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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Sep-24 6:02 PM View:  | Hennessy Advisors, Inc. (HNNA) | 23-Sep-24 | Gift | 2,000 | -- | -- | (4%) 56.6K to 54.6K | |
| 19-Sep-24 4:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-24 | Grant | 9,400 | -- | -- | 19% 50.03K to 59.43K | |
| 19-Sep-24 4:28 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-24 | Payment of Exercise | 2,828 | $10.24 | $28,958.70 | (5%) 59.43K to 56.6K | |
| 18-Dec-23 5:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-Dec-23 | Gift | 250 | -- | -- | < 1% 52.78K to 53.03K | |
| 18-Dec-23 5:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 15-Dec-23 | Gift | 3,000 | -- | -- | (6%) 53.03K to 50.03K | |
| 19-Sep-23 6:48 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-23 | Grant | 9,400 | -- | -- | 21% 45.31K to 54.72K | |
| 19-Sep-23 6:48 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-23 | Payment of Exercise | 1,937 | $6.79 | $13,152.20 | (4%) 54.72K to 52.78K | |
| 01-Sep-23 1:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-23 | Payment of Exercise | 631 | $6.89 | $4,347.59 | (1%) 45.95K to 45.31K | |
| 15-Dec-22 5:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 14-Dec-22 | Gift | 250 | -- | -- | < 1% 48.7K to 48.95K | |
| 15-Dec-22 5:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 14-Dec-22 | Gift | 3,000 | -- | -- | (6%) 48.95K to 45.95K | |
| 20-Sep-22 7:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-22 | Grant | 7,500 | -- | -- | 18% 42.49K to 49.99K | |
| 20-Sep-22 7:25 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-22 | Payment of Exercise | 1,296 | $9.00 | $11,664.00 | (3%) 49.99K to 48.7K | |
| 14-Sep-22 5:18 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-22 | Payment of Exercise | 864 | $9.47 | $8,182.08 | (2%) 43.36K to 42.49K | |
| 01-Sep-22 5:49 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-22 | Payment of Exercise | 631 | $9.93 | $6,265.83 | (1%) 43.99K to 43.36K | |
| 14-Mar-22 2:35 PM View: | Hennessy Advisors, Inc. (HNNA) | 11-Mar-22 | Sale | 15,010 | $9.83 | $147,619.00 | (25%) 59.0K to 43.99K | |
| 09-Dec-21 2:10 PM View: | Hennessy Advisors, Inc. (HNNA) | 02-Dec-21 | Gift | 250 | -- | -- | < 1% 61.75K to 62.0K | |
| 09-Dec-21 2:10 PM View: | Hennessy Advisors, Inc. (HNNA) | 02-Dec-21 | Gift | 3,000 | -- | -- | (5%) 62.0K to 59.0K | |
| 01-Oct-21 5:56 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-21 | Payment of Exercise | 1,362 | $9.62 | $13,097.60 | (2%) 63.11K to 61.75K | 0% |
| 20-Sep-21 4:40 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-21 | Grant | 7,500 | -- | -- | 13% 56.26K to 63.76K | |
| 21-Sep-21 10:00 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-21 | Payment of Exercise | 648 | $10.00 | $6,480.00 | (1%) 63.76K to 63.11K | < 1% |
| 14-Sep-21 12:32 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-21 | Payment of Exercise | 864 | $9.89 | $8,544.96 | (2%) 57.12K to 56.26K | (3%) |
| 01-Sep-21 4:29 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-21 | Payment of Exercise | 631 | $10.01 | $6,316.31 | (1%) 57.75K to 57.12K | (2%) |
| 28-Dec-20 5:20 PM View: | Hennessy Advisors, Inc. (HNNA) | 04-Dec-20 | Gift | 250 | -- | -- | < 1% 61.0K to 61.25K | |
| 28-Dec-20 5:20 PM View: | Hennessy Advisors, Inc. (HNNA) | 04-Dec-20 | Gift | 3,500 | -- | -- | (6%) 61.25K to 57.75K | |
| 01-Oct-20 6:05 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-20 | Payment of Exercise | 1,362 | $8.29 | $11,286.80 | (2%) 62.36K to 61.0K | |
| 22-Sep-20 6:56 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-20 | Payment of Exercise | 1,358 | $9.38 | $12,742.70 | (2%) 63.72K to 62.36K | |
| 22-Sep-20 6:56 PM View: | Hennessy Advisors, Inc. (HNNA) | 18-Sep-20 | Grant | 7,500 | -- | -- | 13% 56.22K to 63.72K | |
| 15-Sep-20 3:53 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-20 | Payment of Exercise | 842 | $9.03 | $7,603.26 | (1%) 57.06K to 56.22K | (5%) |
| 01-Sep-20 8:54 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-20 | Payment of Exercise | 632 | $8.90 | $5,624.80 | (1%) 57.7K to 57.06K | (6%) |
| 24-Feb-20 3:45 PM View: | Hennessy Advisors, Inc. (HNNA) | 20-Feb-20 | Gift | 250 | -- | -- | (< 1%) 57.95K to 57.7K | |
| 16-Dec-19 4:06 PM View: | Hennessy Advisors, Inc. (HNNA) | 13-Dec-19 | Gift | 250 | -- | -- | < 1% 58.7K to 58.95K | |
| 16-Dec-19 4:06 PM View: | Hennessy Advisors, Inc. (HNNA) | 13-Dec-19 | Gift | 1,000 | -- | -- | (2%) 58.95K to 57.95K | |
| 16-Dec-19 4:06 PM View: | Hennessy Advisors, Inc. (HNNA) | 10-Dec-19 | Gift | 1,500 | -- | -- | (2%) 60.2K to 58.7K | |
| 01-Oct-19 5:43 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-19 | Payment of Exercise | 1,362 | $10.81 | $14,717.80 | (2%) 61.56K to 60.2K | |
| 24-Sep-19 4:24 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-19 | Payment of Exercise | 1,362 | $10.15 | $13,819.20 | (2%) 62.92K to 61.56K | |
| 19-Sep-19 5:15 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Sep-19 | Payment of Exercise | 1,945 | $10.29 | $20,014.10 | (3%) 64.86K to 62.92K | |
| 16-Sep-19 12:30 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-19 | Payment of Exercise | 846 | $10.42 | $8,815.32 | (1%) 65.71K to 64.86K | |
| 04-Sep-19 4:20 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Aug-19 | Grant | 7,500 | -- | -- | 13% 58.21K to 65.71K | |
| 11-Jun-19 4:51 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-May-19 | Gift | 250 | -- | -- | (< 1%) 58.46K to 58.21K | |
| 04-Jan-19 1:08 PM View: | Hennessy Advisors, Inc. (HNNA) | 31-Dec-18 | Gift | 750 | -- | -- | (1%) 58.96K to 58.21K | |
| 20-Dec-18 5:14 PM View: | Hennessy Advisors, Inc. (HNNA) | 19-Dec-18 | Gift | 1,000 | -- | -- | (2%) 59.96K to 58.96K | |
| 01-Oct-18 5:14 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-18 | Payment of Exercise | 1,362 | $13.85 | $18,856.80 | (2%) 61.32K to 59.96K | 30% |
| 25-Sep-18 5:58 PM View: | Hennessy Advisors, Inc. (HNNA) | 23-Sep-18 | Payment of Exercise | 1,945 | $14.40 | $28,008.00 | (3%) 63.27K to 61.32K | 33% |
| 25-Sep-18 5:58 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Sep-18 | Payment of Exercise | 1,362 | $14.40 | $19,605.60 | (2%) 64.63K to 63.27K | 33% |
| 19-Sep-18 1:57 PM View: | Hennessy Advisors, Inc. (HNNA) | 17-Sep-18 | Payment of Exercise | 1,932 | $14.61 | $28,226.50 | (3%) 66.56K to 64.63K | 34% |
| 14-Sep-18 4:45 PM View: | Hennessy Advisors, Inc. (HNNA) | 12-Sep-18 | Grant | 10,000 | -- | -- | 18% 56.56K to 66.56K | |
| 27-Dec-17 2:26 PM View: | Hennessy Advisors, Inc. (HNNA) | 21-Dec-17 | Gift | 1,900 | -- | -- | (3%) 58.46K to 56.56K | |
| 12-Dec-17 5:19 PM View: | Hennessy Advisors, Inc. (HNNA) | 08-Dec-17 | Market Sale | 10,000 | $16.90 | $168,986.00 | (15%) 68.46K to 58.46K | 44% |
| 03-Oct-17 6:02 PM View: | Hennessy Advisors, Inc. (HNNA) | 30-Sep-17 | Grant | 15,750 | $15.44 | $243,180.00 | 30% 52.71K to 68.46K | (38%) |
| 25-Sep-17 4:50 PM View: | Hennessy Advisors, Inc. (HNNA) | 23-Sep-17 | Payment of Exercise | 2,113 | $14.97 | $31,631.60 | (4%) 54.82K to 52.71K | 36% |