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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-May-17 4:08 PM View:  | Nuvelo Inc. (ORKA) | 02-May-17 | Market Purchase | 11,000 | $2.71 | $29,810.00 | 100% 0 to 11.0K | (87%) |
| 18-Mar-16 6:04 PM View: | Globeimmune Inc (GBIM) | 17-Mar-16 | Market Sale | 12,626 | $1.52 | $19,195.30 | (14%) 89.42K to 76.79K | 84% |
| 18-Mar-16 6:04 PM View: | Globeimmune Inc (GBIM) | 16-Mar-16 | Market Sale | 8,974 | $1.85 | $16,610.00 | (9%) 98.39K to 89.42K | 87% |
| 15-Mar-16 7:33 PM View: | Globeimmune Inc (GBIM) | 15-Mar-16 | Market Sale | 51,476 | $2.17 | $111,600.00 | (34%) 149.87K to 98.39K | 89% |
| 15-Mar-16 7:33 PM View: | Globeimmune Inc (GBIM) | 11-Mar-16 | Market Sale | 78,793 | $2.32 | $182,429.00 | (34%) 228.66K to 149.87K | 89% |
| 10-Mar-16 6:19 PM View: | Globeimmune Inc (GBIM) | 10-Mar-16 | Market Sale | 4,700 | $1.16 | $5,445.89 | (2%) 233.36K to 228.66K | 79% |
| 10-Mar-16 6:19 PM View: | Globeimmune Inc (GBIM) | 09-Mar-16 | Market Sale | 5,800 | $1.21 | $7,012.78 | (2%) 239.16K to 233.36K | 80% |
| 10-Mar-16 6:19 PM View: | Globeimmune Inc (GBIM) | 08-Mar-16 | Market Sale | 5,900 | $1.14 | $6,727.18 | (2%) 245.06K to 239.16K | 78% |
| 07-Mar-16 6:01 PM View: | Globeimmune Inc (GBIM) | 07-Mar-16 | Market Sale | 3,700 | $1.07 | $3,968.62 | (1%) 248.76K to 245.06K | 77% |
| 07-Mar-16 6:01 PM View: | Globeimmune Inc (GBIM) | 04-Mar-16 | Market Sale | 6,520 | $1.02 | $6,638.01 | (3%) 255.28K to 248.76K | 76% |
| 07-Mar-16 6:01 PM View: | Globeimmune Inc (GBIM) | 03-Mar-16 | Market Sale | 1,700 | $1.12 | $1,902.98 | (< 1%) 256.98K to 255.28K | 78% |
| 02-Mar-16 6:18 PM View: | Globeimmune Inc (GBIM) | 02-Mar-16 | Market Sale | 5,623 | $1.17 | $6,568.79 | (2%) 262.61K to 256.98K | 79% |
| 02-Mar-16 6:18 PM View: | Globeimmune Inc (GBIM) | 01-Mar-16 | Market Sale | 8,799 | $0.96 | $8,410.08 | (3%) 271.4K to 262.61K | 74% |
| 02-Mar-16 6:18 PM View: | Globeimmune Inc (GBIM) | 29-Feb-16 | Market Sale | 3,000 | $0.95 | $2,862.60 | (1%) 274.4K to 271.4K | 74% |
| 26-Feb-16 10:00 PM View: | Globeimmune Inc (GBIM) | 26-Feb-16 | Market Sale | 6,701 | $0.95 | $6,343.17 | (2%) 281.11K to 274.4K | 74% |
| 26-Feb-16 10:00 PM View: | Globeimmune Inc (GBIM) | 25-Feb-16 | Market Sale | 2,059 | $1.06 | $2,189.13 | (< 1%) 283.17K to 281.11K | 77% |
| 26-Feb-16 10:00 PM View: | Globeimmune Inc (GBIM) | 24-Feb-16 | Market Sale | 3,741 | $1.17 | $4,367.99 | (1%) 286.91K to 283.17K | 79% |
| 23-Feb-16 6:58 PM View: | Globeimmune Inc (GBIM) | 23-Feb-16 | Market Sale | 2,700 | $1.36 | $3,672.00 | (< 1%) 289.61K to 286.91K | 82% |
| 23-Feb-16 6:58 PM View: | Globeimmune Inc (GBIM) | 22-Feb-16 | Market Sale | 5,800 | $1.43 | $8,273.12 | (2%) 295.41K to 289.61K | 83% |
| 23-Feb-16 6:58 PM View: | Globeimmune Inc (GBIM) | 19-Feb-16 | Market Sale | 14,358 | $1.43 | $20,557.80 | (5%) 309.76K to 295.41K | 83% |
| 18-Feb-16 6:47 PM View: | Globeimmune Inc (GBIM) | 18-Feb-16 | Market Sale | 11,922 | $1.42 | $16,904.20 | (4%) 321.69K to 309.76K | 83% |
| 18-Feb-16 6:47 PM View: | Globeimmune Inc (GBIM) | 17-Feb-16 | Market Sale | 7,934 | $1.47 | $11,701.90 | (2%) 329.62K to 321.69K | 83% |
| 18-Feb-16 6:47 PM View: | Globeimmune Inc (GBIM) | 16-Feb-16 | Market Sale | 2,041 | $1.50 | $3,052.52 | (< 1%) 331.66K to 329.62K | 84% |
| 12-Feb-16 10:00 PM View: | Globeimmune Inc (GBIM) | 12-Feb-16 | Market Sale | 1,250 | $1.59 | $1,987.00 | (< 1%) 332.91K to 331.66K | 85% |
| 12-Feb-16 10:00 PM View: | Globeimmune Inc (GBIM) | 11-Feb-16 | Market Sale | 1,195 | $1.72 | $2,058.87 | (< 1%) 334.11K to 332.91K | 86% |
| 12-Feb-16 10:00 PM View: | Globeimmune Inc (GBIM) | 10-Feb-16 | Market Sale | 1,200 | $1.93 | $2,316.96 | (< 1%) 335.31K to 334.11K | 87% |
| 09-Feb-16 7:17 PM View: | Globeimmune Inc (GBIM) | 09-Feb-16 | Market Sale | 2,800 | $1.99 | $5,575.36 | (< 1%) 338.11K to 335.31K | 88% |
| 09-Feb-16 7:17 PM View: | Globeimmune Inc (GBIM) | 08-Feb-16 | Market Sale | 3,200 | $2.01 | $6,424.64 | (< 1%) 341.31K to 338.11K | 88% |
| 09-Feb-16 7:17 PM View: | Globeimmune Inc (GBIM) | 05-Feb-16 | Market Sale | 1,300 | $2.28 | $2,962.05 | (< 1%) 342.61K to 341.31K | 89% |
| 09-Jul-14 5:37 PM View: | Globeimmune Inc (GBIM) | 08-Jul-14 | Conversion | 257,606 | -- | -- | 100% 0 to 257.61K | |
| 09-Jul-14 5:37 PM View: | Globeimmune Inc (GBIM) | 08-Jul-14 | Purchase | 75,000 | $10.00 | $750,000.00 | 29% 257.61K to 332.61K | |
| 09-Jul-14 5:37 PM View: | Globeimmune Inc (GBIM) | 08-Jul-14 | Purchase | 10,000 | $10.00 | $100,000.00 | 3% 332.61K to 342.61K | |
| 16-Dec-08 11:33 AM View: | Replidyne, Inc. (CSII) | 12-Dec-08 | Market Purchase | 10,000 | $0.75 | $7,474.10 | < 1% 1.53M to 1.54M | 14% |
| 12-Dec-08 2:55 PM View: | Replidyne, Inc. (CSII) | 11-Dec-08 | Market Purchase | 7,500 | $0.66 | $4,981.00 | < 1% 1.52M to 1.53M | 28% |
| 12-Dec-08 2:55 PM View: | Replidyne, Inc. (CSII) | 10-Dec-08 | Market Purchase | 11,760 | $0.71 | $8,333.00 | < 1% 1.51M to 1.52M | 20% |
| 04-Dec-08 2:59 PM View: | Replidyne, Inc. (CSII) | 03-Dec-08 | Market Purchase | 20,000 | $0.66 | $13,264.00 | 1% 1.49M to 1.51M | 28% |
| 04-Dec-08 2:59 PM View: | Replidyne, Inc. (CSII) | 02-Dec-08 | Market Purchase | 22,695 | $0.62 | $13,977.80 | 2% 1.47M to 1.49M | 38% |
| 16-Nov-06 9:55 PM View: | Myogen Inc (MYOG) | 14-Nov-06 | Disposition (change in control) | 76,503 | -- | -- | (95%) 80.28K to 3.78K | |
| 16-Nov-06 9:55 PM View: | Myogen Inc (MYOG) | 14-Nov-06 | Disposition (change in control) | 3,778 | -- | -- | (100%) 3.78K to 0 | |
| 17-Oct-06 7:10 PM View: | Myogen Inc (MYOG) | 16-Oct-06 | Acquisition (other) | 16,792 | -- | -- | 2% 708.61K to 725.4K | |
| 17-Oct-06 7:10 PM View: | Myogen Inc (MYOG) | 16-Oct-06 | Disposition (other) | 645,119 | -- | -- | (89%) 725.4K to 80.28K | |
| 15-Sep-06 3:43 PM View: | Replidyne, Inc. (CSII) | 14-Sep-06 | Purchase | 560 | $9.97 | $5,583.20 | < 1% 1.47M to 1.47M | (85%) |
| 14-Sep-06 1:07 PM View: | Replidyne, Inc. (CSII) | 13-Sep-06 | Purchase | 400 | $9.93 | $3,972.00 | < 1% 1.47M to 1.47M | (85%) |
| 13-Sep-06 3:44 PM View: | Replidyne, Inc. (CSII) | 12-Sep-06 | Purchase | 500 | $10.30 | $5,150.00 | < 1% 1.47M to 1.47M | (85%) |
| 12-Sep-06 6:08 PM View: | Replidyne, Inc. (CSII) | 11-Sep-06 | Purchase | 1,000 | $10.00 | $10,000.00 | < 1% 1.47M to 1.47M | (85%) |
| 11-Sep-06 4:58 PM View: | Replidyne, Inc. (CSII) | 08-Sep-06 | Purchase | 1,911 | $9.75 | $18,632.20 | < 1% 1.46M to 1.47M | (85%) |
| 08-Sep-06 1:32 PM View: | Replidyne, Inc. (CSII) | 07-Sep-06 | Purchase | 2,300 | $9.66 | $22,218.00 | < 1% 1.46M to 1.46M | (84%) |
| 11-Aug-06 4:18 PM View: | Replidyne, Inc. (CSII) | 11-Aug-06 | Market Purchase | 1,230 | $10.05 | $12,361.50 | < 1% 1.46M to 1.46M | (85%) |
| 11-Aug-06 2:05 PM View: | Replidyne, Inc. (CSII) | 10-Aug-06 | Purchase | 6,037 | $10.09 | $60,896.90 | < 1% 1.45M to 1.46M | (85%) |
| 10-Aug-06 2:35 PM View: | Replidyne, Inc. (CSII) | 09-Aug-06 | Purchase | 2,733 | $10.09 | $27,581.30 | < 1% 1.45M to 1.45M | (85%) |