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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Mar-23 4:00 PM View:  | Berenson Acquisition Corp. I (BACA) | 10-Mar-23 | Conversion Duplicate | 2,980,000 | -- | -- | 100% 0 to 2.98M | |
| 05-Oct-20 4:04 PM View: | Noble Energy, Inc. (NBL) | 05-Oct-20 | Disposition | 77,325 | -- | -- | (100%) 77.33K to 0 | |
| 04-Feb-20 5:50 PM View: | Noble Energy, Inc. (NBL) | 31-Jan-20 | Grant | 10,116 | -- | -- | 15% 67.21K to 77.33K | |
| 05-Feb-19 4:36 PM View: | Noble Energy, Inc. (NBL) | 01-Feb-19 | Grant | 8,932 | -- | -- | 15% 58.28K to 67.21K | |
| 05-Feb-18 4:04 PM View: | Noble Energy, Inc. (NBL) | 01-Feb-18 | Grant | 6,474 | -- | -- | 12% 51.8K to 58.28K | |
| 13-Mar-17 4:07 PM View: | Noble Energy, Inc. (NBL) | 10-Mar-17 | Market Sale | 23,000 | $34.27 | $788,210.00 | (31%) 74.8K to 51.8K | 48% |
| 02-Feb-17 4:06 PM View: | Noble Energy, Inc. (NBL) | 01-Feb-17 | Grant | 2,534 | -- | -- | 4% 72.27K to 74.8K | |
| 15-Sep-16 4:02 PM View: | Noble Energy, Inc. (NBL) | 14-Sep-16 | Option Exercise | 10,000 | $26.75 | $267,500.00 | 14% 72.27K to 82.27K | |
| 15-Sep-16 4:02 PM View: | Noble Energy, Inc. (NBL) | 14-Sep-16 | Market Option Sale | 10,000 | $34.05 | $340,500.00 | (12%) 82.27K to 72.27K | 47% |
| 02-Feb-16 10:00 PM View: | Noble Energy, Inc. (NBL) | 01-Feb-16 | Grant | 3,159 | -- | -- | 5% 69.11K to 72.27K | |
| 19-Nov-15 5:04 PM View: | Noble Energy, Inc. (NBL) | 18-Nov-15 | Payment of Exercise | 4,441 | $37.40 | $166,093.00 | (6%) 73.55K to 69.11K | 52% |
| 19-Nov-15 5:04 PM View: | Noble Energy, Inc. (NBL) | 18-Nov-15 | Option Exercise | 7,366 | $22.55 | $166,103.00 | 11% 66.19K to 73.55K | |
| 04-Mar-15 2:07 PM View: | Noble Energy, Inc. (NBL) | 02-Mar-15 | Option Exercise | 6,400 | $16.72 | $107,008.00 | 11% 59.78K to 66.19K | |
| 03-Feb-15 5:21 PM View: | Noble Energy, Inc. (NBL) | 30-Jan-15 | Grant | 1,571 | $47.74 | $74,999.50 | 3% 58.21K to 59.78K | (61%) |
| 04-Feb-14 5:21 PM View: | Noble Energy, Inc. (NBL) | 31-Jan-14 | Grant | 1,604 | $62.33 | $99,977.30 | 3% 56.61K to 58.21K | (70%) |
| 28-Mar-13 6:03 PM View: | Epoch Holding Corporation (EPHC) | 27-Mar-13 | Disposition | 2,671 | -- | -- | (< 1%) 1.07M to 1.07M | |
| 28-Mar-13 6:03 PM View: | Epoch Holding Corporation (EPHC) | 27-Mar-13 | Disposition | 1,066,740 | -- | -- | (100%) 1.07M to 0 | |
| 05-Feb-13 2:25 PM View: | Noble Energy, Inc. (NBL) | 01-Feb-13 | Grant | 916 | $109.19 | $100,018.00 | 3% 27.39K to 28.3K | (66%) |
| 18-Dec-12 4:34 PM View: | Epoch Holding Corporation (EPHC) | 14-Dec-12 | Disposition (other) | 1,066,740 | -- | -- | (50%) 2.14M to 1.07M | |
| 11-Dec-12 4:42 PM View: | Epoch Holding Corporation (EPHC) | 11-Dec-12 | Market Sale | 200,000 | $27.75 | $5,550,000.00 | (16%) 1.27M to 1.07M | (< 1%) |
| 11-Dec-12 4:42 PM View: | Epoch Holding Corporation (EPHC) | 10-Dec-12 | Market Sale | 400,000 | $27.75 | $11,100,000.00 | (24%) 1.67M to 1.27M | (< 1%) |
| 03-Jul-12 4:06 PM View: | Epoch Holding Corporation (EPHC) | 02-Jul-12 | Grant | 2,671 | $22.47 | $60,017.40 | < 1% 1.67M to 1.67M | 36% |
| 03-Feb-12 12:00 PM View: | Noble Energy, Inc. (NBL) | 01-Feb-12 | Grant | 982 | $101.82 | $99,987.20 | 4% 26.41K to 27.39K | (63%) |
| 14-Dec-11 4:59 PM View: | Epoch Holding Corporation (EPHC) | 13-Dec-11 | Gift | 1,600 | -- | -- | (< 1%) 1.67M to 1.67M | |
| 05-Jul-11 4:11 PM View: | Epoch Holding Corporation (EPHC) | 01-Jul-11 | Grant | 3,414 | $17.58 | $60,010.60 | < 1% 1.66M to 1.67M | 83% |
| 03-Feb-11 6:15 PM View: | Noble Energy, Inc. (NBL) | 01-Feb-11 | Grant | 1,200 | -- | -- | 5% 25.21K to 26.41K | |
| 10-Dec-10 5:30 PM View: | Epoch Holding Corporation (EPHC) | 09-Dec-10 | Gift | 400 | -- | -- | (< 1%) 1.67M to 1.66M | |
| 10-Dec-10 5:30 PM View: | Epoch Holding Corporation (EPHC) | 08-Dec-10 | Gift | 1,800 | -- | -- | (< 1%) 1.67M to 1.67M | |
| 02-Jul-10 4:20 PM View: | Epoch Holding Corporation (EPHC) | 01-Jul-10 | Grant | 5,163 | $12.59 | $65,001.70 | < 1% 1.66M to 1.67M | 182% |
| 02-Feb-10 5:27 PM View: | Noble Energy, Inc. (NBL) | 01-Feb-10 | Grant | 1,200 | -- | -- | 5% 24.01K to 25.21K | |
| 10-Dec-09 5:14 PM View: | Epoch Holding Corporation (EPHC) | 10-Dec-09 | Gift | 5,475 | -- | -- | (< 1%) 1.67M to 1.66M | |
| 02-Jul-09 10:08 AM View: | Epoch Holding Corporation (EPHC) | 01-Jul-09 | Grant | 5,686 | $7.04 | $40,006.70 | < 1% 1.66M to 1.67M | |
| 12-Mar-09 5:20 PM View: | Epoch Holding Corporation (EPHC) | 12-Mar-09 | Market Sale | 8,857 | $4.65 | $41,185.10 | (< 1%) 1.67M to 1.66M | (679%) |
| 12-Mar-09 5:20 PM View: | Epoch Holding Corporation (EPHC) | 11-Mar-09 | Market Sale | 200 | $4.80 | $961.00 | (< 1%) 1.67M to 1.67M | (654%) |
| 12-Mar-09 5:20 PM View: | Epoch Holding Corporation (EPHC) | 10-Mar-09 | Market Sale | 3,000 | $4.80 | $14,400.00 | (< 1%) 1.67M to 1.67M | (655%) |
| 09-Mar-09 4:12 PM View: | Epoch Holding Corporation (EPHC) | 09-Mar-09 | Acquisition (other) | 52,500 | -- | -- | 3% 1.68M to 1.73M | |
| 09-Mar-09 4:12 PM View: | Epoch Holding Corporation (EPHC) | 09-Mar-09 | Disposition (other) | 60,500 | -- | -- | (3%) 1.73M to 1.67M | |
| 04-Mar-09 5:20 PM View: | Epoch Holding Corporation (EPHC) | 03-Mar-09 | Market Sale | 10,000 | $5.00 | $50,000.00 | (< 1%) 1.69M to 1.68M | (625%) |
| 04-Mar-09 5:20 PM View: | Epoch Holding Corporation (EPHC) | 02-Mar-09 | Market Sale | 9,095 | $5.06 | $46,020.70 | (< 1%) 1.7M to 1.69M | (616%) |
| 27-Feb-09 5:27 PM View: | Epoch Holding Corporation (EPHC) | 27-Feb-09 | Market Sale | 841 | $5.10 | $4,289.10 | (< 1%) 1.7M to 1.7M | (611%) |
| 27-Feb-09 5:27 PM View: | Epoch Holding Corporation (EPHC) | 26-Feb-09 | Market Sale | 15,000 | $5.10 | $76,500.00 | (< 1%) 1.72M to 1.7M | (611%) |
| 27-Feb-09 5:27 PM View: | Epoch Holding Corporation (EPHC) | 25-Feb-09 | Market Sale | 25,000 | $5.04 | $126,000.00 | (1%) 1.74M to 1.72M | (619%) |
| 03-Feb-09 9:45 AM View: | Noble Energy, Inc. (NBL) | 01-Feb-09 | Grant | 1,559 | -- | -- | 7% 22.45K to 24.01K | |
| 17-Jul-08 12:15 PM View: | Epoch Holding Corporation (EPHC) | 15-Jul-08 | Disposition (other) | 16,704 | $8.91 | $148,833.00 | (< 1%) 1.76M to 1.74M | (311%) |
| 02-Jul-08 11:40 AM View: | Epoch Holding Corporation (EPHC) | 01-Jul-08 | Grant | 6,437 | $9.32 | $60,006.40 | < 1% 1.6M to 1.61M | 293% |
| 01-Jul-08 5:33 PM View: | Epoch Holding Corporation (EPHC) | 01-Jul-08 | Acquisition (other) | 149,197 | -- | -- | 8% 1.9M to 2.05M | |
| 01-Jul-08 5:33 PM View: | Epoch Holding Corporation (EPHC) | 01-Jul-08 | Acquisition (other) | 152,146 | -- | -- | 7% 2.05M to 2.21M | |
| 01-Jul-08 5:33 PM View: | Epoch Holding Corporation (EPHC) | 01-Jul-08 | Disposition (other) | 452,984 | -- | -- | (21%) 2.2M to 1.75M | |
| 22-May-08 5:10 PM View: | Noble Energy, Inc. (NBL) | 20-May-08 | Option Exercise | 8,000 | $33.44 | $267,520.00 | 36% 22.45K to 30.45K | 203% |
| 22-May-08 5:10 PM View: | Noble Energy, Inc. (NBL) | 20-May-08 | Market Option Sale | 8,000 | $103.68 | $829,414.00 | (26%) 30.45K to 22.45K | 77% |