K to 59.98K | 35% |
| 20-Sep-18 12:48 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Sep-18 | Market Sale | 300 | $15.05 | $4,515.00 | (< 1%) 60.78K to 60.48K | 36% |
| 20-Sep-18 12:48 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-18 | Market Sale | 200 | $14.97 | $2,993.40 | (< 1%) 60.98K to 60.78K | 35% |
| 14-Sep-18 4:58 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-18 | Grant | 5,250 | -- | -- | 9% 55.73K to 60.98K | |
| 19-Sep-17 7:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-17 | Grant | 5,250 | -- | -- | 10% 50.48K to 55.73K | |
| 23-Sep-16 5:41 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-16 | Grant | 3,500 | -- | -- | 12% 30.15K to 33.65K | |
| 23-Aug-16 2:54 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Aug-16 | Market Sale | 2,534 | $36.42 | $92,291.30 | (8%) 32.69K to 30.15K | 75% |
| 18-Aug-16 6:24 PM View: | Hennessy Advisors, Inc. (HNNA) | 16-Aug-16 | Market Sale | 2,158 | $37.73 | $81,421.10 | (6%) 34.84K to 32.69K | 75% |
| 15-Aug-16 6:44 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-Aug-16 | Market Sale | 6,086 | $37.90 | $230,630.00 | (15%) 40.93K to 34.84K | 76% |
| 15-Aug-16 6:44 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Aug-16 | Market Sale | 1,022 | $37.90 | $38,733.60 | (2%) 41.95K to 40.93K | 76% |
| 15-Aug-16 6:44 PM View: | Hennessy Advisors, Inc. (HNNA) | 11-Aug-16 | Market Sale | 2,200 | $37.79 | $83,139.10 | (5%) 44.15K to 41.95K | 76% |
| 29-Sep-15 5:16 PM View: | Hennessy Advisors, Inc. (HNNA) | 25-Sep-15 | Disposition | 5,058 | $25.00 | $126,450.00 | (10%) 49.21K to 44.15K | 63% |
| 18-Sep-15 4:22 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Sep-15 | Grant | 5,000 | -- | -- | 11% 44.21K to 49.21K | |
| 19-Feb-15 5:09 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Feb-15 | Market Sale | 2,248 | $24.00 | $53,952.00 | (5%) 46.46K to 44.21K | (24%) |
| 19-Feb-15 5:09 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Feb-15 | Market Sale | 2,752 | $24.00 | $66,048.00 | (6%) 49.21K to 46.46K | (24%) |
| 14-Oct-14 4:11 PM View: | Hennessy Advisors, Inc. (HNNA) | 13-Oct-14 | Grant | 5,000 | -- | -- | 11% 44.21K to 49.21K | |
| 19-May-14 4:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-May-14 | Option Exercise | 2,402 | $7.11 | $17,078.20 | 5% 44.21K to 46.61K | |
| 19-May-14 4:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-May-14 | Market Option Sale | 2,402 | $12.40 | $29,784.80 | (5%) 46.61K to 44.21K | (141%) |
| 19-May-14 4:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 16-May-14 | Option Exercise | 8,500 | $7.11 | $60,435.00 | 19% 44.21K to 52.71K | |
| 19-May-14 4:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 16-May-14 | Market Option Sale | 8,500 | $12.25 | $104,125.00 | (16%) 52.71K to 44.21K | (144%) |
| 19-May-14 4:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-May-14 | Option Exercise | 14,411 | $7.11 | $102,462.00 | 48% 29.8K to 44.21K | |
| 15-May-14 6:05 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-May-14 | Market Sale | 14,411 | $12.25 | $176,584.00 | (33%) 44.21K to 29.8K | (145%) |
| 18-Sep-13 5:42 PM View: | Hennessy Advisors, Inc. (HNNA) | 16-Sep-13 | Grant | 5,000 | -- | -- | 13% 39.21K to 44.21K | |
| 27-Mar-13 9:03 PM View: | Hennessy Advisors, Inc. (HNNA) | 25-Mar-13 | Payment of Exercise | 14,496 | $7.00 | $101,472.00 | (27%) 53.98K to 39.48K | (241%) |
| 22-Mar-13 5:46 PM View: | Hennessy Advisors, Inc. (HNNA) | 22-Mar-13 | Market Option Sale | 500 | $7.00 | $3,500.00 | (< 1%) 54.48K to 53.98K | (241%) |
| 22-Mar-13 5:46 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Mar-13 | Option Exercise | 29,750 | $3.55 | $105,612.00 | 118% 25.13K to 54.88K | |
| 22-Mar-13 5:46 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Mar-13 | Market Option Sale | 400 | $7.50 | $3,000.00 | (< 1%) 54.88K to 54.48K | (218%) |
| 04-Dec-08 2:48 PM View: | Hennessy Advisors, Inc. (HNNA) | 05-Oct-08 | Grant | 2,500 | -- | -- | 11% 22.63K to 25.13K | |
| 07-Dec-07 2:00 PM View: | Hennessy Advisors, Inc. (HNNA) | 05-Dec-07 | Grant | 1,250 | -- | -- | 6% 21.38K to 22.63K | |
| 02-Apr-07 6:14 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Mar-07 | Option Exercise | 1,100 | $3.55 | $3,905.00 | 6% 19.07K to 20.18K | |
| 02-Apr-07 6:14 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Mar-07 | Market Option Sale | 1,100 | $15.50 | $17,050.00 | (5%) 20.18K to 19.07K | (107%) |
| 02-Apr-07 6:14 PM View: | Hennessy Advisors, Inc. (HNNA) | 29-Mar-07 | Option Exercise | 600 | $3.55 | $2,130.00 | 3% 19.07K to 19.68K | |
| 02-Apr-07 6:14 PM View: | Hennessy Advisors, Inc. (HNNA) | 29-Mar-07 | Market Option Sale | 600 | $15.55 | $9,332.00 | (3%) 19.68K to 19.07K | (106%) |
| 27-Mar-07 8:56 AM View: | Hennessy Advisors, Inc. (HNNA) | 23-Mar-07 | Market Sale | 2,300 | $15.75 | $36,225.00 | (11%) 21.38K to 19.07K | (104%) |
| 24-Jan-07 5:34 PM View: | Hennessy Advisors, Inc. (HNNA) | 22-Jan-07 | Grant | 1,500 | -- | -- | 12% 12.75K to 14.25K | |
| 27-Jan-06 5:18 PM View: | Hennessy Advisors, Inc. (HNNA) | 26-Jan-06 | Grant | 1,000 | -- | -- | 13% 7.5K to 8.5K | |
| 14-Dec-05 5:18 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Dec-05 | Option Exercise | 15,000 | -- | -- | 200% 7.5K to 22.5K | |
| 14-Dec-05 5:18 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Dec-05 | Market Option Sale | 15,000 | $25.10 | $376,500.00 | (67%) 22.5K to 7.5K | (28%) |