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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jun-16 4:31 PM View:  | Baxalta Inc (BXLT) | 03-Jun-16 | Disposition | 39,364 | -- | -- | (100%) 39.36K to 0 | |
| 12-May-16 6:46 PM View: | Baxalta Inc (BXLT) | 10-May-16 | Grant | 4,500 | -- | -- | 13% 34.86K to 39.36K | |
| 06-Jul-15 8:21 PM View: | Baxalta Inc (BXLT) | 01-Jul-15 | Acquisition (other) | 34,697 | -- | -- | 100% 0 to 34.7K | |
| 07-May-15 4:21 PM View: | Baxter International Inc. (BAX) | 05-May-15 | Grant | 1,650 | -- | -- | 5% 30.92K to 32.57K | |
| 08-May-14 4:39 PM View: | Baxter International Inc. (BAX) | 06-May-14 | Grant | 1,490 | -- | -- | 5% 29.28K to 30.77K | |
| 09-May-13 4:42 PM View: | Baxter International Inc. (BAX) | 07-May-13 | Grant | 1,600 | -- | -- | 6% 27.57K to 29.18K | |
| 10-May-12 5:30 PM View: | Baxter International Inc. (BAX) | 08-May-12 | Grant | 1,890 | -- | -- | 7% 25.63K to 27.52K | |
| 28-Feb-12 4:51 PM View: | Baxter International Inc. (BAX) | 24-Feb-12 | Option Exercise | 51,280 | $41.44 | $2,124,980.00 | 299% 17.13K to 68.41K | |
| 28-Feb-12 4:51 PM View: | Baxter International Inc. (BAX) | 24-Feb-12 | Market Option Sale | 42,780 | $57.61 | $2,464,560.00 | (63%) 68.41K to 25.63K | 22% |
| 05-May-11 4:53 PM View: | Baxter International Inc. (BAX) | 03-May-11 | Grant | 1,160 | -- | -- | 7% 15.95K to 17.11K | |
| 28-Apr-11 5:11 PM View: | Baxter International Inc. (BAX) | 26-Apr-11 | Option Exercise | 11,250 | $48.19 | $542,138.00 | 79% 14.23K to 25.48K | |
| 28-Apr-11 5:11 PM View: | Baxter International Inc. (BAX) | 26-Apr-11 | Market Option Sale | 9,538 | $56.93 | $542,998.00 | (37%) 25.48K to 15.95K | 20% |
| 06-May-10 5:45 PM View: | Baxter International Inc. (BAX) | 04-May-10 | Grant | 1,440 | -- | -- | 11% 12.76K to 14.2K | |
| 06-Aug-09 10:21 AM View: | Caterpillar Inc. (CAT) | 05-Aug-09 | Option Exercise | 4,000 | $26.03 | $104,120.00 | 89% 4.51K to 8.52K | |
| 07-May-09 5:44 PM View: | Baxter International Inc. (BAX) | 05-May-09 | Grant | 1,310 | -- | -- | 12% 11.27K to 12.58K | |
| 08-May-08 5:28 PM View: | Baxter International Inc. (BAX) | 06-May-08 | Grant | 960 | -- | -- | 9% 10.16K to 11.12K | |
| 29-Nov-07 12:28 PM View: | Caterpillar Inc. (CAT) | 28-Nov-07 | Payment of Exercise | 1,485 | $70.09 | $104,084.00 | (25%) 6.0K to 4.51K | (107%) |
| 29-Nov-07 12:28 PM View: | Caterpillar Inc. (CAT) | 28-Nov-07 | Option Exercise | 4,000 | $26.03 | $104,120.00 | 200% 2.0K to 6.0K | |
| 02-May-07 5:15 PM View: | Baxter International Inc. (BAX) | 01-May-07 | Grant | 1,050 | -- | -- | 12% 8.99K to 10.04K | |
| 11-May-06 4:58 PM View: | Baxter International Inc. (BAX) | 09-May-06 | Grant | 1,540 | -- | -- | 21% 7.33K to 8.87K | |
| 04-May-05 7:57 PM View: | Baxter International Inc. (BAX) | 03-May-05 | Grant | 1,630 | -- | -- | 29% 5.61K to 7.24K | |
| 05-May-04 10:00 PM View: | Baxter International Inc. (BAX) | 04-May-04 | Grant | 1,860 | -- | -- | 51% 3.67K to 5.53K |