Cain Herman

Number of records: 37
SEC FilingCompany/StockTrade DateTransactionSharesAvg. PriceTotal% HoldingsGain/Loss
20-May-10 2:06 PM
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Whirlpool Corp. (WHR) 18-May-10Market Sale 2,000$109.50$219,000.00(16%)
12.17K to 10.17K
(44%)
23-Apr-10 3:30 PM
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AGCO Corp. (AGCO) 22-Apr-10Grant 2,338----48%
4.83K to 7.16K
22-Apr-10 3:38 PM
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Whirlpool Corp. (WHR) 20-Apr-10Grant 520----4%
11.65K to 12.17K
27-Apr-09 12:45 PM
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AGCO Corp. (AGCO) 23-Apr-09Grant 3,813----150%
2.54K to 6.35K
27-Apr-09 12:45 PM
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AGCO Corp. (AGCO) 23-Apr-09Disposition 1,525----(24%)
6.35K to 4.83K
23-Apr-09 4:50 PM
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Whirlpool Corp. (WHR) 21-Apr-09Grant 1,479----15%
10.05K to 11.53K
16-Jul-08 11:49 AM
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Aquila Inc. (ILA) 14-Jul-08Disposition 71,772----(100%)
71.77K to 0
01-Jul-08 1:38 PM
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Aquila Inc. (ILA) 30-Jun-08Grant 3,750----6%
67.94K to 71.69K
28-Apr-08 3:36 PM
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AGCO Corp. (AGCO) 24-Apr-08Grant 1,132----61%
1.86K to 2.99K
28-Apr-08 3:36 PM
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AGCO Corp. (AGCO) 24-Apr-08Disposition 452----(15%)
2.99K to 2.54K
17-Apr-08 2:28 PM
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Whirlpool Corp. (WHR) 15-Apr-08Grant 647----7%
9.25K to 9.89K
01-Apr-08 2:57 PM
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Aquila Inc. (ILA) 31-Mar-08Grant 1,875----3%
66.07K to 67.94K
31-Dec-07 2:21 PM
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Aquila Inc. (ILA) 31-Dec-07Grant 1,875----3%
64.19K to 66.07K
01-Oct-07 4:43 PM
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Aquila Inc. (ILA) 01-Oct-07Grant 1,875----3%
62.32K to 64.19K
02-Jul-07 2:26 PM
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Aquila Inc. (ILA) 29-Jun-07Grant 1,875----3%
60.44K to 62.32K
02-Apr-07 2:44 PM
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Aquila Inc. (ILA) 30-Mar-07Grant 1,875----3%
58.57K to 60.44K
06-Mar-07 4:25 PM
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Readers Digest Association ... (RDA) 02-Mar-07Disposition 25,450$17.00$432,650.00(100%)
25.45K to 0
15-Feb-07 8:56 PM
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Readers Digest Association ... (RDA) 13-Feb-07Grant 1,200$16.90$20,280.005%
24.25K to 25.45K
04-Jan-07 9:07 AM
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AGCO Corp. (AGCO) 01-Jan-07Grant 808----77%
1.05K to 1.86K
03-Jan-07 11:11 AM
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Aquila Inc. (ILA) 29-Dec-06Grant 1,875----3%
56.69K to 58.57K
03-Oct-06 4:20 PM
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Aquila Inc. (ILA) 29-Sep-06Grant 1,875----3%
54.82K to 56.69K
05-Jul-06 11:58 AM
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Aquila Inc. (ILA) 30-Jun-06Grant 1,875----4%
52.94K to 54.82K
01-May-06 4:37 PM
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AGCO Corp. (AGCO) 27-Apr-06Grant 1,050----100%
0 to 1.05K
03-Apr-06 4:25 PM
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Aquila Inc. (ILA) 31-Mar-06Grant 1,875----4%
51.07K to 52.94K
04-Jan-06 10:00 PM
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Readers Digest Association ... (RDA) 03-Jan-06Grant 5,200$15.10$78,546.0027%
19.05K to 24.25K
03-Jan-06 3:17 PM
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Aquila Inc. (ILA) 30-Dec-05Grant 1,875----4%
49.19K to 51.07K
03-Oct-05 12:40 PM
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Aquila Inc. (ILA) 30-Sep-05Grant 1,875$3.92$7,350.004%
47.32K to 49.19K
(9%)
06-Jul-05 9:08 AM
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Aquila Inc. (ILA) 30-Jun-05Grant 1,875$3.58$6,703.124%
45.44K to 47.32K
(< 1%)
04-Apr-05 9:50 AM
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Aquila Inc. (ILA) 31-Mar-05Grant 1,875$3.72$6,984.384%
43.57K to 45.44K
(5%)
04-Jan-05 8:29 PM
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Readers Digest Association ... (RDA) 03-Jan-05Grant 5,850$13.89$81,227.2044%
13.2K to 19.05K
04-Jan-05 9:49 AM
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Aquila Inc. (ILA) 31-Dec-04Grant 1,875$3.72$6,984.384%
41.69K to 43.57K
(5%)
30-Sep-04 10:00 PM
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Aquila Inc. (ILA) 30-Sep-04Grant 1,875$3.11$5,821.885%
39.82K to 41.69K
15%
02-Jul-04 1:56 PM
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Aquila Inc. (ILA) 30-Jun-04Grant 1,875$3.60$6,740.625%
37.94K to 39.82K
(1%)
01-Apr-04 10:00 PM
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Aquila Inc. (ILA) 31-Mar-04Grant 1,875$4.58$8,587.505%
36.07K to 37.94K
(22%)
06-Jan-04 10:00 PM
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Readers Digest Association ... (RDA) 02-Jan-04Grant 4,900$14.73$72,201.5059%
8.3K to 13.2K
31-Dec-03 10:00 PM
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Aquila Inc. (ILA) 31-Dec-03Grant 3,125$3.42$10,687.509%
32.94K to 36.07K
4%
17-Sep-03 10:00 PM
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Whirlpool Corp. (WHR) 15-Sep-03Grant 16----< 1%
3.34K to 3.36K