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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Feb-08 5:51 PM View:  | Regions Financial Corp. (RF) | 19-Feb-08 | Payment of Exercise | 1,361 | $22.85 | $31,098.80 | (< 1%) 4.04M to 4.04M | 40% |
| 29-Jun-07 12:36 PM View: | Helios Multi-Sector High In... (HMH) | 27-Jun-07 | Market Purchase | 3,000 | $14.34 | $43,020.00 | 100% 0 to 3.0K | (93%) |
| 13-Feb-08 10:00 PM View: | Regions Financial Corp. (RF) | 23-Apr-07 | Gift | 2,040 | -- | -- | (< 1%) 4.04M to 4.04M | |
| 24-Apr-07 6:00 PM View: | Regions Financial Corp. (RF) | 21-Apr-07 | Payment of Exercise | 490 | $35.42 | $17,355.80 | (< 1%) 4.04M to 4.04M | 60% |
| 13-Feb-08 10:00 PM View: | Regions Financial Corp. (RF) | 16-Apr-07 | Gift | 2,040 | -- | -- | < 1% 4.04M to 4.04M | |
| 06-Mar-07 7:59 PM View: | Regions Financial Corp. (RF) | 05-Mar-07 | Market Sale | 1,600 | $35.17 | $56,272.00 | (< 1%) 4.04M to 4.04M | 59% |
| 24-Jan-07 12:44 PM View: | Regions Financial Corp. (RF) | 23-Jan-07 | Market Sale | 775 | $35.86 | $27,791.50 | (< 1%) 4.04M to 4.04M | 60% |
| 18-Oct-06 11:14 AM View: | Regions Financial Corp. (RF) | 16-Oct-06 | Payment of Exercise | 430 | -- | -- | (< 1%) 4.05M to 4.04M | |
| 24-Apr-06 5:49 PM View: | Regions Financial Corp. (RF) | 24-Apr-06 | Payment of Exercise | 490 | $35.65 | $17,468.50 | (< 1%) 4.05M to 4.05M | 58% |
| 04-Apr-06 4:55 PM View: | Regions Financial Corp. (RF) | 31-Mar-06 | Payment of Exercise | 817 | $36.08 | $29,477.40 | (< 1%) 4.05M to 4.05M | 58% |
| 27-Jan-06 11:06 AM View: | Regions Financial Corp. (RF) | 26-Jan-06 | Gift | 31,110 | -- | -- | < 1% 4.05M to 4.08M | |
| 27-Jan-06 11:06 AM View: | Regions Financial Corp. (RF) | 26-Jan-06 | Gift | 31,765 | -- | -- | (< 1%) 4.08M to 4.05M | |
| 27-Jan-06 11:06 AM View: | Regions Financial Corp. (RF) | 25-Jan-06 | Market Sale | 6,400 | $33.49 | $214,336.00 | (< 1%) 4.05M to 4.05M | 55% |
| 25-Jan-06 10:00 PM View: | Regions Financial Corp. (RF) | 30-Dec-05 | Acquisition (other) | 466 | -- | -- | < 1% 4.05M to 4.05M | |
| 25-Jan-06 10:00 PM View: | Regions Financial Corp. (RF) | 30-Jun-05 | Gift | 30,000 | -- | -- | (< 1%) 4.08M to 4.05M | |
| 09-May-05 5:31 PM View: | Regions Financial Corp. (RF) | 05-May-05 | Payment of Exercise | 490 | $32.13 | $15,743.70 | (< 1%) 4.08M to 4.08M | 52% |
| 09-May-05 5:31 PM View: | Regions Financial Corp. (RF) | 05-May-05 | Acquisition (other) | 229 | -- | -- | < 1% 4.08M to 4.08M | |
| 09-May-05 5:31 PM View: | Regions Financial Corp. (RF) | 24-Mar-05 | Disposition (other) | 1 | -- | -- | (< 1%) 4.08M | |
| 24-Mar-05 12:41 PM View: | RMK Advantage Income Fund I... (HAV) | 22-Mar-05 | Market Purchase | 800 | $15.17 | $12,136.00 | 100% 0 to 0.8K | 67% |
| 09-May-05 5:31 PM View: | Regions Financial Corp. (RF) | 21-Jan-05 | Gift | 1,330 | -- | -- | < 1% 4.08M to 4.09M | |
| 09-May-05 5:31 PM View: | Regions Financial Corp. (RF) | 21-Jan-05 | Gift | 2,655 | -- | -- | (< 1%) 4.09M to 4.08M | |
| 21-Jan-05 10:00 PM View: | Regions Financial Corp. (RF) | 31-Dec-04 | Acquisition (other) | 559 | -- | -- | < 1% 4.08M to 4.08M | |
| 19-Oct-04 10:00 PM View: | Regions Financial Corp. (RF) | 15-Oct-04 | Grant | 3,250 | -- | -- | < 1% 4.08M to 4.08M | |
| 19-Oct-04 10:00 PM View: | Regions Financial Corp. (RF) | 17-Sep-04 | Gift | 30,000 | -- | -- | (< 1%) 4.11M to 4.08M | |
| 18-May-04 10:00 PM View: | RMK Strategic Income Fund I... (HSA) | 17-May-04 | Market Purchase | 2,000 | $14.82 | $29,650.00 | 100% 0 to 2.0K | (34%) |
| 23-Apr-04 10:00 PM View: | Regions Financial Corp. (RF) | 21-Apr-04 | Grant | 4,500 | -- | -- | < 1% 3.33M to 3.33M | |
| 23-Apr-04 10:00 PM View: | Regions Financial Corp. (RF) | 01-Apr-04 | Acquisition (other) | 111 | -- | -- | < 1% 3.33M to 3.33M | |
| 23-Apr-04 10:00 PM View: | Regions Financial Corp. (RF) | 13-Feb-04 | Gift | 28,180 | -- | -- | < 1% 3.33M to 3.35M | |
| 23-Apr-04 10:00 PM View: | Regions Financial Corp. (RF) | 13-Feb-04 | Gift | 29,360 | -- | -- | (< 1%) 3.35M to 3.33M | |
| 23-Apr-04 10:00 PM View: | Regions Financial Corp. (RF) | 02-Jan-04 | Acquisition (other) | 86 | -- | -- | < 1% 3.33M to 3.33M | |
| 03-Sep-03 10:00 PM View: | RMK High Income Fund Inc. (HIH) | 03-Sep-03 | Market Purchase | 700 | $14.95 | $10,465.00 | 8% 9.3K to 10.0K | (85%) |
| 03-Sep-03 10:00 PM View: | RMK High Income Fund Inc. (HIH) | 02-Sep-03 | Market Purchase | 9,300 | $14.95 | $139,035.00 | 100% 0 to 9.3K | (85%) |