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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Mar-15 7:04 PM View:  | Precigen, Inc. (PGEN) | 12-Mar-15 | Grant | 1,474 | $47.48 | $69,985.50 | 2% 67.03K to 68.51K | (59%) |
| 24-Mar-14 6:47 PM View: | Precigen, Inc. (PGEN) | 20-Mar-14 | Grant | 2,278 | $30.72 | $69,980.20 | 4% 64.75K to 67.03K | (37%) |
| 22-Jan-14 6:07 PM View: | Precigen, Inc. (PGEN) | 20-Jan-14 | Grant | 20 | $36.82 | $736.40 | < 1% 64.73K to 64.75K | (47%) |
| 18-Dec-13 7:41 PM View: | Precigen, Inc. (PGEN) | 17-Dec-13 | Grant | 112 | $19.83 | $2,220.96 | < 1% 64.62K to 64.73K | (2%) |
| 12-Nov-13 5:54 PM View: | Precigen, Inc. (PGEN) | 07-Nov-13 | Grant | 42 | $17.65 | $741.30 | < 1% 64.58K to 64.62K | 10% |
| 04-Nov-13 7:12 PM View: | Precigen, Inc. (PGEN) | 31-Oct-13 | Grant | 35 | $21.20 | $742.00 | < 1% 64.55K to 64.58K | (9%) |
| 29-Oct-13 6:46 PM View: | Precigen, Inc. (PGEN) | 27-Oct-13 | Grant | 34 | $22.02 | $748.68 | < 1% 64.51K to 64.55K | (12%) |
| 23-Sep-13 6:48 PM View: | Precigen, Inc. (PGEN) | 19-Sep-13 | Grant | 31 | $23.70 | $734.70 | < 1% 64.48K to 64.51K | (18%) |
| 12-Sep-13 6:50 PM View: | Precigen, Inc. (PGEN) | 10-Sep-13 | Grant | 56 | $26.76 | $1,498.56 | < 1% 64.42K to 64.48K | (28%) |
| 15-Aug-13 2:59 PM View: | Precigen, Inc. (PGEN) | 13-Aug-13 | Conversion | 60,346 | $0.85 | $51,264.00 | 1479% 4.08K to 64.42K | |
| 14-Apr-11 3:28 PM View: | Clinical Data, Inc. (CLDA) | 12-Apr-11 | Disposition (change in control) | 138,195 | $30.00 | $4,145,850.00 | (87%) 159.52K to 21.33K | (3%) |
| 14-Apr-11 3:28 PM View: | Clinical Data, Inc. (CLDA) | 12-Apr-11 | Disposition (change in control) | 21,327 | $30.00 | $639,810.00 | (100%) 21.33K to 0 | (3%) |
| 20-Sep-10 1:00 PM View: | Clinical Data, Inc. (CLDA) | 16-Sep-10 | Grant | 7,600 | -- | -- | 5% 151.92K to 159.52K | |
| 18-Sep-09 2:25 PM View: | Clinical Data, Inc. (CLDA) | 17-Sep-09 | Grant | 9,000 | -- | -- | 6% 142.92K to 151.92K | |
| 02-Oct-08 6:16 PM View: | UTStarcom Inc. (UTSI) | 30-Sep-08 | Grant | 26,150 | -- | -- | 64% 40.96K to 67.11K | |
| 25-Sep-08 6:12 PM View: | Clinical Data, Inc. (CLDA) | 23-Sep-08 | Grant | 9,166 | -- | -- | 7% 133.76K to 142.92K | |
| 04-Dec-07 8:27 PM View: | UTStarcom Inc. (UTSI) | 30-Nov-07 | Grant | 24,310 | -- | -- | 146% 16.65K to 40.96K | |
| 16-Nov-07 5:06 PM View: | UTStarcom Inc. (UTSI) | 16-Nov-07 | Market Sale | 20,000 | $3.08 | $61,600.00 | (55%) 36.65K to 16.65K | 86% |
| 16-Nov-07 5:06 PM View: | UTStarcom Inc. (UTSI) | 14-Nov-07 | Market Sale | 6,500 | $3.26 | $21,190.00 | (15%) 43.15K to 36.65K | 87% |
| 18-Oct-07 2:32 PM View: | Clinical Data, Inc. (CLDA) | 17-Oct-07 | Exercise (in-the money or at-the-money) | 14,414 | $14.34 | $206,675.00 | 12% 119.34K to 133.76K | 2% |
| 10-Oct-07 11:31 AM View: | Clinical Data, Inc. (CLDA) | 09-Oct-07 | Grant | 66,000 | $7.98 | $526,755.00 | 124% 53.34K to 119.34K | |
| 24-Jul-06 10:00 PM View: | UTStarcom Inc. (UTSI) | 21-Jul-06 | Option Exercise | 11,376 | $0.00 | $14.79 | 36% 31.77K to 43.15K | |
| 15-Jun-06 10:00 PM View: | Clinical Data, Inc. (CLDA) | 13-Jun-06 | Market Purchase | 9,218 | $16.27 | $150,000.00 | 54% 17.13K to 26.34K | (23%) |
| 15-Jun-06 10:00 PM View: | Clinical Data, Inc. (CLDA) | 13-Jun-06 | Market Purchase | 9,218 | $16.27 | $150,000.00 | 35% 26.34K to 35.56K | (23%) |
| 22-Nov-05 5:49 PM View: | New River Pharmaceuticals Inc (NRPH) | 22-Nov-05 | Market Sale | 2,500 | $51.34 | $128,361.00 | (6%) 45.0K to 42.5K | |
| 22-Nov-05 5:49 PM View: | New River Pharmaceuticals Inc (NRPH) | 22-Nov-05 | Market Sale (Planned) | 5,000 | $51.34 | $256,722.00 | (12%) 42.5K to 37.5K | |
| 21-Nov-05 8:02 PM View: | Clinical Data, Inc. (CLDA) | 17-Nov-05 | Grant | 10,000 | $19.56 | $195,625.00 | 471% 2.13K to 12.13K | (36%) |
| 23-Aug-05 10:53 AM View: | New River Pharmaceuticals Inc (NRPH) | 19-Aug-05 | Market Sale (Planned) | 5,000 | $36.95 | $184,750.00 | (10%) 50.0K to 45.0K | |
| 09-Mar-05 6:01 PM View: | Atlantis Plastics Inc. (ATPL.PK) | 09-Mar-05 | Market Sale | 5,000 | $18.50 | $92,500.00 | (100%) 5.0K to 0 | 100% |
| 07-Mar-05 5:43 PM View: | Atlantis Plastics Inc. (ATPL.PK) | 04-Mar-05 | Market Sale | 5,000 | $17.77 | $88,850.00 | (50%) 10.0K to 5.0K | 100% |
| 15-Feb-05 5:48 PM View: | Atlantis Plastics Inc. (ATPL.PK) | 14-Feb-05 | Option Exercise | 10,000 | $6.25 | $62,500.00 | 100% 0 to 10.0K | |
| 23-Sep-04 10:00 PM View: | UTStarcom Inc. (UTSI) | 23-Sep-04 | Market Purchase | 1,775 | $14.77 | $26,209.80 | 2% 91.5K to 93.28K | (97%) |
| 23-Sep-04 10:00 PM View: | UTStarcom Inc. (UTSI) | 22-Sep-04 | Market Purchase | 10,000 | $14.04 | $140,355.00 | 12% 81.5K to 91.5K | (97%) |
| 03-Mar-04 10:00 PM View: | UTStarcom Inc. (UTSI) | 01-Mar-04 | Option Exercise | 3,000 | $14.47 | $43,403.40 | 15% 20.0K to 23.0K | |
| 03-Mar-04 10:00 PM View: | UTStarcom Inc. (UTSI) | 01-Mar-04 | Market Option Sale (Planned) | 3,000 | $34.00 | $102,000.00 | (13%) 23.0K to 20.0K | 99% |
| 06-Feb-04 10:00 PM View: | UTStarcom Inc. (UTSI) | 04-Feb-04 | Option Exercise | 6,000 | $14.47 | $86,806.80 | 30% 20.0K to 26.0K | |
| 06-Feb-04 10:00 PM View: | UTStarcom Inc. (UTSI) | 04-Feb-04 | Market Option Sale (Planned) | 6,000 | $34.10 | $204,603.00 | (23%) 26.0K to 20.0K | 99% |