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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jun-24 6:44 PM View:  | Semtech Corp. (SMTC) | 09-Jun-24 | Option Exercise | 3,534 | $31.18 | $110,190.00 | 100% 0 to 3.53K | |
| 27-Aug-18 5:23 PM View: | Fabrinet (FN) | 25-Aug-18 | Payment of Exercise | 11,464 | $47.83 | $548,323.00 | (18%) 63.23K to 51.77K | (92%) |
| 27-Aug-18 5:23 PM View: | Fabrinet (FN) | 25-Aug-18 | Disposition (other) | 11,377 | -- | -- | (22%) 51.77K to 40.39K | |
| 27-Aug-18 5:23 PM View: | Fabrinet (FN) | 24-Aug-18 | Payment of Exercise | 2,329 | $47.83 | $111,396.00 | (4%) 65.51K to 63.18K | (92%) |
| 21-Aug-18 4:34 PM View: | Fabrinet (FN) | 18-Aug-18 | Payment of Exercise | 2,187 | $43.66 | $95,484.40 | (3%) 67.69K to 65.51K | (110%) |
| 16-Aug-18 7:42 PM View: | Fabrinet (FN) | 14-Aug-18 | Grant | 12,350 | -- | -- | 20% 61.52K to 73.87K | |
| 16-Aug-18 7:42 PM View: | Fabrinet (FN) | 14-Aug-18 | Payment of Exercise | 6,175 | $43.29 | $267,316.00 | (8%) 73.87K to 67.69K | (112%) |
| 12-Jan-18 7:32 PM View: | Fabrinet (FN) | 11-Jan-18 | Payment of Exercise | 3,597 | $29.48 | $106,040.00 | (6%) 65.12K to 61.52K | (211%) |
| 28-Aug-17 4:39 PM View: | Fabrinet (FN) | 24-Aug-17 | Grant | 13,977 | -- | -- | 27% 51.14K to 65.12K | |
| 24-Aug-17 7:48 PM View: | Fabrinet (FN) | 18-Aug-17 | Payment of Exercise | 1,889 | $40.08 | $75,711.10 | (4%) 53.03K to 51.14K | (129%) |
| 22-Aug-16 4:04 PM View: | Fabrinet (FN) | 18-Aug-16 | Grant | 15,438 | -- | -- | 41% 37.59K to 53.03K | |
| 28-Apr-16 7:06 PM View: | Fabrinet (FN) | 28-Apr-16 | Grant | 36,591 | -- | -- | 3659% 1.0K to 37.59K | |
| 04-Nov-15 2:57 PM View: | AXT Inc. (AXTI) | 02-Nov-15 | Grant | 10,000 | -- | -- | 3% 300.0K to 310.0K | |
| 30-Jun-15 9:07 AM View: | AXT Inc. (AXTI) | 29-Jun-15 | Grant | 300,000 | -- | -- | 100% 0 to 300.0K | |
| 06-Jan-15 4:53 PM View: | EMCORE Corp. (EMKR) | 02-Jan-15 | Option Exercise | 110,936 | -- | -- | 103% 107.24K to 218.17K | |
| 26-Aug-14 6:23 PM View: | EMCORE Corp. (EMKR) | 25-Aug-14 | Market Option Sale (Planned) | 1,327 | $4.23 | $5,613.21 | (1%) 106.33K to 105.0K | 9% |
| 26-Aug-14 6:23 PM View: | EMCORE Corp. (EMKR) | 22-Aug-14 | Option Exercise | 4,166 | -- | -- | 4% 102.16K to 106.33K | |
| 11-Mar-14 6:59 PM View: | EMCORE Corp. (EMKR) | 10-Mar-14 | Market Option Sale (Planned) | 1,085 | $5.15 | $5,587.75 | (1%) 102.04K to 100.96K | 25% |
| 11-Mar-14 6:59 PM View: | EMCORE Corp. (EMKR) | 08-Mar-14 | Option Exercise | 3,333 | -- | -- | 3% 98.71K to 102.04K | |
| 31-Jan-14 9:24 PM View: | EMCORE Corp. (EMKR) | 30-Jan-14 | Market Option Sale (Planned) | 1,908 | $4.85 | $9,253.80 | (2%) 100.62K to 98.71K | 21% |
| 31-Jan-14 9:24 PM View: | EMCORE Corp. (EMKR) | 29-Jan-14 | Option Exercise | 5,937 | -- | -- | 6% 94.68K to 100.62K | |
| 30-Jan-14 6:30 PM View: | EMCORE Corp. (EMKR) | 29-Jan-14 | Market Sale (Planned) | 4,069 | $4.76 | $19,379.80 | (4%) 98.75K to 94.68K | 19% |
| 17-Jan-14 7:35 PM View: | EMCORE Corp. (EMKR) | 16-Jan-14 | Market Option Sale (Planned) | 5,207 | $4.79 | $24,961.10 | (5%) 103.96K to 98.75K | 20% |
| 17-Jan-14 7:35 PM View: | EMCORE Corp. (EMKR) | 15-Jan-14 | Option Exercise | 13,334 | -- | -- | 15% 90.62K to 103.96K | |
| 31-Dec-13 10:49 AM View: | EMCORE Corp. (EMKR) | 30-Dec-13 | Market Sale (Planned) | 3,750 | $5.04 | $18,900.00 | (4%) 94.37K to 90.62K | 24% |
| 26-Nov-13 4:50 PM View: | EMCORE Corp. (EMKR) | 22-Nov-13 | Grant | 405 | $4.94 | $2,000.70 | < 1% 93.97K to 94.37K | (22%) |
| 12-Nov-13 4:46 PM View: | EMCORE Corp. (EMKR) | 08-Nov-13 | Grant | 366 | $5.46 | $1,998.36 | < 1% 91.2K to 91.56K | (29%) |
| 29-Oct-13 12:41 PM View: | EMCORE Corp. (EMKR) | 25-Oct-13 | Grant | 381 | $5.26 | $2,004.06 | < 1% 93.22K to 93.6K | (27%) |
| 15-Oct-13 6:07 PM View: | EMCORE Corp. (EMKR) | 11-Oct-13 | Grant | 430 | $4.65 | $1,999.50 | < 1% 92.49K to 92.92K | (17%) |
| 30-Sep-13 8:27 PM View: | EMCORE Corp. (EMKR) | 27-Sep-13 | Grant | 465 | $4.30 | $1,999.50 | < 1% 91.45K to 91.92K | (10%) |
| 17-Sep-13 1:52 PM View: | EMCORE Corp. (EMKR) | 13-Sep-13 | Grant | 437 | $4.57 | $1,997.09 | < 1% 91.02K to 91.45K | (16%) |
| 03-Sep-13 5:21 PM View: | EMCORE Corp. (EMKR) | 30-Aug-13 | Grant | 515 | $3.89 | $2,003.35 | < 1% 90.3K to 90.82K | (1%) |
| 26-Aug-13 7:33 PM View: | EMCORE Corp. (EMKR) | 23-Aug-13 | Market Option Sale (Planned) | 1,385 | $3.84 | $5,318.12 | (2%) 91.69K to 90.3K | (< 1%) |
| 26-Aug-13 7:33 PM View: | EMCORE Corp. (EMKR) | 22-Aug-13 | Option Exercise | 4,167 | -- | -- | 5% 87.52K to 91.69K | |
| 19-Aug-13 7:55 PM View: | EMCORE Corp. (EMKR) | 16-Aug-13 | Grant | 511 | $3.91 | $1,998.01 | < 1% 87.01K to 87.52K | (2%) |
| 05-Aug-13 5:27 PM View: | EMCORE Corp. (EMKR) | 02-Aug-13 | Grant | 464 | $4.31 | $1,999.84 | < 1% 86.55K to 87.01K | (11%) |
| 22-Jul-13 5:12 PM View: | EMCORE Corp. (EMKR) | 19-Jul-13 | Grant | 496 | $4.03 | $1,998.88 | < 1% 86.05K to 86.55K | (4%) |
| 08-Jul-13 4:41 PM View: | EMCORE Corp. (EMKR) | 05-Jul-13 | Grant | 534 | $3.75 | $2,002.50 | < 1% 85.52K to 86.05K | 3% |
| 24-Jun-13 5:30 PM View: | EMCORE Corp. (EMKR) | 21-Jun-13 | Grant | 529 | $3.78 | $1,999.62 | < 1% 84.44K to 84.97K | 2% |
| 10-Jun-13 5:23 PM View: | EMCORE Corp. (EMKR) | 07-Jun-13 | Grant | 537 | $3.72 | $1,997.64 | < 1% 83.91K to 84.44K | 3% |
| 12-Mar-13 5:19 PM View: | EMCORE Corp. (EMKR) | 11-Mar-13 | Market Option Sale (Planned) | 1,075 | $5.88 | $6,321.00 | (1%) 86.51K to 85.44K | 35% |
| 12-Mar-13 5:19 PM View: | EMCORE Corp. (EMKR) | 08-Mar-13 | Option Exercise | 3,334 | -- | -- | 4% 83.18K to 86.51K | |
| 01-Feb-13 6:55 PM View: | EMCORE Corp. (EMKR) | 31-Jan-13 | Market Option Sale (Planned) | 1,968 | $5.61 | $11,040.30 | (2%) 85.14K to 83.18K | 31% |
| 01-Feb-13 6:55 PM View: | EMCORE Corp. (EMKR) | 30-Jan-13 | Option Exercise | 5,938 | -- | -- | 7% 79.21K to 85.14K | |
| 31-Jan-13 4:54 PM View: | EMCORE Corp. (EMKR) | 29-Jan-13 | Market Sale (Planned) | 4,838 | $5.59 | $27,058.90 | (6%) 84.05K to 79.21K | 31% |
| 31-Dec-12 12:58 PM View: | EMCORE Corp. (EMKR) | 28-Dec-12 | Market Sale (Planned) | 3,436 | $4.34 | $14,897.80 | (4%) 87.48K to 84.05K | 11% |
| 24-Aug-12 4:18 PM View: | EMCORE Corp. (EMKR) | 23-Aug-12 | Market Option Sale (Planned) | 1,353 | $4.97 | $6,726.98 | (< 1%) 169.31K to 167.96K | 23% |
| 24-Aug-12 4:18 PM View: | EMCORE Corp. (EMKR) | 22-Aug-12 | Option Exercise | 4,167 | -- | -- | 3% 165.14K to 169.31K | |
| 02-May-12 12:26 PM View: | EMCORE Corp. (EMKR) | 27-Apr-12 | Grant | 326 | $4.60 | $1,499.60 | < 1% 82.96K to 83.28K | (16%) |
| 17-Apr-12 11:34 AM View: | EMCORE Corp. (EMKR) | 13-Apr-12 | Grant | 356 | $4.22 | $1,502.32 | < 1% 82.6K to 82.96K | (9%) |