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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Aug-23 7:34 PM View:  | Apexigen, Inc. (APGN) | 23-Aug-23 | Disposition | 10,000 | -- | -- | (100%) 10.0K to 0 | |
| 01-Jun-18 6:21 PM View: | Ardelyx, Inc. (ARDX) | 30-May-18 | Market Purchase | 10,000 | $4.00 | $40,000.00 | 40% 25.0K to 35.0K | 78% |
| 21-Jun-16 3:47 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 21-Jun-16 | Disposition (change in control) | 32,392 | -- | -- | (95%) 34.25K to 1.85K | |
| 21-Jun-16 3:47 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 21-Jun-16 | Disposition (change in control) | 1,854 | -- | -- | (100%) 1.85K to 0 | |
| 21-Mar-16 7:31 PM View: | Ardelyx, Inc. (ARDX) | 21-Mar-16 | Market Purchase | 15,000 | $7.77 | $116,540.00 | 150% 10.0K to 25.0K | (18%) |
| 12-Jun-15 6:29 PM View: | Ardelyx, Inc. (ARDX) | 10-Jun-15 | Market Purchase | 10,000 | $15.19 | $151,880.00 | 100% 0 to 10.0K | (58%) |
| 09-Sep-13 4:56 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 06-Sep-13 | Market Purchase | 10,000 | $4.77 | $47,700.00 | 41% 24.25K to 34.25K | (80%) |
| 07-Jun-12 5:04 PM View: | Maxygen Inc. (MAXY) | 06-Jun-12 | Grant | 10,000 | -- | -- | 3% 347.56K to 357.56K | |
| 11-Apr-12 6:03 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 09-Apr-12 | Market Purchase | 100,000 | $0.54 | $54,000.00 | 70% 142.48K to 242.48K | (81%) |
| 11-Apr-12 6:03 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 20-Mar-12 | Gift | 7,000 | -- | -- | 5% 142.48K to 149.48K | |
| 11-Apr-12 6:03 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 20-Mar-12 | Gift | 7,000 | -- | -- | (5%) 149.48K to 142.48K | |
| 07-Jun-11 6:06 PM View: | Maxygen Inc. (MAXY) | 06-Jun-11 | Market Purchase | 10,000 | $5.27 | $52,700.00 | 3% 379.69K to 389.69K | 9% |
| 07-Jun-11 6:06 PM View: | Maxygen Inc. (MAXY) | 03-Jun-11 | Market Purchase | 10,000 | $5.22 | $52,200.00 | 3% 369.69K to 379.69K | 10% |
| 01-Jun-11 6:50 PM View: | Maxygen Inc. (MAXY) | 27-May-11 | Grant | 10,000 | -- | -- | 3% 359.69K to 369.69K | |
| 27-May-10 8:48 PM View: | Maxygen Inc. (MAXY) | 27-May-10 | Grant | 10,000 | -- | -- | 3% 349.69K to 359.69K | |
| 28-Jan-10 6:18 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 26-Jan-10 | Grant | 18,908 | -- | -- | 15% 123.57K to 142.48K | |
| 24-Sep-09 5:47 PM View: | Maxygen Inc. (MAXY) | 22-Sep-09 | Grant | 30,000 | -- | -- | 10% 299.69K to 329.69K | |
| 24-Sep-09 5:47 PM View: | Maxygen Inc. (MAXY) | 07-Aug-09 | Gift | 6,000 | -- | -- | (2%) 325.69K to 319.69K | |
| 26-Jan-09 6:39 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 22-Jan-09 | Grant | 16,014 | -- | -- | 15% 107.56K to 123.57K | |
| 05-Jan-09 6:11 PM View: | Maxygen Inc. (MAXY) | 26-Dec-08 | Gift | 11,500 | -- | -- | (3%) 334.69K to 323.19K | |
| 16-May-08 5:49 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 15-May-08 | Market Purchase | 7,000 | $5.96 | $41,720.00 | 7% 100.56K to 107.56K | (98%) |
| 16-Apr-08 5:58 PM View: | Maxygen Inc. (MAXY) | 15-Apr-08 | Market Sale (Planned) | 1,500 | $7.33 | $10,988.10 | (< 1%) 336.19K to 334.69K | (17%) |
| 04-Feb-08 6:28 PM View: | Maxygen Inc. (MAXY) | 01-Feb-08 | Market Sale (Planned) | 1,500 | $7.39 | $11,091.00 | (< 1%) 337.69K to 336.19K | (15%) |
| 03-Jan-08 3:40 PM View: | Maxygen Inc. (MAXY) | 02-Jan-08 | Market Sale (Planned) | 3,500 | $8.00 | $28,007.00 | (1%) 341.19K to 337.69K | (7%) |
| 07-Dec-07 5:43 PM View: | Maxygen Inc. (MAXY) | 06-Dec-07 | Market Sale (Planned) | 2,000 | $8.00 | $16,000.00 | (< 1%) 343.19K to 341.19K | (7%) |
| 05-Dec-07 5:11 PM View: | Maxygen Inc. (MAXY) | 03-Dec-07 | Market Sale (Planned) | 1,500 | $7.50 | $11,248.00 | (< 1%) 344.69K to 343.19K | (14%) |
| 29-Nov-07 6:01 PM View: | Maxygen Inc. (MAXY) | 28-Nov-07 | Market Sale (Planned) | 2,000 | $8.00 | $16,000.00 | (< 1%) 346.69K to 344.69K | (7%) |
| 05-Nov-07 5:45 PM View: | Maxygen Inc. (MAXY) | 02-Nov-07 | Market Sale (Planned) | 800 | $7.00 | $5,600.00 | (< 1%) 347.49K to 346.69K | (22%) |
| 05-Nov-07 5:45 PM View: | Maxygen Inc. (MAXY) | 01-Nov-07 | Market Sale (Planned) | 700 | $7.10 | $4,972.08 | (< 1%) 348.19K to 347.49K | (20%) |
| 02-Oct-07 6:42 PM View: | Maxygen Inc. (MAXY) | 01-Oct-07 | Market Sale (Planned) | 1,500 | $7.16 | $10,735.00 | (< 1%) 349.69K to 348.19K | (19%) |
| 19-Sep-07 5:16 PM View: | Maxygen Inc. (MAXY) | 18-Sep-07 | Market Sale (Planned) | 3,500 | $8.01 | $28,035.00 | (< 1%) 353.19K to 349.69K | (7%) |
| 02-Aug-07 4:39 PM View: | Maxygen Inc. (MAXY) | 01-Aug-07 | Market Sale (Planned) | 5,000 | $8.14 | $40,703.40 | (1%) 358.19K to 353.19K | (5%) |
| 03-Jul-07 5:04 PM View: | Maxygen Inc. (MAXY) | 02-Jul-07 | Market Sale (Planned) | 5,000 | $8.64 | $43,209.50 | (1%) 363.19K to 358.19K | 1% |
| 04-Jun-07 5:26 PM View: | Maxygen Inc. (MAXY) | 01-Jun-07 | Market Sale (Planned) | 5,000 | $9.83 | $49,161.00 | (1%) 368.19K to 363.19K | 13% |
| 02-May-07 6:50 PM View: | Maxygen Inc. (MAXY) | 01-May-07 | Market Sale (Planned) | 5,000 | $10.62 | $53,116.50 | (1%) 373.19K to 368.19K | 20% |
| 04-Apr-07 5:15 PM View: | Maxygen Inc. (MAXY) | 02-Apr-07 | Market Sale (Planned) | 5,000 | $11.08 | $55,385.00 | (1%) 378.19K to 373.19K | 23% |
| 04-Apr-07 5:15 PM View: | Maxygen Inc. (MAXY) | 23-Mar-07 | Gift | 5,000 | -- | -- | (1%) 383.19K to 378.19K | |
| 04-Apr-07 5:15 PM View: | Maxygen Inc. (MAXY) | 16-Mar-07 | Gift | 10,000 | -- | -- | (3%) 393.19K to 383.19K | |
| 05-Mar-07 4:38 PM View: | Maxygen Inc. (MAXY) | 01-Mar-07 | Market Sale (Planned) | 5,000 | $10.88 | $54,396.20 | (1%) 335.0K to 330.0K | 22% |
| 05-Feb-07 11:50 AM View: | Maxygen Inc. (MAXY) | 01-Feb-07 | Market Sale (Planned) | 5,000 | $11.14 | $55,716.30 | (1%) 340.0K to 335.0K | 23% |
| 05-Jan-07 4:34 PM View: | Maxygen Inc. (MAXY) | 04-Jan-07 | Market Sale | 98,785 | $10.25 | $1,012,550.00 | (20%) 501.98K to 403.19K | 17% |
| 05-Jan-07 4:34 PM View: | Maxygen Inc. (MAXY) | 03-Jan-07 | Market Sale (Planned) | 5,000 | $10.52 | $52,578.00 | (< 1%) 506.98K to 501.98K | 19% |
| 04-Dec-06 6:09 PM View: | Maxygen Inc. (MAXY) | 01-Dec-06 | Market Sale (Planned) | 5,000 | $8.66 | $43,293.20 | (1%) 350.0K to 345.0K | 1% |
| 02-Nov-06 6:25 PM View: | Maxygen Inc. (MAXY) | 01-Nov-06 | Market Sale (Planned) | 5,000 | $8.42 | $42,101.10 | (1%) 355.0K to 350.0K | (1%) |
| 03-Oct-06 1:48 PM View: | Maxygen Inc. (MAXY) | 02-Oct-06 | Market Sale (Planned) | 5,000 | $8.31 | $41,538.50 | (1%) 360.0K to 355.0K | (3%) |
| 07-Sep-06 12:41 PM View: | Maxygen Inc. (MAXY) | 05-Sep-06 | Market Sale (Planned) | 5,000 | $8.20 | $41,023.90 | (1%) 365.0K to 360.0K | (4%) |
| 07-Aug-06 5:18 PM View: | Maxygen Inc. (MAXY) | 03-Aug-06 | Market Sale Duplicate | 70,000 | $7.25 | $507,500.00 | (5%) 1.54M to 1.47M | (18%) |
| 17-Jul-06 5:42 PM View: | Maxygen Inc. (MAXY) | 13-Jul-06 | Market Sale Duplicate | 220,000 | $7.50 | $1,649,000.00 | (12%) 1.76M to 1.54M | (14%) |
| 14-Mar-06 8:45 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 13-Mar-06 | Conversion | 9,276 | -- | -- | 13% 72.73K to 82.0K | |
| 14-Mar-06 8:45 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 13-Mar-06 | Conversion | 18,552 | -- | -- | 23% 82.0K to 100.56K |