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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Dec-15 5:54 PM View:  | Pozen, Inc. (POZN) | 03-Dec-15 | Market Sale | 23,479 | $8.14 | $191,025.00 | (< 1%) 3.16M to 3.14M | 3% |
| 02-Dec-15 9:19 PM View: | Pozen, Inc. (POZN) | 30-Nov-15 | Payment of Exercise | 297,837 | $7.59 | $2,260,580.00 | (7%) 4.17M to 3.87M | (4%) |
| 19-Nov-15 6:22 PM View: | Pozen, Inc. (POZN) | 19-Nov-15 | Gift | 151,000 | -- | -- | (5%) 2.85M to 2.7M | |
| 16-Nov-15 4:49 PM View: | Pozen, Inc. (POZN) | 13-Nov-15 | Market Sale | 150,000 | $7.00 | $1,050,150.00 | (5%) 3.0M to 2.85M | (2%) |
| 05-Jan-15 9:18 PM View: | Pozen, Inc. (POZN) | 31-Dec-14 | Grant | 79,887 | -- | -- | 2% 3.69M to 3.77M | |
| 19-Nov-14 4:24 PM View: | Pozen, Inc. (POZN) | 18-Nov-14 | Option Exercise | 32,455 | $4.64 | $150,591.00 | < 1% 3.69M to 3.72M | |
| 19-Nov-14 4:24 PM View: | Pozen, Inc. (POZN) | 18-Nov-14 | Market Option Sale (Planned) | 32,455 | $8.98 | $291,336.00 | (< 1%) 3.72M to 3.69M | 20% |
| 19-Nov-14 4:24 PM View: | Pozen, Inc. (POZN) | 17-Nov-14 | Option Exercise | 17,545 | $4.64 | $81,408.80 | < 1% 3.69M to 3.7M | |
| 19-Nov-14 4:24 PM View: | Pozen, Inc. (POZN) | 17-Nov-14 | Market Option Sale (Planned) | 17,545 | $9.06 | $158,872.00 | (< 1%) 3.7M to 3.69M | 21% |
| 07-Nov-14 9:22 PM View: | Pozen, Inc. (POZN) | 06-Nov-14 | Option Exercise | 34,937 | $4.64 | $162,108.00 | < 1% 3.69M to 3.72M | |
| 07-Nov-14 9:22 PM View: | Pozen, Inc. (POZN) | 06-Nov-14 | Market Option Sale (Planned) | 34,937 | $9.16 | $320,023.00 | (< 1%) 3.72M to 3.69M | 22% |
| 07-Nov-14 9:22 PM View: | Pozen, Inc. (POZN) | 05-Nov-14 | Option Exercise | 15,063 | $4.64 | $69,892.30 | < 1% 3.69M to 3.7M | |
| 07-Nov-14 9:22 PM View: | Pozen, Inc. (POZN) | 05-Nov-14 | Market Option Sale (Planned) | 15,063 | $8.91 | $134,211.00 | (< 1%) 3.7M to 3.69M | 20% |
| 22-Oct-14 4:59 PM View: | Pozen, Inc. (POZN) | 21-Oct-14 | Option Exercise | 27,300 | $4.64 | $126,672.00 | < 1% 3.69M to 3.71M | |
| 22-Oct-14 4:59 PM View: | Pozen, Inc. (POZN) | 21-Oct-14 | Market Option Sale (Planned) | 27,300 | $8.13 | $221,949.00 | (< 1%) 3.71M to 3.69M | 12% |
| 22-Oct-14 4:59 PM View: | Pozen, Inc. (POZN) | 20-Oct-14 | Option Exercise | 22,700 | $4.64 | $105,328.00 | < 1% 3.69M to 3.71M | |
| 22-Oct-14 4:59 PM View: | Pozen, Inc. (POZN) | 20-Oct-14 | Market Option Sale (Planned) | 22,700 | $8.21 | $186,367.00 | (< 1%) 3.71M to 3.69M | 13% |
| 10-Oct-14 5:56 PM View: | Pozen, Inc. (POZN) | 09-Oct-14 | Option Exercise | 17,773 | $4.64 | $82,466.70 | < 1% 3.69M to 3.7M | |
| 10-Oct-14 5:56 PM View: | Pozen, Inc. (POZN) | 09-Oct-14 | Market Option Sale (Planned) | 17,773 | $8.05 | $143,073.00 | (< 1%) 3.7M to 3.69M | 11% |
| 10-Oct-14 5:56 PM View: | Pozen, Inc. (POZN) | 08-Oct-14 | Gift | 75,000 | -- | -- | (2%) 3.79M to 3.72M | |
| 10-Oct-14 5:56 PM View: | Pozen, Inc. (POZN) | 08-Oct-14 | Option Exercise | 32,227 | $3.85 | $124,223.00 | < 1% 3.76M to 3.79M | |
| 10-Oct-14 5:56 PM View: | Pozen, Inc. (POZN) | 08-Oct-14 | Market Option Sale (Planned) | 32,227 | $8.16 | $262,972.00 | (< 1%) 3.72M to 3.69M | 12% |
| 10-Oct-14 5:56 PM View: | Pozen, Inc. (POZN) | 07-Oct-14 | Gift | 150,000 | -- | -- | (4%) 3.91M to 3.76M | |
| 01-Oct-14 4:22 PM View: | Pozen, Inc. (POZN) | 30-Sep-14 | Option Exercise | 11,702 | $3.77 | $44,116.50 | < 1% 3.91M to 3.92M | |
| 01-Oct-14 4:22 PM View: | Pozen, Inc. (POZN) | 30-Sep-14 | Market Option Sale (Planned) | 11,702 | $7.31 | $85,541.60 | (< 1%) 3.92M to 3.91M | 2% |
| 01-Oct-14 4:22 PM View: | Pozen, Inc. (POZN) | 29-Sep-14 | Option Exercise | 38,298 | $3.77 | $144,383.00 | < 1% 3.91M to 3.95M | |
| 01-Oct-14 4:22 PM View: | Pozen, Inc. (POZN) | 29-Sep-14 | Market Option Sale (Planned) | 38,298 | $7.53 | $288,384.00 | (< 1%) 3.95M to 3.91M | 5% |
| 10-Sep-14 4:41 PM View: | Pozen, Inc. (POZN) | 09-Sep-14 | Option Exercise | 20,000 | $3.77 | $75,400.00 | < 1% 3.91M to 3.93M | |
| 10-Sep-14 4:41 PM View: | Pozen, Inc. (POZN) | 09-Sep-14 | Market Option Sale (Planned) | 20,000 | $8.14 | $162,800.00 | (< 1%) 3.93M to 3.91M | 12% |
| 10-Sep-14 4:41 PM View: | Pozen, Inc. (POZN) | 08-Sep-14 | Option Exercise | 30,000 | $3.77 | $113,100.00 | < 1% 3.91M to 3.94M | |
| 10-Sep-14 4:41 PM View: | Pozen, Inc. (POZN) | 08-Sep-14 | Market Option Sale (Planned) | 30,000 | $8.30 | $249,000.00 | (< 1%) 3.94M to 3.91M | 14% |
| 21-Aug-14 5:14 PM View: | Pozen, Inc. (POZN) | 20-Aug-14 | Option Exercise | 20,000 | $3.77 | $75,400.00 | < 1% 3.91M to 3.93M | |
| 21-Aug-14 5:14 PM View: | Pozen, Inc. (POZN) | 20-Aug-14 | Market Option Sale (Planned) | 20,000 | $7.67 | $153,400.00 | (< 1%) 3.93M to 3.91M | 7% |
| 21-Aug-14 5:14 PM View: | Pozen, Inc. (POZN) | 19-Aug-14 | Option Exercise | 30,000 | $5.23 | $156,870.00 | < 1% 3.91M to 3.94M | |
| 21-Aug-14 5:14 PM View: | Pozen, Inc. (POZN) | 19-Aug-14 | Market Option Sale (Planned) | 30,000 | $7.86 | $235,800.00 | (< 1%) 3.94M to 3.91M | 9% |
| 11-Aug-14 4:40 PM View: | Pozen, Inc. (POZN) | 08-Aug-14 | Option Exercise | 20,000 | $5.78 | $115,600.00 | < 1% 3.91M to 3.93M | |
| 11-Aug-14 4:40 PM View: | Pozen, Inc. (POZN) | 08-Aug-14 | Market Option Sale (Planned) | 20,000 | $8.05 | $161,000.00 | (< 1%) 3.93M to 3.91M | 11% |
| 11-Aug-14 4:40 PM View: | Pozen, Inc. (POZN) | 07-Aug-14 | Option Exercise | 30,000 | $5.78 | $173,400.00 | < 1% 3.91M to 3.94M | |
| 11-Aug-14 4:40 PM View: | Pozen, Inc. (POZN) | 07-Aug-14 | Market Option Sale (Planned) | 30,000 | $7.55 | $226,500.00 | (< 1%) 3.94M to 3.91M | 5% |
| 31-Jul-14 5:06 PM View: | Pozen, Inc. (POZN) | 30-Jul-14 | Option Exercise | 35,000 | $5.78 | $202,300.00 | < 1% 3.91M to 3.95M | |
| 31-Jul-14 5:06 PM View: | Pozen, Inc. (POZN) | 30-Jul-14 | Market Option Sale (Planned) | 35,000 | $7.37 | $257,950.00 | (< 1%) 3.95M to 3.91M | 3% |
| 31-Jul-14 5:06 PM View: | Pozen, Inc. (POZN) | 29-Jul-14 | Option Exercise | 15,000 | $5.78 | $86,700.00 | < 1% 3.91M to 3.93M | |
| 31-Jul-14 5:06 PM View: | Pozen, Inc. (POZN) | 29-Jul-14 | Market Option Sale (Planned) | 15,000 | $7.27 | $109,050.00 | (< 1%) 3.93M to 3.91M | 2% |
| 10-Jul-14 4:56 PM View: | Pozen, Inc. (POZN) | 09-Jul-14 | Option Exercise | 16,449 | $5.78 | $95,075.20 | < 1% 3.91M to 3.93M | |
| 10-Jul-14 4:56 PM View: | Pozen, Inc. (POZN) | 09-Jul-14 | Market Option Sale (Planned) | 16,449 | $8.90 | $146,396.00 | (< 1%) 3.93M to 3.91M | 20% |
| 10-Jul-14 4:56 PM View: | Pozen, Inc. (POZN) | 08-Jul-14 | Option Exercise | 33,551 | $5.78 | $193,925.00 | < 1% 3.91M to 3.95M | |
| 10-Jul-14 4:56 PM View: | Pozen, Inc. (POZN) | 08-Jul-14 | Market Option Sale (Planned) | 33,551 | $8.87 | $297,597.00 | (< 1%) 3.95M to 3.91M | 19% |
| 14-Mar-14 5:22 PM View: | Pozen, Inc. (POZN) | 14-Mar-14 | Grant | 98,039 | -- | -- | 3% 3.82M to 3.91M | |
| 18-Dec-13 6:07 PM View: | Pozen, Inc. (POZN) | 16-Dec-13 | Gift | 20,000 | -- | -- | (< 1%) 3.24M to 3.22M | |
| 29-Mar-13 11:11 AM View: | Pozen, Inc. (POZN) | 27-Mar-13 | Gift | 10,680 | -- | -- | (< 1%) 3.75M to 3.74M |