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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Mar-10 7:01 PM View:  | Vaughan Foods Inc. (FOOD.PK) | 26-Feb-10 | Market Sale | 177,000 | $0.57 | $100,890.00 | (100%) 177.0K to 0 | 36% |
| 17-Feb-09 9:21 PM View: | Global Telecom & Technology... (GTT) | 31-Oct-08 | Acquisition (other) | 20,100 | -- | -- | 100% 20.1K to 40.2K | |
| 17-Feb-09 9:21 PM View: | Global Telecom & Technology... (GTT) | 31-Oct-08 | Disposition (other) | 20,100 | -- | -- | (50%) 40.2K to 20.1K | |
| 31-Oct-08 7:49 PM View: | Global Ship Lease, Inc. (GSL) | 30-Oct-08 | Market Sale | 107,000 | $3.09 | $330,630.00 | (5%) 2.29M to 2.19M | (34%) |
| 31-Oct-08 7:49 PM View: | Global Ship Lease, Inc. (GSL) | 29-Oct-08 | Market Sale | 11,166 | $3.14 | $35,061.20 | (< 1%) 2.3M to 2.29M | (32%) |
| 17-Feb-09 7:31 PM View: | SP Acquisition Holdings, Inc. (DSP) | 24-Oct-08 | Disposition (other) | 4,815,650 | -- | -- | (27%) 17.91M to 13.09M | |
| 04-Dec-08 8:40 PM View: | Alternative Asset Managemen... (GAMR) | 24-Oct-08 | Disposition (other) | 5,617,800 | -- | -- | (50%) 11.24M to 5.62M | |
| 24-Oct-08 6:53 PM View: | Global Ship Lease, Inc. (GSL) | 23-Oct-08 | Market Sale | 8,221 | $4.00 | $32,884.00 | (< 1%) 4.09M to 4.08M | (15%) |
| 24-Oct-08 6:53 PM View: | Global Ship Lease, Inc. (GSL) | 22-Oct-08 | Market Sale | 9,563 | $4.00 | $38,252.00 | (< 1%) 4.09M to 4.09M | (15%) |
| 16-Oct-08 6:49 PM View: | Global Ship Lease, Inc. (GSL) | 14-Oct-08 | Market Sale | 99,900 | $4.11 | $410,295.00 | (2%) 4.22M to 4.12M | (23%) |
| 14-Oct-08 7:11 PM View: | Global Ship Lease, Inc. (GSL) | 13-Oct-08 | Market Sale | 16,800 | $4.12 | $69,248.00 | (< 1%) 4.33M to 4.31M | (19%) |
| 15-Oct-08 9:20 PM View: | Trian Acquisition I Corp. (TUX) | 13-Oct-08 | Market Purchase | 250,000 | $8.66 | $2,166,220.00 | 2% 13.07M to 13.32M | 12% |
| 15-Oct-08 9:16 PM View: | North Asia Investment Corp (NHR) | 13-Oct-08 | Market Purchase | 2,700 | $8.00 | $21,600.00 | < 1% 934.98K to 937.68K | |
| 15-Oct-08 9:11 PM View: | SP Acquisition Holdings, Inc. (DSP) | 13-Oct-08 | Market Purchase | 500 | $8.90 | $4,450.00 | < 1% 6.02M to 6.02M | 8% |
| 08-Jan-09 6:08 PM View: | Overture Acquisition Corp. (NLX) | 10-Oct-08 | Market Purchase | 1,215,000 | $8.60 | $10,449,000.00 | 30% 4.03M to 5.25M | 15% |
| 08-Jan-09 6:11 PM View: | Overture Acquisition Corp. (NLX) | 10-Oct-08 | Market Purchase Duplicate | 1,215,000 | $8.60 | $10,449,000.00 | 30% 4.03M to 5.25M | 15% |
| 14-Oct-08 7:11 PM View: | Global Ship Lease, Inc. (GSL) | 10-Oct-08 | Market Sale | 23,036 | $3.68 | $84,774.80 | (< 1%) 4.35M to 4.33M | (21%) |
| 17-Feb-09 6:46 PM View: | Trian Acquisition I Corp. (TUX) | 10-Oct-08 | Private Purchase | 10,300 | -- | -- | < 1% 13.06M to 13.07M | |
| 17-Feb-09 7:31 PM View: | SP Acquisition Holdings, Inc. (DSP) | 10-Oct-08 | Market Purchase | 157,800 | $8.75 | $1,380,360.00 | < 1% 17.75M to 17.91M | 10% |
| 04-Dec-08 8:40 PM View: | Alternative Asset Managemen... (GAMR) | 10-Oct-08 | Market Purchase | 439,950 | $8.70 | $3,827,560.00 | 4% 10.8M to 11.24M | 507% |
| 08-Jan-09 6:08 PM View: | Overture Acquisition Corp. (NLX) | 08-Oct-08 | Market Purchase | 141,000 | $8.65 | $1,219,650.00 | 4% 3.89M to 4.03M | 14% |
| 08-Jan-09 6:11 PM View: | Overture Acquisition Corp. (NLX) | 08-Oct-08 | Market Purchase Duplicate | 141,000 | $8.65 | $1,219,650.00 | 4% 3.89M to 4.03M | 14% |
| 10-Oct-08 6:53 PM View: | Global Ship Lease, Inc. (GSL) | 08-Oct-08 | Market Sale | 44,000 | $3.81 | $167,645.00 | (< 1%) 4.43M to 4.38M | |
| 08-Oct-08 6:06 PM View: | Global Ship Lease, Inc. (GSL) | 06-Oct-08 | Market Sale | 20,300 | $5.00 | $101,500.00 | (< 1%) 2.35M to 2.33M | |
| 06-Oct-08 7:17 PM View: | Global Ship Lease, Inc. (GSL) | 02-Oct-08 | Market Sale | 4,156 | $6.15 | $25,559.40 | (< 1%) 2.35M to 2.35M | |
| 05-May-08 7:31 PM View: | Vaughan Foods Inc. (FOOD.PK) | 01-May-08 | Market Purchase | 100 | $2.45 | $245.00 | < 1% 176.9K to 177.0K | (90%) |
| 29-Apr-08 7:55 PM View: | Vaughan Foods Inc. (FOOD.PK) | 25-Apr-08 | Market Purchase | 100 | $2.42 | $242.00 | < 1% 354.1K to 354.2K | (90%) |
| 29-Apr-08 7:55 PM View: | Vaughan Foods Inc. (FOOD.PK) | 25-Apr-08 | Market Sale | 200 | $2.40 | $480.00 | (< 1%) 354.2K to 354.0K | 89% |
| 09-Jan-08 8:17 PM View: | Converted Organics Inc (FNJN) | 08-Jan-08 | Market Sale | 22,271 | $6.69 | $148,993.00 | (50%) 44.54K to 22.27K | 98% |
| 09-Jan-08 8:17 PM View: | Converted Organics Inc (FNJN) | 07-Jan-08 | Market Sale | 120,000 | $5.70 | $683,988.00 | (73%) 164.54K to 44.54K | 97% |
| 07-Jan-08 9:01 PM View: | Converted Organics Inc (FNJN) | 04-Jan-08 | Market Sale | 80,000 | $5.66 | $452,768.00 | (18%) 444.55K to 364.55K | 97% |
| 07-Jan-08 9:01 PM View: | Converted Organics Inc (FNJN) | 03-Jan-08 | Market Sale | 50,000 | $5.82 | $291,015.00 | (10%) 494.55K to 444.55K | 98% |
| 20-Nov-07 4:26 PM View: | Good Harbor Partners Acquis... (UCCC.OB) | 16-Nov-07 | Private Purchase | 40,000 | -- | -- | 22% 185.2K to 225.2K | |
| 06-Aug-07 8:38 PM View: | PharmAthene, Inc. (ALT) | 03-Aug-07 | Market Sale | 215,500 | $6.11 | $1,316,560.00 | (9%) 2.39M to 2.18M | 111% |
| 26-Jul-07 5:10 PM View: | American Community Newspape... (ANE) | 25-Jul-07 | Market Sale | 20,000 | $4.85 | $97,008.00 | (6%) 322.6K to 302.6K | 97% |
| 26-Jul-07 5:10 PM View: | American Community Newspape... (ANE) | 24-Jul-07 | Market Purchase | 200 | $4.99 | $997.00 | < 1% 476.3K to 476.5K | (97%) |
| 26-Jul-07 5:10 PM View: | American Community Newspape... (ANE) | 24-Jul-07 | Market Sale | 153,900 | $5.00 | $769,505.00 | (32%) 476.5K to 322.6K | 97% |
| 15-Jun-07 4:12 PM View: | Good Harbor Partners Acquis... (UCCC.OB) | 13-Jun-07 | Purchase | 20,000 | $1.00 | $20,000.00 | 12% 165.2K to 185.2K | (58%) |
| 26-Mar-07 4:11 PM View: | Rhapsody Acquisition Corp (PRIM) | 23-Mar-07 | Sale | 40,000 | $7.40 | $296,000.00 | (6%) 668.0K to 628.0K | (13%) |
| 10-Jan-07 2:59 PM View: | Key Hospitality Acquisition... (KHPA.PK) | 08-Jan-07 | Market Sale | 1,000,000 | $7.25 | $7,250,000.00 | (100%) 1000.0K to 0 | (5%) |
| 18-Oct-06 6:40 PM View: | Global Telecom & Technology... (GTT) | 16-Oct-06 | Purchase | 10,400 | -- | -- | 18% 56.4K to 66.8K | |
| 10-Apr-06 5:01 PM View: | Platinum Energy Resources I... (PGRI.PK) | 07-Apr-06 | Sale | 16,400 | -- | -- | (< 1%) 3.14M to 3.13M | |
| 10-Apr-06 5:01 PM View: | Platinum Energy Resources I... (PGRI.PK) | 06-Apr-06 | Sale | 10,200 | -- | -- | (< 1%) 3.15M to 3.14M | |
| 28-Mar-06 3:39 PM View: | Platinum Energy Resources I... (PGRI.PK) | 27-Mar-06 | Sale | 3,600 | -- | -- | (< 1%) 3.17M to 3.17M | |
| 28-Mar-06 3:39 PM View: | Platinum Energy Resources I... (PGRI.PK) | 24-Mar-06 | Sale | 600 | -- | -- | (< 1%) 3.17M to 3.17M | |
| 24-Mar-06 2:35 PM View: | Platinum Energy Resources I... (PGRI.PK) | 22-Mar-06 | Sale | 3,000 | -- | -- | (< 1%) 1.59M to 1.59M | |
| 22-Mar-06 4:34 PM View: | Platinum Energy Resources I... (PGRI.PK) | 21-Mar-06 | Sale | 10,000 | -- | -- | (< 1%) 3.41M to 3.4M | |
| 22-Mar-06 4:34 PM View: | Platinum Energy Resources I... (PGRI.PK) | 20-Mar-06 | Sale | 16,200 | -- | -- | (< 1%) 3.43M to 3.41M | |
| 22-Mar-06 4:34 PM View: | Platinum Energy Resources I... (PGRI.PK) | 08-Mar-06 | Market Sale | 200,000 | $7.15 | $1,430,000.00 | (6%) 3.63M to 3.43M | 62% |
| 22-Mar-06 4:34 PM View: | Platinum Energy Resources I... (PGRI.PK) | 28-Feb-06 | Market Sale | 120,000 | $7.19 | $862,800.00 | (3%) 3.75M to 3.63M | 62% |