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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Jun-14 12:10 PM View:  | CAS Medical Systems Inc. (CASM) | 25-Jun-14 | Grant | 5,076 | -- | -- | 4% 118.98K to 124.06K | |
| 02-Jul-13 10:19 AM View: | CAS Medical Systems Inc. (CASM) | 24-Jun-13 | Grant | 6,211 | -- | -- | 6% 112.77K to 118.98K | |
| 22-Jun-12 9:31 AM View: | CAS Medical Systems Inc. (CASM) | 20-Jun-12 | Grant | 5,714 | -- | -- | 5% 107.06K to 112.77K | |
| 14-Sep-11 7:28 PM View: | THQ Inc. (THQIQ) | 12-Sep-11 | Option Exercise | 5,000 | -- | -- | 8% 58.99K to 63.99K | |
| 10-Jun-11 9:42 AM View: | CAS Medical Systems Inc. (CASM) | 08-Jun-11 | Grant | 3,953 | -- | -- | 4% 103.11K to 107.06K | |
| 09-Sep-10 8:11 PM View: | THQ Inc. (THQIQ) | 07-Sep-10 | Option Exercise | 4,050 | -- | -- | 7% 54.94K to 58.99K | |
| 16-Aug-10 3:05 PM View: | THQ Inc. (THQIQ) | 13-Aug-10 | Market Purchase | 15,000 | $3.65 | $54,682.50 | 38% 39.94K to 54.94K | (100%) |
| 25-Jun-10 4:21 PM View: | Millennium Sustainable Vent... (MILC) | 24-Jun-10 | Market Sale | 1,300 | $3.19 | $4,147.00 | (2%) 58.74K to 57.44K | 84% |
| 25-Jun-10 4:21 PM View: | Millennium Sustainable Vent... (MILC) | 23-Jun-10 | Market Sale | 400 | $3.19 | $1,276.00 | (< 1%) 59.14K to 58.74K | 84% |
| 11-Jun-10 12:59 PM View: | CAS Medical Systems Inc. (CASM) | 09-Jun-10 | Grant | 6,849 | -- | -- | 7% 96.26K to 103.11K | |
| 10-Jun-10 4:17 PM View: | Millennium Sustainable Vent... (MILC) | 09-Jun-10 | Market Sale | 5,000 | $3.14 | $15,725.00 | (8%) 64.14K to 59.14K | 84% |
| 09-Jun-10 4:14 PM View: | Millennium Sustainable Vent... (MILC) | 07-Jun-10 | Market Sale | 1,100 | $3.14 | $3,454.00 | (2%) 65.24K to 64.14K | 84% |
| 02-Sep-09 7:10 PM View: | THQ Inc. (THQIQ) | 31-Aug-09 | Option Exercise | 4,050 | -- | -- | 11% 35.89K to 39.94K | |
| 30-Jun-09 6:01 AM View: | New Motion, Inc. (PTIX) | 25-Jun-09 | Grant | 3,892 | -- | -- | 38% 10.14K to 14.03K | |
| 12-Jun-09 2:17 PM View: | CAS Medical Systems Inc. (CASM) | 10-Jun-09 | Grant | 5,882 | -- | -- | 7% 90.38K to 96.26K | |
| 04-Sep-08 7:56 PM View: | THQ Inc. (THQIQ) | 02-Sep-08 | Option Exercise | 4,050 | -- | -- | 13% 31.84K to 35.89K | |
| 25-Jul-08 1:19 PM View: | CAS Medical Systems Inc. (CASM) | 23-Jul-08 | Grant | 3,000 | -- | -- | 3% 87.38K to 90.38K | |
| 23-Jul-08 5:30 PM View: | Millennium Sustainable Vent... (MILC) | 21-Jul-08 | Sale | 81,218 | -- | -- | (60%) 136.46K to 55.24K | |
| 07-Feb-08 7:27 PM View: | New Motion, Inc. (PTIX) | 04-Feb-08 | Acquisition (other) | 10,141 | -- | -- | 100% 0 to 10.14K | |
| 11-Dec-07 9:03 PM View: | THQ Inc. (THQIQ) | 07-Dec-07 | Option Exercise | 4,050 | -- | -- | 15% 27.79K to 31.84K | |
| 07-Nov-07 4:59 PM View: | THQ Inc. (THQIQ) | 05-Nov-07 | Option Exercise | 8,438 | $14.00 | $118,132.00 | 30% 27.79K to 36.22K | |
| 07-Nov-07 4:59 PM View: | THQ Inc. (THQIQ) | 05-Nov-07 | Market Option Sale | 8,438 | $26.19 | $220,964.00 | (23%) 36.22K to 27.79K | 100% |
| 18-Jul-07 3:42 PM View: | CAS Medical Systems Inc. (CASM) | 16-Jul-07 | Grant | 3,000 | -- | -- | 4% 84.38K to 87.38K | |
| 29-May-07 7:44 PM View: | THQ Inc. (THQIQ) | 25-May-07 | Option Exercise | 6,548 | $11.34 | $74,245.90 | 24% 27.79K to 34.33K | |
| 29-May-07 7:44 PM View: | THQ Inc. (THQIQ) | 25-May-07 | Market Option Sale | 6,548 | $32.17 | $210,672.00 | (19%) 34.33K to 27.79K | 100% |
| 29-May-07 7:44 PM View: | THQ Inc. (THQIQ) | 24-May-07 | Option Exercise | 10,328 | $10.95 | $113,078.00 | 37% 27.79K to 38.11K | |
| 29-May-07 7:44 PM View: | THQ Inc. (THQIQ) | 24-May-07 | Market Option Sale | 10,328 | $32.32 | $333,842.00 | (27%) 38.11K to 27.79K | 100% |
| 08-Feb-07 8:38 PM View: | THQ Inc. (THQIQ) | 06-Feb-07 | Option Exercise | 25,314 | $9.79 | $247,796.00 | 91% 27.79K to 53.1K | |
| 08-Feb-07 8:38 PM View: | THQ Inc. (THQIQ) | 06-Feb-07 | Market Option Sale | 25,314 | $30.96 | $783,710.00 | (48%) 53.1K to 27.79K | 100% |
| 13-Dec-06 1:15 PM View: | CAS Medical Systems Inc. (CASM) | 12-Dec-06 | Market Sale | 13,200 | $8.00 | $105,600.00 | (14%) 97.58K to 84.38K | 71% |
| 29-Nov-06 1:48 PM View: | CAS Medical Systems Inc. (CASM) | 27-Nov-06 | Market Sale | 6,800 | $8.35 | $56,780.00 | (7%) 104.38K to 97.58K | 72% |
| 17-Nov-06 9:50 AM View: | CAS Medical Systems Inc. (CASM) | 15-Nov-06 | Market Sale | 30,000 | $8.35 | $250,500.00 | (22%) 134.38K to 104.38K | 72% |
| 08-Nov-06 2:47 PM View: | CAS Medical Systems Inc. (CASM) | 06-Nov-06 | Exercise (in-the money or at-the-money) | 50,000 | $0.50 | $25,000.00 | 59% 84.38K to 134.38K | |
| 21-Sep-06 8:17 PM View: | THQ Inc. (THQIQ) | 19-Sep-06 | Option Exercise | 4,050 | -- | -- | 17% 23.74K to 27.79K | |
| 07-Aug-06 12:00 AM View: | THQ Inc. (THQIQ) | 03-Aug-06 | Option Exercise | 16,876 | $15.48 | $261,285.00 | 71% 23.74K to 40.61K | |
| 07-Aug-06 12:00 AM View: | THQ Inc. (THQIQ) | 03-Aug-06 | Market Option Sale | 16,876 | $23.24 | $392,169.00 | (42%) 40.61K to 23.74K | 100% |
| 26-Jul-06 5:02 PM View: | Millennium Sustainable Vent... (MILC) | 25-Jul-06 | Gift | 25,000 | -- | -- | (17%) 146.46K to 121.45K | |
| 05-Jun-06 2:42 PM View: | American Telecom Services Inc (ATEL.PK) | 02-Jun-06 | Market Purchase | 3,500 | $3.65 | $12,775.00 | 2% 144.73K to 148.23K | (100%) |
| 05-Jun-06 2:42 PM View: | American Telecom Services Inc (ATEL.PK) | 01-Jun-06 | Market Purchase | 1,000 | $3.53 | $3,530.00 | < 1% 143.73K to 144.73K | (100%) |
| 01-Jun-06 3:54 PM View: | American Telecom Services Inc (ATEL.PK) | 31-May-06 | Market Purchase | 1,900 | $3.50 | $6,650.00 | 1% 141.83K to 143.73K | (100%) |
| 01-Jun-06 3:54 PM View: | American Telecom Services Inc (ATEL.PK) | 30-May-06 | Market Purchase | 1,000 | $3.62 | $3,625.00 | < 1% 140.83K to 141.83K | (100%) |
| 09-Feb-06 7:40 PM View: | THQ Inc. (THQIQ) | 07-Feb-06 | Option Exercise | 25,314 | $20.41 | $516,781.00 | 107% 23.63K to 48.94K | |
| 09-Feb-06 7:40 PM View: | THQ Inc. (THQIQ) | 07-Feb-06 | Market Option Sale | 25,314 | $25.78 | $652,687.00 | (52%) 48.94K to 23.63K | 100% |
| 29-Nov-05 2:27 PM View: | Trinity Partners Acquistion... (TPQCBD) | 28-Nov-05 | Market Purchase | 2,000 | $5.40 | $10,800.00 | 25% 8.0K to 10.0K | |
| 21-Nov-05 3:45 PM View: | Trinity Partners Acquistion... (TPQCBD) | 21-Nov-05 | Market Purchase | 2,000 | $5.40 | $10,800.00 | 33% 6.0K to 8.0K | |
| 21-Nov-05 3:45 PM View: | Trinity Partners Acquistion... (TPQCBD) | 18-Nov-05 | Market Purchase Duplicate | 2,000 | $5.40 | $10,800.00 | 50% 4.0K to 6.0K | |
| 17-Nov-05 4:42 PM View: | Trinity Partners Acquistion... (TPQCBD) | 16-Nov-05 | Market Purchase | 2,000 | $5.40 | $10,800.00 | 100% 2.0K to 4.0K | |
| 17-Nov-05 4:42 PM View: | Trinity Partners Acquistion... (TPQCBD) | 15-Nov-05 | Market Purchase | 2,000 | $5.45 | $10,900.00 | 100% 0 to 2.0K | |
| 07-Sep-05 10:32 AM View: | CAS Medical Systems Inc. (CASM) | 06-Sep-05 | Disposition | 17,500 | $4.50 | $78,750.00 | (17%) 101.88K to 84.38K | 48% |
| 09-Aug-05 6:41 PM View: | THQ Inc. (THQIQ) | 05-Aug-05 | Option Exercise | 22,500 | $19.57 | $440,391.00 | 143% 15.75K to 38.25K |