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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-May-11 9:07 PM View:  | Geron Corp (GERN) | 20-May-11 | Grant | 10,000 | -- | -- | 3% 343.12K to 353.12K | |
| 13-May-11 7:55 PM View: | Geron Corp (GERN) | 11-May-11 | Grant | 19,000 | -- | -- | 6% 324.12K to 343.12K | |
| 11-Mar-11 8:35 PM View: | Geron Corp (GERN) | 09-Mar-11 | Grant | 18,750 | -- | -- | 6% 305.37K to 324.12K | |
| 16-Nov-10 2:07 PM View: | Complete Genomics Inc (GNOM) | 16-Nov-10 | Conversion Duplicate | 2,243,990 | -- | -- | 553% 405.54K to 2.65M | |
| 16-Nov-10 2:07 PM View: | Complete Genomics Inc (GNOM) | 16-Nov-10 | Payment of Exercise Duplicate | 60,375 | $9.00 | $543,375.00 | (2%) 3.05M to 2.99M | |
| 16-Nov-10 2:07 PM View: | Complete Genomics Inc (GNOM) | 16-Nov-10 | Purchase Duplicate | 333,333 | $9.00 | $3,000,000.00 | 13% 2.65M to 2.98M | |
| 16-Nov-10 2:07 PM View: | Complete Genomics Inc (GNOM) | 16-Nov-10 | Exercise (in-the money or at-the-money) Duplicate | 71,872 | $7.56 | $543,352.00 | 2% 2.98M to 3.05M | |
| 13-Jul-10 8:17 PM View: | Geron Corp (GERN) | 09-Jul-10 | Grant | 67,500 | -- | -- | 28% 237.87K to 305.37K | |
| 21-May-10 8:59 PM View: | Geron Corp (GERN) | 19-May-10 | Grant | 20,061 | $1.99 | $39,997.70 | 9% 217.81K to 237.87K | |
| 20-Oct-08 4:49 PM View: | Tercica Inc. (TRCA) | 16-Oct-08 | Disposition | 3,063,540 | $9.00 | $27,571,900.00 | (100%) 3.06M to 0 | < 1% |
| 20-Oct-08 4:49 PM View: | Tercica Inc. (TRCA) | 16-Oct-08 | Disposition | 6,666 | $9.00 | $59,994.00 | (< 1%) 3.07M to 3.06M | < 1% |
| 29-May-08 8:08 PM View: | Geron Corp (GERN) | 28-May-08 | Grant | 22,576 | -- | -- | 14% 156.6K to 179.18K | |
| 22-May-08 4:44 PM View: | Tercica Inc. (TRCA) | 20-May-08 | Grant | 6,666 | -- | -- | < 1% 3.06M to 3.07M | |
| 06-Jun-07 8:18 PM View: | Amicus Therapeutics, Inc. (FOLD) | 05-Jun-07 | Conversion Duplicate | 2,232,060 | -- | -- | 100% 0 to 2.23M | |
| 06-Jun-07 8:18 PM View: | Amicus Therapeutics, Inc. (FOLD) | 05-Jun-07 | Market Sale Duplicate | 6,427 | $15.00 | $96,405.00 | (< 1%) 2.25M to 2.24M | (73%) |
| 06-Jun-07 8:18 PM View: | Amicus Therapeutics, Inc. (FOLD) | 05-Jun-07 | Exercise (in-the money or at-the-money) Duplicate | 15,119 | $6.38 | $96,383.60 | < 1% 2.23M to 2.25M | |
| 24-May-07 9:24 PM View: | Geron Corp (GERN) | 23-May-07 | Grant | 61,792 | -- | -- | 65% 94.81K to 156.6K | |
| 24-May-07 9:24 PM View: | Geron Corp (GERN) | 21-May-07 | Option Exercise | 5,000 | $9.00 | $45,000.00 | 6% 89.81K to 94.81K | (55%) |
| 05-Jan-07 5:23 PM View: | Geron Corp (GERN) | 03-Jan-07 | Grant | 20,000 | -- | -- | 29% 69.81K to 89.81K | |
| 26-May-06 10:00 PM View: | Geron Corp (GERN) | 24-May-06 | Grant | 6,033 | -- | -- | 9% 63.77K to 69.81K | |
| 01-May-06 8:32 PM View: | Geron Corp (GERN) | 28-Apr-06 | Option Exercise | 29,411 | $2.04 | $59,998.40 | 86% 34.36K to 63.77K | |
| 15-Dec-05 6:51 PM View: | Tercica Inc. (TRCA) | 13-Dec-05 | Market Purchase | 200,000 | $6.58 | $1,315,700.00 | 7% 2.86M to 3.06M | (29%) |
| 08-Sep-05 7:26 PM View: | Tercica Inc. (TRCA) | 02-Sep-05 | Acquisition (other) | 17,789 | -- | -- | < 1% 3.82M to 3.84M | |
| 08-Sep-05 7:26 PM View: | Tercica Inc. (TRCA) | 02-Sep-05 | Disposition (other) | 954,514 | -- | -- | (25%) 3.84M to 2.88M | |
| 04-Aug-05 8:08 PM View: | Connetics Corp (CNCT) | 04-Aug-05 | Option Exercise | 40,000 | $6.82 | $272,638.00 | 10% 393.86K to 433.86K | |
| 05-Jul-05 7:47 PM View: | Connetics Corp (CNCT) | 30-Jun-05 | Option Exercise | 182 | $17.64 | $3,210.48 | < 1% 393.44K to 393.62K | |
| 10-May-05 5:01 PM View: | Geron Corp (GERN) | 06-May-05 | Grant | 3,125 | -- | -- | 10% 31.24K to 34.36K | |
| 04-Apr-05 5:41 PM View: | Connetics Corp (CNCT) | 31-Mar-05 | Option Exercise | 296 | $25.29 | $7,485.84 | < 1% 393.14K to 393.44K | |
| 03-Jan-05 9:46 PM View: | Connetics Corp (CNCT) | 31-Dec-04 | Option Exercise | 308 | $27.29 | $8,405.32 | < 1% 392.83K to 393.14K | |
| 01-Oct-04 10:00 PM View: | Connetics Corp (CNCT) | 30-Sep-04 | Option Exercise | 277 | $27.02 | $7,484.54 | < 1% 418.54K to 418.82K | |
| 01-Jul-04 7:04 PM View: | Connetics Corp (CNCT) | 30-Jun-04 | Option Exercise | 371 | $20.20 | $7,494.20 | < 1% 418.17K to 418.54K | |
| 01-Jun-04 5:09 PM View: | Geron Corp (GERN) | 27-May-04 | Grant | 2,646 | -- | -- | 9% 28.59K to 31.24K | |
| 24-Mar-04 10:00 PM View: | Tercica Inc. (TRCA) | 22-Mar-04 | Conversion | 3,262,500 | -- | -- | 86% 3.8M to 7.06M | |
| 24-Mar-04 10:00 PM View: | Tercica Inc. (TRCA) | 22-Mar-04 | Market Purchase | 555,555 | $9.00 | $5,000,000.00 | 8% 7.06M to 7.62M | (48%) |