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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Dec-09 5:35 PM View:  | DNP Select Income Fund Inc. (DNP) | 11-Dec-09 | Market Sale | 10,000 | $8.79 | $87,900.00 | (10%) 96.12K to 86.12K | 15% |
| 16-Sep-09 4:33 PM View: | DNP Select Income Fund Inc. (DNP) | 16-Sep-09 | Market Sale | 3,500 | $8.77 | $30,695.00 | (4%) 99.62K to 96.12K | 13% |
| 17-Dec-08 4:20 PM View: | DNP Select Income Fund Inc. (DNP) | 17-Dec-08 | Market Purchase | 5,000 | $5.80 | $29,000.00 | 6% 87.62K to 92.62K | 38% |
| 17-Dec-08 4:20 PM View: | DNP Select Income Fund Inc. (DNP) | 17-Dec-08 | Market Purchase | 7,000 | $5.90 | $41,300.00 | 8% 92.62K to 99.62K | 35% |
| 24-Nov-08 10:53 AM View: | DNP Select Income Fund Inc. (DNP) | 21-Nov-08 | Market Purchase | 5,000 | $5.70 | $28,500.00 | 6% 81.62K to 86.62K | 41% |
| 21-Nov-08 10:09 AM View: | DNP Select Income Fund Inc. (DNP) | 20-Nov-08 | Market Purchase | 5,000 | $6.01 | $30,050.00 | 7% 76.62K to 81.62K | 34% |
| 17-Dec-08 4:20 PM View: | DNP Select Income Fund Inc. (DNP) | 17-Nov-08 | Private Purchase | 1,000 | $5.90 | $5,900.00 | 1% 86.62K to 87.62K | 6% |
| 14-Oct-08 3:11 PM View: | DNP Select Income Fund Inc. (DNP) | 10-Oct-08 | Market Purchase | 10,000 | $5.41 | $54,100.00 | 17% 59.22K to 69.22K | 22% |
| 14-Oct-08 3:11 PM View: | DNP Select Income Fund Inc. (DNP) | 10-Oct-08 | Market Purchase | 7,400 | $6.42 | $47,540.00 | 11% 69.22K to 76.62K | 3% |
| 09-Oct-08 8:40 PM View: | DNP Select Income Fund Inc. (DNP) | 08-Oct-08 | Market Purchase | 7,000 | $6.80 | $47,600.00 | 16% 43.92K to 50.92K | (3%) |
| 09-Oct-08 8:40 PM View: | DNP Select Income Fund Inc. (DNP) | 08-Oct-08 | Market Purchase | 8,300 | $7.38 | $61,220.00 | 16% 50.92K to 59.22K | (10%) |
| 18-Sep-08 4:43 PM View: | Duff & Phelps Utility & Cor... (DUC) | 18-Sep-08 | Market Purchase | 3,000 | $9.34 | $28,011.00 | 7% 43.71K to 46.71K | (44%) |
| 16-Jul-08 12:13 PM View: | Duff & Phelps Utility & Cor... (DUC) | 15-Jul-08 | Market Purchase | 1,000 | $10.01 | $10,010.00 | 2% 42.71K to 43.71K | (47%) |
| 23-Jun-05 10:44 AM View: | DTF Tax-Free Income Inc. (DTF) | 06-Jun-05 | Market Purchase | 41 | $15.82 | $647.03 | < 1% 8.09K to 8.13K | (21%) |
| 17-May-05 11:12 AM View: | DTF Tax-Free Income Inc. (DTF) | 06-May-05 | Market Purchase | 41 | $15.51 | $643.71 | < 1% 8.05K to 8.09K | (19%) |
| 04-May-05 3:24 PM View: | DTF Tax-Free Income Inc. (DTF) | 06-Apr-05 | Market Purchase | 42 | $15.37 | $640.37 | < 1% 8.0K to 8.05K | (18%) |
| 17-Mar-05 10:49 AM View: | DTF Tax-Free Income Inc. (DTF) | 04-Mar-05 | Market Purchase | 39 | $16.36 | $637.26 | < 1% 7.97K to 8.01K | (22%) |
| 14-Feb-05 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 04-Feb-05 | Market Purchase | 39 | $16.08 | $634.10 | < 1% 7.93K to 7.97K | (21%) |
| 20-Jan-05 11:48 AM View: | DTF Tax-Free Income Inc. (DTF) | 06-Jan-05 | Market Purchase | 94 | $15.89 | $1,499.25 | 1% 7.79K to 7.89K | (19%) |
| 26-Jan-05 1:48 PM View: | DTF Tax-Free Income Inc. (DTF) | 06-Jan-05 | Market Purchase | 16 | $15.89 | $256.63 | < 1% 7.82K to 7.83K | (19%) |
| 14-Feb-05 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 06-Jan-05 | Market Purchase | 111 | $15.89 | $1,755.88 | 1% 7.82K to 7.93K | (19%) |
| 04-Jan-05 6:18 PM View: | Duff & Phelps Utility & Cor... (DUC) | 31-Dec-04 | Market Purchase | 723 | $14.49 | $10,477.50 | 6% 12.19K to 12.91K | (53%) |
| 16-Dec-04 9:53 AM View: | DTF Tax-Free Income Inc. (DTF) | 06-Dec-04 | Market Purchase | 39 | $15.83 | $619.00 | < 1% 7.74K to 7.78K | (18%) |
| 19-Nov-04 10:07 AM View: | DTF Tax-Free Income Inc. (DTF) | 04-Nov-04 | Market Purchase | 38 | $16.19 | $615.96 | < 1% 7.7K to 7.74K | (20%) |
| 18-Oct-04 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 07-Oct-04 | Private Purchase | 38 | $14.56 | $548.05 | < 1% 6.85K to 6.89K | |
| 08-Oct-04 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 01-Oct-04 | Market Purchase | 375 | $15.89 | $5,960.80 | 5% 7.32K to 7.7K | (18%) |
| 05-Oct-04 10:00 PM View: | Duff & Phelps Utility & Cor... (DUC) | 01-Oct-04 | Market Purchase | 652 | $14.35 | $9,354.90 | 6% 11.54K to 12.19K | (52%) |
| 18-Oct-04 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 24-Sep-04 | Market Purchase | 37 | $15.72 | $582.98 | < 1% 7.29K to 7.32K | (17%) |
| 07-Oct-04 10:00 PM View: | DTF Tax-Free Income Inc. (DTF) | 07-Sep-04 | Market Purchase | 37 | $15.72 | $582.98 | < 1% 7.29K to 7.32K | (17%) |
| 07-Jul-04 3:26 PM View: | Duff & Phelps Utility & Cor... (DUC) | 06-Jul-04 | Market Purchase | 562 | $13.11 | $7,369.07 | 5% 10.97K to 11.54K | (46%) |
| 27-Apr-04 10:00 PM View: | Empire District Electric Co. (EDE) | 23-Apr-04 | Grant | 428 | $21.75 | $9,309.00 | 1% 33.86K to 34.29K | 170% |
| 27-Apr-04 10:00 PM View: | Empire District Electric Co. (EDE) | 23-Apr-04 | Option Exercise | 17,115 | -- | -- | 50% 34.29K to 51.41K | |
| 02-Apr-04 10:00 PM View: | Empire District Electric Co. (EDE) | 01-Apr-04 | Grant | 507 | $22.59 | $11,453.10 | 2% 33.35K to 33.86K | 160% |
| 05-Jan-04 10:00 PM View: | Empire District Electric Co. (EDE) | 02-Jan-04 | Grant | 595 | $21.78 | $12,962.10 | 2% 32.68K to 33.28K | 174% |
| 03-Oct-03 10:00 PM View: | Empire District Electric Co. (EDE) | 01-Oct-03 | Grant | 428 | $22.07 | $9,445.96 | 1% 31.75K to 32.18K | 174% |