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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Jun-18 5:20 PM View:  | Panbela Therapeutics, Inc. (PBLA) | 16-May-18 | Purchase | 1,000 | -- | -- | 2% 50.0K to 51.0K | |
| 28-Jun-16 12:30 PM View: | Panbela Therapeutics, Inc. (PBLA) | 24-Jun-16 | Purchase | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 11-Jun-12 7:08 PM View: | Uroplasty Inc. (UPI) | 07-Jun-12 | Grant | 51,775 | -- | -- | 90% 57.6K to 109.38K | |
| 05-Aug-11 7:18 PM View: | Uroplasty Inc. (UPI) | 02-Aug-11 | Market Purchase | 1,500 | $6.57 | $9,855.00 | 3% 56.0K to 57.5K | (64%) |
| 09-Jun-11 3:15 PM View: | Uroplasty Inc. (UPI) | 07-Jun-11 | Grant | 12,550 | -- | -- | 29% 43.55K to 56.1K | |
| 10-Jun-10 5:32 PM View: | Uroplasty Inc. (UPI) | 08-Jun-10 | Grant | 20,300 | -- | -- | 87% 23.25K to 43.55K | |
| 04-Aug-08 6:11 PM View: | Uroplasty Inc. (UPI) | 04-Aug-08 | Market Purchase | 3,000 | $3.06 | $9,177.00 | 21% 14.25K to 17.25K | (26%) |
| 27-Nov-07 4:56 PM View: | Uroplasty Inc. (UPI) | 20-Nov-07 | Private Purchase | 14,250 | $3.50 | $49,875.00 | 7% 216.67K to 230.92K | |
| 15-May-06 4:53 PM View: | Zevex International Inc (ZVXID.OB) | 11-May-06 | Option Exercise | 17,580 | $3.61 | $63,512.20 | 100% 0 to 17.58K | |
| 15-May-06 4:53 PM View: | Zevex International Inc (ZVXID.OB) | 11-May-06 | Market Option Sale | 17,580 | $23.26 | $408,911.00 | (100%) 17.58K to 0 | |
| 08-Mar-06 5:32 PM View: | Zevex International Inc (ZVXID.OB) | 05-Mar-06 | Option Exercise | 7,420 | $2.64 | $19,612.80 | 100% 0 to 7.42K | |
| 08-Mar-06 5:32 PM View: | Zevex International Inc (ZVXID.OB) | 05-Mar-06 | Market Option Sale | 7,420 | $15.13 | $112,265.00 | (100%) 7.42K to 0 |