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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Mar-24 4:20 PM View:  | Keysight Technologies, Inc. (KEYS) | 22-Mar-24 | Grant | 1,632 | -- | -- | 8% 20.73K to 22.36K | |
| 17-Jan-24 4:12 PM View: | Avinger Inc (AVGR) | 11-Jan-24 | Grant | 25,597 | -- | -- | 596% 4.3K to 29.89K | |
| 13-Dec-23 4:21 PM View: | Keysight Technologies, Inc. (KEYS) | 11-Dec-23 | Sale | 4,869 | $146.47 | $713,154.00 | (19%) 25.6K to 20.73K | |
| 21-Mar-23 4:16 PM View: | Keysight Technologies, Inc. (KEYS) | 17-Mar-23 | Grant | 1,543 | -- | -- | 6% 24.06K to 25.6K | |
| 20-Jan-23 8:22 PM View: | Avinger Inc (AVGR) | 18-Jan-23 | Grant | 60,976 | -- | -- | 1747% 3.49K to 64.47K | |
| 22-Mar-22 4:14 PM View: | Keysight Technologies, Inc. (KEYS) | 18-Mar-22 | Grant | 1,626 | -- | -- | 7% 22.43K to 24.06K | |
| 15-Dec-21 4:28 PM View: | Keysight Technologies, Inc. (KEYS) | 14-Dec-21 | Market Sale | 7,000 | $196.45 | $1,375,150.00 | (24%) 29.43K to 22.43K | (< 1%) |
| 30-Nov-21 7:09 PM View: | Avinger Inc (AVGR) | 30-Nov-21 | Market Sale | 184 | $0.57 | $104.88 | (< 1%) 70.0K to 69.82K | (9%) |
| 26-Nov-21 4:07 PM View: | Avinger Inc (AVGR) | 24-Nov-21 | Market Sale | 32 | $0.62 | $19.84 | (< 1%) 70.04K to 70.0K | |
| 23-Mar-21 4:28 PM View: | Keysight Technologies, Inc. (KEYS) | 19-Mar-21 | Grant | 1,631 | -- | -- | 6% 27.8K to 29.43K | |
| 21-Sep-20 8:29 PM View: | Avinger Inc (AVGR) | 18-Sep-20 | Option Exercise | 65,217 | -- | -- | 1353% 4.82K to 70.04K | |
| 23-Mar-20 5:57 PM View: | Keysight Technologies, Inc. (KEYS) | 20-Mar-20 | Grant | 2,438 | -- | -- | 10% 25.36K to 27.8K | |
| 09-Sep-19 2:15 PM View: | Avinger Inc (AVGR) | 05-Sep-19 | Option Exercise | 4,602 | -- | -- | 2121% 0.22K to 4.82K | |
| 04-Jun-19 5:10 PM View: | Keysight Technologies, Inc. (KEYS) | 31-May-19 | Market Sale | 16,268 | $75.50 | $1,228,230.00 | (39%) 41.63K to 25.36K | (73%) |
| 25-Mar-19 6:37 PM View: | Keysight Technologies, Inc. (KEYS) | 22-Mar-19 | Grant | 2,351 | -- | -- | 6% 39.28K to 41.63K | |
| 26-Mar-18 4:40 PM View: | Keysight Technologies, Inc. (KEYS) | 23-Mar-18 | Grant | 3,897 | -- | -- | 11% 35.38K to 39.28K | |
| 08-Aug-17 6:24 PM View: | NeuStar, Inc. (NSR) | 08-Aug-17 | Disposition | 27,032 | $33.50 | $905,572.00 | (100%) 27.03K to 0 | 0% |
| 25-May-17 3:10 PM View: | Agilent Technologies Inc. (A) | 24-May-17 | Option Exercise | 15,482 | $13.89 | $215,045.00 | 19% 80.83K to 96.31K | |
| 25-May-17 3:10 PM View: | Agilent Technologies Inc. (A) | 24-May-17 | Market Option Sale | 15,482 | $59.04 | $914,057.00 | (16%) 96.31K to 80.83K | (6%) |
| 11-May-17 3:59 PM View: | Prudential Financial Inc. (PRU) | 09-May-17 | Disposition | 2,006 | $107.88 | $216,407.00 | (50%) 4.04K to 2.03K | 18% |
| 11-May-17 3:59 PM View: | Prudential Financial Inc. (PRU) | 09-May-17 | Option Exercise | 2,006 | -- | -- | 99% 2.03K to 4.04K | |
| 20-Mar-17 3:36 PM View: | Keysight Technologies, Inc. (KEYS) | 17-Mar-17 | Grant | 4,720 | $39.02 | $184,174.00 | 15% 30.66K to 35.38K | 236% |
| 17-Mar-17 6:38 PM View: | Agilent Technologies Inc. (A) | 16-Mar-17 | Grant | 3,866 | $53.05 | $205,091.00 | 5% 76.77K to 80.64K | |
| 24-Aug-16 5:55 PM View: | Agilent Technologies Inc. (A) | 22-Aug-16 | Market Sale | 13,574 | $47.52 | $645,036.00 | (15%) 89.93K to 76.36K | (33%) |
| 01-Jun-16 8:16 PM View: | NeuStar, Inc. (NSR) | 15-Aug-16 | Option Exercise | 7,312 | -- | -- | 37% 19.72K to 27.03K | |
| 31-May-16 1:17 PM View: | Agilent Technologies Inc. (A) | 27-May-16 | Option Exercise | 16,697 | $25.22 | $421,134.00 | 19% 89.63K to 106.33K | |
| 31-May-16 1:17 PM View: | Agilent Technologies Inc. (A) | 27-May-16 | Market Option Sale | 16,697 | $45.78 | $764,389.00 | (16%) 106.33K to 89.63K | (38%) |
| 24-May-16 5:43 PM View: | Agilent Technologies Inc. (A) | 23-May-16 | Market Sale | 16,922 | $44.63 | $755,170.00 | (16%) 106.55K to 89.63K | (42%) |
| 12-May-16 4:25 PM View: | Prudential Financial Inc. (PRU) | 10-May-16 | Disposition | 1,795 | $77.16 | $138,502.00 | (47%) 3.83K to 2.03K | (19%) |
| 12-May-16 4:25 PM View: | Prudential Financial Inc. (PRU) | 10-May-16 | Option Exercise | 1,795 | -- | -- | 88% 2.03K to 3.83K | |
| 18-Mar-16 6:48 PM View: | Agilent Technologies Inc. (A) | 17-Mar-16 | Grant | 4,704 | $39.29 | $184,820.00 | 5% 101.64K to 106.35K | |
| 21-Mar-16 5:22 PM View: | Keysight Technologies, Inc. (KEYS) | 17-Mar-16 | Grant | 6,928 | $25.98 | $179,989.00 | 29% 23.7K to 30.63K | 404% |
| 08-Oct-15 12:48 PM View: | Agilent Technologies Inc. (A) | 06-Oct-15 | Option Exercise | 8,870 | $24.15 | $214,210.00 | 10% 92.34K to 101.22K | |
| 28-May-15 7:35 PM View: | NeuStar, Inc. (NSR) | 15-Aug-15 | Option Exercise | 4,612 | -- | -- | 31% 15.11K to 19.72K | |
| 14-May-15 4:42 PM View: | Prudential Financial Inc. (PRU) | 12-May-15 | Disposition | 1,821 | $86.77 | $158,008.00 | (47%) 3.85K to 2.03K | (9%) |
| 14-May-15 4:42 PM View: | Prudential Financial Inc. (PRU) | 12-May-15 | Option Exercise | 1,821 | -- | -- | 90% 2.03K to 3.85K | |
| 23-Mar-15 5:43 PM View: | Keysight Technologies, Inc. (KEYS) | 20-Mar-15 | Grant | 4,793 | -- | -- | 25% 18.91K to 23.7K | |
| 20-Mar-15 3:21 PM View: | Agilent Technologies Inc. (A) | 19-Mar-15 | Grant | 4,311 | $42.21 | $181,967.00 | 5% 87.68K to 91.99K | |
| 04-Feb-15 5:15 PM View: | Avinger Inc (AVGR) | 04-Feb-15 | Conversion | 86,863 | -- | -- | 100% 0 to 86.86K | |
| 04-Feb-15 5:15 PM View: | Avinger Inc (AVGR) | 04-Feb-15 | Sale | 2,307 | $13.00 | $29,991.00 | (3%) 89.24K to 86.94K | |
| 04-Feb-15 5:15 PM View: | Avinger Inc (AVGR) | 04-Feb-15 | Exercise (in-the money or at-the-money) | 2,380 | $12.60 | $29,988.00 | 3% 86.86K to 89.24K | |
| 26-Jan-15 4:25 PM View: | Keysight Technologies, Inc. (KEYS) | 22-Jan-15 | Grant | 1,756 | -- | -- | 10% 17.15K to 18.91K | |
| 07-Nov-14 9:00 PM View: | Keysight Technologies, Inc. (KEYS) | 05-Nov-14 | Grant | 8,766 | -- | -- | 105% 8.38K to 17.15K | |
| 11-Sep-14 2:19 PM View: | Johnson & Johnson (JNJ) | 10-Sep-14 | Market Sale | 2,446 | $104.12 | $254,672.00 | (62%) 3.94K to 1.49K | (46%) |
| 02-Jun-14 6:03 PM View: | NeuStar, Inc. (NSR) | 15-Aug-14 | Option Exercise | 3,768 | -- | -- | 33% 11.34K to 15.11K | |
| 15-May-14 3:44 PM View: | Prudential Financial Inc. (PRU) | 13-May-14 | Disposition | 1,842 | $84.81 | $156,220.00 | (48%) 3.88K to 2.03K | (15%) |
| 15-May-14 3:44 PM View: | Prudential Financial Inc. (PRU) | 13-May-14 | Option Exercise | 1,842 | -- | -- | 91% 2.03K to 3.88K | |
| 21-Mar-14 4:36 PM View: | Agilent Technologies Inc. (A) | 20-Mar-14 | Grant | 3,158 | $56.69 | $179,027.00 | 5% 64.9K to 68.06K | |
| 21-Nov-13 4:36 PM View: | Agilent Technologies Inc. (A) | 19-Nov-13 | Option Exercise | 8,496 | $26.07 | $221,529.00 | 13% 64.79K to 73.28K | |
| 21-Nov-13 4:36 PM View: | Agilent Technologies Inc. (A) | 19-Nov-13 | Market Option Sale | 8,496 | $54.03 | $459,039.00 | (12%) 73.28K to 64.79K |