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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Jul-16 7:51 PM View:  | Impinj Inc (PI) | 26-Jul-16 | Conversion | 1,348,020 | -- | -- | 100% 0 to 1.35M | |
| 26-Jul-16 7:51 PM View: | Impinj Inc (PI) | 26-Jul-16 | Payment of Exercise | 26,641 | $14.00 | $372,974.00 | (2%) 1.39M to 1.36M | |
| 26-Jul-16 7:51 PM View: | Impinj Inc (PI) | 26-Jul-16 | Exercise (in-the money or at-the-money) | 40,026 | $9.32 | $373,042.00 | 3% 1.35M to 1.39M | |
| 25-Jul-11 9:09 PM View: | NeurogesX, Inc. (NGSX) | 21-Jul-11 | Market Purchase | 1,744,190 | $1.65 | $2,877,910.00 | 71% 2.44M to 4.19M | (97%) |
| 01-Nov-10 4:18 PM View: | Trubion Pharmaceuticals Inc. (TRBND) | 28-Oct-10 | Sale | 2,357,050 | -- | -- | (100%) 2.36M to 0 | |
| 09-May-07 3:33 PM View: | NeurogesX, Inc. (NGSX) | 07-May-07 | Conversion | 2,304,330 | -- | -- | 1015% 227.0K to 2.53M | |
| 04-May-07 5:04 PM View: | NeurogesX, Inc. (NGSX) | 02-May-07 | Market Purchase | 227,000 | $11.00 | $2,497,000.00 | 100% 0 to 227.0K | (100%) |
| 25-Oct-06 7:04 PM View: | Trubion Pharmaceuticals Inc. (TRBND) | 23-Oct-06 | Conversion | 2,288,490 | -- | -- | 3338% 68.56K to 2.36M | |
| 19-Oct-06 3:04 PM View: | Trubion Pharmaceuticals Inc. (TRBND) | 17-Oct-06 | Purchase | 44,640 | $13.00 | $580,320.00 | 188% 23.76K to 68.4K | (53%) |
| 22-Mar-04 10:00 PM View: | Cyclacel Pharmaceuticals, I... (CYCC) | 19-Mar-04 | Conversion | 212,008 | -- | -- | 100% 0 to 212.01K | |
| 22-Mar-04 10:00 PM View: | Cyclacel Pharmaceuticals, I... (CYCC) | 19-Mar-04 | Conversion | 1,654,760 | -- | -- | 781% 212.01K to 1.87M | |
| 22-Mar-04 10:00 PM View: | Cyclacel Pharmaceuticals, I... (CYCC) | 19-Mar-04 | Purchase | 137,500 | $8.00 | $1,100,000.00 | 7% 1.87M to 2.0M | |
| 22-Mar-04 10:00 PM View: | Cyclacel Pharmaceuticals, I... (CYCC) | 19-Mar-04 | Purchase | 50,000 | $8.00 | $400,000.00 | 2% 2.0M to 2.05M |