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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Jun-11 7:02 PM View:  | A123 Systems, Inc. (AONEQ) | 16-Jun-11 | Grant | 10,000 | -- | -- | < 1% 7.02M to 7.03M | |
| 14-Jan-11 5:19 PM View: | A123 Systems, Inc. (AONEQ) | 13-Jan-11 | Gift | 2,249,120 | -- | -- | 32% 7.02M to 9.27M | |
| 14-Jan-11 5:19 PM View: | A123 Systems, Inc. (AONEQ) | 13-Jan-11 | Gift | 2,249,120 | -- | -- | (24%) 9.27M to 7.02M | |
| 13-Apr-10 6:15 PM View: | Airvana, Inc. (AIRV) | 09-Apr-10 | Disposition Duplicate | 8,598,070 | -- | -- | (100%) 8.6M to 0 | |
| 06-Jan-10 4:23 PM View: | Sycamore Networks Inc. (SCMR) | 04-Jan-10 | Acquisition (other) | 293,750 | -- | -- | 7% 4.28M to 4.57M | |
| 05-Jan-10 6:54 PM View: | Airvana, Inc. (AIRV) | 04-Jan-10 | Acquisition (other) | 8,598,070 | -- | -- | 100% 8.6M to 17.2M | |
| 05-Jan-10 6:54 PM View: | Airvana, Inc. (AIRV) | 04-Jan-10 | Disposition (other) | 1,563,770 | -- | -- | (9%) 17.2M to 15.63M | |
| 05-Jan-10 6:54 PM View: | Airvana, Inc. (AIRV) | 04-Jan-10 | Disposition (other) | 7,034,300 | -- | -- | (45%) 15.63M to 8.6M | |
| 06-Jan-10 9:32 AM View: | A123 Systems, Inc. (AONEQ) | 04-Jan-10 | Acquisition (other) | 6,879,020 | -- | -- | 98% 7.02M to 13.9M | |
| 06-Jan-10 9:32 AM View: | A123 Systems, Inc. (AONEQ) | 04-Jan-10 | Disposition (other) | 6,879,020 | -- | -- | (50%) 13.9M to 7.02M | |
| 01-Oct-09 5:17 PM View: | A123 Systems, Inc. (AONEQ) | 29-Sep-09 | Conversion | 138,607 | -- | -- | 43% 326.0K to 464.61K | |
| 01-Oct-09 5:17 PM View: | A123 Systems, Inc. (AONEQ) | 29-Sep-09 | Conversion | 6,553,020 | -- | -- | 1410% 464.61K to 7.02M | |
| 26-Jul-07 12:07 PM View: | Airvana, Inc. (AIRV) | 25-Jul-07 | Conversion | 7,038,600 | -- | -- | 100% 0 to 7.04M | |
| 26-Jul-07 12:07 PM View: | Airvana, Inc. (AIRV) | 25-Jul-07 | Conversion | 93,535 | -- | -- | 1% 7.04M to 7.13M | |
| 26-Jul-07 12:07 PM View: | Airvana, Inc. (AIRV) | 25-Jul-07 | Conversion | 1,465,940 | -- | -- | 21% 7.13M to 8.6M |