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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Mar-22 11:11 AM View:  | Resonant Inc. (RESN) | 28-Mar-22 | Disposition (change in control) | 268,425 | $4.50 | $1,207,910.00 | (99%) 271.82K to 3.4K | |
| 28-Mar-22 11:11 AM View: | Resonant Inc. (RESN) | 28-Mar-22 | Disposition (change in control) | 3,400 | $4.50 | $15,300.00 | (100%) 3.4K to 0 | |
| 03-Dec-21 8:56 PM View: | Resonant Inc. (RESN) | 01-Dec-21 | Option Exercise | 79,774 | -- | -- | 42% 192.05K to 271.82K | |
| 19-Nov-21 5:49 PM View: | Resonant Inc. (RESN) | 18-Nov-21 | Market Sale (Planned) | 3,352 | $2.24 | $7,513.84 | (2%) 195.4K to 192.05K | (2%) |
| 19-Nov-21 5:49 PM View: | Resonant Inc. (RESN) | 17-Nov-21 | Market Sale (Planned) | 1,127 | $2.35 | $2,649.24 | (< 1%) 196.53K to 195.4K | 3% |
| 12-Nov-21 9:12 PM View: | Resonant Inc. (RESN) | 09-Nov-21 | Grant | 11,918 | -- | -- | 6% 184.61K to 196.53K | |
| 19-Aug-21 6:34 PM View: | Resonant Inc. (RESN) | 18-Aug-21 | Market Sale (Planned) | 2,964 | $2.58 | $7,647.42 | (2%) 187.57K to 184.61K | 2% |
| 11-Aug-21 8:16 PM View: | Resonant Inc. (RESN) | 09-Aug-21 | Grant | 8,115 | -- | -- | 5% 179.46K to 187.57K | |
| 21-May-21 7:51 PM View: | Resonant Inc. (RESN) | 19-May-21 | Market Sale (Planned) | 3,713 | $2.81 | $10,445.00 | (2%) 183.17K to 179.46K | (3%) |
| 17-May-21 9:10 PM View: | Resonant Inc. (RESN) | 14-May-21 | Market Sale (Planned) | 2,560 | $2.55 | $6,528.00 | (1%) 185.73K to 183.17K | (7%) |
| 11-May-21 8:14 PM View: | Resonant Inc. (RESN) | 09-May-21 | Grant | 17,769 | -- | -- | 11% 167.96K to 185.73K | |
| 03-Dec-20 7:02 PM View: | Resonant Inc. (RESN) | 02-Dec-20 | Market Option Sale (Planned) | 22,022 | $2.17 | $47,871.40 | (12%) 189.99K to 167.96K | (12%) |
| 03-Dec-20 7:02 PM View: | Resonant Inc. (RESN) | 01-Dec-20 | Option Exercise | 60,440 | -- | -- | 47% 129.55K to 189.99K | |
| 18-Nov-20 9:45 PM View: | Resonant Inc. (RESN) | 17-Nov-20 | Market Sale (Planned) | 4,965 | $2.29 | $11,383.80 | (4%) 134.51K to 129.55K | (6%) |
| 04-Nov-20 7:20 PM View: | Resonant Inc. (RESN) | 02-Nov-20 | Grant | 13,851 | -- | -- | 11% 120.66K to 134.51K | |
| 17-Aug-20 9:42 PM View: | Resonant Inc. (RESN) | 14-Aug-20 | Market Sale (Planned) | 3,278 | $2.48 | $8,129.44 | (3%) 123.94K to 120.66K | 2% |
| 04-Aug-20 8:47 PM View: | Resonant Inc. (RESN) | 03-Aug-20 | Grant | 8,742 | -- | -- | 8% 115.2K to 123.94K | |
| 15-May-20 8:04 PM View: | Resonant Inc. (RESN) | 14-May-20 | Market Sale (Planned) | 9,709 | $2.05 | $19,867.50 | (8%) 124.91K to 115.2K | (18%) |
| 06-May-20 8:06 PM View: | Resonant Inc. (RESN) | 04-May-20 | Grant | 9,500 | -- | -- | 8% 115.41K to 124.91K | |
| 11-Mar-20 9:21 PM View: | Resonant Inc. (RESN) | 09-Mar-20 | Grant | 18,533 | -- | -- | 19% 96.87K to 115.41K | |
| 04-Dec-19 6:50 PM View: | Resonant Inc. (RESN) | 03-Dec-19 | Market Option Sale (Planned) | 16,460 | $2.14 | $35,277.10 | (15%) 113.33K to 96.87K | (13%) |
| 04-Dec-19 6:50 PM View: | Resonant Inc. (RESN) | 02-Dec-19 | Option Exercise | 45,670 | -- | -- | 67% 67.66K to 113.33K | |
| 26-Nov-19 8:05 PM View: | Resonant Inc. (RESN) | 26-Nov-19 | Market Sale (Planned) | 3,297 | $2.19 | $7,220.43 | (5%) 70.96K to 67.66K | (10%) |
| 06-Nov-19 9:39 PM View: | Resonant Inc. (RESN) | 04-Nov-19 | Grant | 9,011 | -- | -- | 15% 61.95K to 70.96K | |
| 21-Aug-19 9:42 PM View: | Resonant Inc. (RESN) | 20-Aug-19 | Market Sale (Planned) | 4,327 | $2.72 | $11,791.10 | (7%) 66.28K to 61.95K | 11% |
| 06-Aug-19 7:44 PM View: | Resonant Inc. (RESN) | 02-Aug-19 | Grant | 11,663 | -- | -- | 21% 54.61K to 66.28K | |
| 17-May-19 6:43 PM View: | Resonant Inc. (RESN) | 16-May-19 | Market Sale (Planned) | 3,079 | $3.00 | $9,238.54 | (5%) 57.69K to 54.61K | 20% |
| 08-May-19 7:31 PM View: | Resonant Inc. (RESN) | 06-May-19 | Grant | 9,041 | -- | -- | 19% 48.65K to 57.69K | |
| 06-Dec-18 6:08 PM View: | Resonant Inc. (RESN) | 01-Dec-18 | Option Exercise | 43,750 | -- | -- | 893% 4.9K to 48.65K | |
| 30-Jan-17 9:17 PM View: | Applied Micro Circuits Corp. (AMCC) | 26-Jan-17 | Disposition | 72,500 | -- | -- | (90%) 80.11K to 7.62K | |
| 30-Jan-17 9:17 PM View: | Applied Micro Circuits Corp. (AMCC) | 26-Jan-17 | Disposition (change in control) | 7,615 | -- | -- | (100%) 7.62K to 0 | |
| 17-May-16 7:36 PM View: | Applied Micro Circuits Corp. (AMCC) | 16-May-16 | Grant | 5,115 | -- | -- | 7% 70.0K to 75.11K | |
| 17-Feb-16 7:10 PM View: | Applied Micro Circuits Corp. (AMCC) | 16-Feb-16 | Grant | 70,000 | -- | -- | 100% 0 to 70.0K | |
| 29-Apr-15 8:43 PM View: | Vitesse Semiconductor Corp. (VTSS) | 27-Apr-15 | Disposition (change in control) | 226,385 | $5.28 | $1,195,310.00 | (100%) 226.38K to 0 | 0% |
| 10-Mar-15 6:12 PM View: | Vitesse Semiconductor Corp. (VTSS) | 07-Mar-15 | Payment of Exercise | 8,582 | $4.08 | $35,014.60 | (3%) 336.47K to 327.88K | (30%) |
| 11-Dec-14 5:13 PM View: | Vitesse Semiconductor Corp. (VTSS) | 10-Dec-14 | Payment of Exercise | 6,102 | $3.78 | $23,065.60 | (2%) 342.57K to 336.47K | (40%) |
| 11-Dec-14 5:13 PM View: | Vitesse Semiconductor Corp. (VTSS) | 09-Dec-14 | Payment of Exercise | 7,041 | $3.93 | $27,671.10 | (2%) 349.61K to 342.57K | (34%) |
| 28-Oct-14 5:00 PM View: | Vitesse Semiconductor Corp. (VTSS) | 24-Oct-14 | Payment of Exercise | 6,055 | $3.17 | $19,194.30 | (2%) 355.67K to 349.61K | (66%) |
| 09-Oct-14 7:01 PM View: | Vitesse Semiconductor Corp. (VTSS) | 07-Oct-14 | Grant | 64,500 | -- | -- | 22% 291.17K to 355.67K | |
| 11-Mar-14 4:59 PM View: | Vitesse Semiconductor Corp. (VTSS) | 07-Mar-14 | Payment of Exercise | 7,570 | $3.78 | $28,614.60 | (3%) 298.74K to 291.17K | (39%) |
| 03-Feb-14 6:36 PM View: | Vitesse Semiconductor Corp. (VTSS) | 01-Feb-14 | Payment of Exercise | 7,126 | $3.60 | $25,653.60 | (2%) 305.86K to 298.74K | (46%) |
| 16-Dec-13 6:45 PM View: | Vitesse Semiconductor Corp. (VTSS) | 13-Dec-13 | Market Purchase | 19,935 | $2.48 | $49,396.00 | 7% 285.93K to 305.86K | 113% |
| 11-Dec-13 7:34 PM View: | Vitesse Semiconductor Corp. (VTSS) | 10-Dec-13 | Grant | 65,000 | -- | -- | 29% 220.93K to 285.93K | |
| 11-Dec-13 7:34 PM View: | Vitesse Semiconductor Corp. (VTSS) | 09-Dec-13 | Payment of Exercise | 7,041 | $2.57 | $18,095.40 | (3%) 227.97K to 220.93K | (105%) |
| 12-Aug-13 5:06 PM View: | Vitesse Semiconductor Corp. (VTSS) | 10-Aug-13 | Payment of Exercise | 783 | $2.52 | $1,973.16 | (< 1%) 228.75K to 227.97K | (109%) |
| 11-Jul-13 4:31 PM View: | Vitesse Semiconductor Corp. (VTSS) | 10-Jul-13 | Payment of Exercise | 764 | $2.81 | $2,146.84 | (< 1%) 229.51K to 228.75K | (88%) |
| 25-Jun-13 4:58 PM View: | Vitesse Semiconductor Corp. (VTSS) | 25-Jun-13 | Private Purchase | 45,200 | $2.15 | $97,180.00 | 25% 184.31K to 229.51K | |
| 11-Jun-13 5:38 PM View: | Vitesse Semiconductor Corp. (VTSS) | 10-Jun-13 | Payment of Exercise | 764 | $2.25 | $1,719.00 | (< 1%) 185.08K to 184.31K | (134%) |
| 14-May-13 6:14 PM View: | Vitesse Semiconductor Corp. (VTSS) | 10-May-13 | Payment of Exercise | 764 | $2.24 | $1,711.36 | (< 1%) 185.84K to 185.08K | (135%) |
| 02-May-13 4:24 PM View: | Vitesse Semiconductor Corp. (VTSS) | 01-May-13 | Payment of Exercise | 7,666 | $2.01 | $15,408.70 | (4%) 193.51K to 185.84K | (162%) |