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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-May-15 4:16 PM View:  | Valero Energy Corp. (VLO) | 30-Apr-15 | Grant | 2,977 | -- | -- | 3% 95.07K to 98.04K | |
| 05-May-14 6:11 PM View: | Valero Energy Corp. (VLO) | 01-May-14 | Grant | 2,779 | -- | -- | 3% 92.29K to 95.07K | |
| 06-May-13 6:39 PM View: | Valero Energy Corp. (VLO) | 02-May-13 | Grant | 4,373 | $36.60 | $160,030.00 | 5% 87.44K to 91.82K | 56% |
| 20-Mar-13 4:08 PM View: | Valero Energy Corp. (VLO) | 19-Mar-13 | Option Exercise | 10,000 | $16.03 | $160,325.00 | 11% 87.44K to 97.44K | |
| 20-Mar-13 4:08 PM View: | Valero Energy Corp. (VLO) | 19-Mar-13 | Market Option Sale | 10,000 | $44.21 | $442,106.00 | (10%) 97.44K to 87.44K | (29%) |
| 14-Feb-13 5:11 PM View: | Valero Energy Corp. (VLO) | 13-Feb-13 | Payment of Exercise | 1,647 | $45.93 | $75,646.70 | (2%) 89.09K to 87.44K | (24%) |
| 14-Feb-13 5:11 PM View: | Valero Energy Corp. (VLO) | 13-Feb-13 | Option Exercise | 8,000 | $9.46 | $75,690.40 | 10% 81.09K to 89.09K | |
| 01-Mar-13 1:36 PM View: | Van Kampen Municipal Opport... (VMO) | 15-Oct-12 | Acquisition (other) | 4,834 | $0.93 | $4,508.54 | 210% 2.3K to 7.13K | |
| 07-May-12 4:10 PM View: | Valero Energy Corp. (VLO) | 03-May-12 | Grant | 6,736 | -- | -- | 9% 74.35K to 81.09K | |
| 13-Mar-12 10:35 AM View: | Valero Energy Corp. (VLO) | 12-Mar-12 | Payment of Exercise | 2,919 | $28.17 | $82,228.20 | (4%) 77.27K to 74.35K | (107%) |
| 13-Mar-12 10:35 AM View: | Valero Energy Corp. (VLO) | 12-Mar-12 | Option Exercise | 8,000 | $10.28 | $82,240.00 | 12% 69.27K to 77.27K | |
| 02-May-11 3:50 PM View: | Valero Energy Corp. (VLO) | 29-Apr-11 | Option Exercise | 4,000 | $12.26 | $49,045.20 | 6% 65.27K to 69.27K | |
| 02-May-11 3:50 PM View: | Valero Energy Corp. (VLO) | 28-Apr-11 | Grant | 5,714 | -- | -- | 10% 59.56K to 65.27K | |
| 27-Apr-11 8:06 PM View: | Amgen Inc. (AMGN) | 25-Apr-11 | Grant | 1,828 | -- | -- | 3% 56.27K to 58.1K | |
| 10-Mar-11 3:42 PM View: | Van Kampen California Value... (VCV) | 09-Mar-11 | Market Purchase | 2,700 | $11.14 | $30,078.00 | 100% 0 to 2.7K | 50% |
| 10-Mar-11 3:12 PM View: | Van Kampen High Income Trus... (VLT) | 09-Mar-11 | Market Purchase | 1,800 | $16.66 | $29,988.00 | 100% 0 to 1.8K | 11% |
| 10-Mar-11 3:27 PM View: | Van Kampen Advantage Munici... (VKI) | 09-Mar-11 | Market Purchase | 2,700 | $11.15 | $30,105.00 | 100% 0 to 2.7K | 23% |
| 10-Mar-11 3:33 PM View: | Van Kampen Trust for Invest... (VGM) | 09-Mar-11 | Market Purchase | 2,300 | $12.97 | $29,831.00 | 100% 0 to 2.3K | 14% |
| 10-Mar-11 3:29 PM View: | Van Kampen Trust for Insure... (VIM) | 09-Mar-11 | Market Purchase | 2,500 | $11.92 | $29,800.00 | 100% 0 to 2.5K | 36% |
| 10-Mar-11 2:53 PM View: | Van Kampen Select Sector Mu... (VKL) | 09-Mar-11 | Market Purchase | 2,700 | $11.08 | $29,916.00 | 100% 0 to 2.7K | 35% |
| 10-Mar-11 3:35 PM View: | Van Kampen Municipal Trust (VKQ) | 09-Mar-11 | Market Purchase | 2,400 | $12.38 | $29,712.00 | 100% 0 to 2.4K | 14% |
| 10-Mar-11 3:49 PM View: | Van Kampen Municipal Opport... (VMO) | 09-Mar-11 | Market Purchase | 2,300 | $12.65 | $29,095.00 | 100% 0 to 2.3K | 21% |
| 30-Apr-10 4:20 PM View: | Valero Energy Corp. (VLO) | 29-Apr-10 | Grant | 7,676 | -- | -- | 15% 51.88K to 59.56K | |
| 28-Apr-10 6:40 PM View: | Amgen Inc. (AMGN) | 26-Apr-10 | Grant | 1,711 | -- | -- | 3% 54.56K to 56.27K | |
| 13-Aug-09 11:42 AM View: | Valero Energy Corp. (VLO) | 11-Aug-09 | Option Exercise | 24,000 | $5.82 | $139,718.00 | 86% 27.88K to 51.88K | |
| 04-May-09 2:40 PM View: | Valero Energy Corp. (VLO) | 30-Apr-09 | Grant | 7,937 | -- | -- | 40% 19.95K to 27.88K | |
| 30-Apr-09 4:50 PM View: | Amgen Inc. (AMGN) | 28-Apr-09 | Grant | 1,982 | -- | -- | 4% 52.58K to 54.56K | |
| 14-Nov-08 7:31 PM View: | Amgen Inc. (AMGN) | 13-Nov-08 | Option Exercise | 16,000 | $28.97 | $463,501.00 | 30% 52.58K to 68.58K | 106% |
| 14-Nov-08 7:31 PM View: | Amgen Inc. (AMGN) | 13-Nov-08 | Market Option Sale | 16,000 | $57.00 | $912,013.00 | (23%) 68.58K to 52.58K | (252%) |
| 04-Jun-08 4:24 PM View: | Amgen Inc. (AMGN) | 03-Jun-08 | Option Exercise | 60,000 | $17.66 | $1,059,380.00 | 360% 16.66K to 76.66K | 150% |
| 04-Jun-08 4:24 PM View: | Amgen Inc. (AMGN) | 03-Jun-08 | Market Option Sale | 24,080 | $44.00 | $1,059,580.00 | (31%) 76.66K to 52.58K | (356%) |
| 05-May-08 4:08 PM View: | Valero Energy Corp. (VLO) | 01-May-08 | Grant | 3,285 | -- | -- | 20% 16.66K to 19.95K | |
| 01-May-08 5:18 PM View: | Amgen Inc. (AMGN) | 29-Apr-08 | Grant | 2,373 | -- | -- | 17% 14.28K to 16.66K | |
| 27-Apr-07 1:33 PM View: | Valero Energy Corp. (VLO) | 26-Apr-07 | Grant | 1,115 | -- | -- | 7% 15.55K to 16.66K | |
| 30-Apr-07 1:35 PM View: | Amgen Inc. (AMGN) | 26-Apr-07 | Grant | 1,598 | -- | -- | 13% 12.68K to 14.28K | |
| 13-Jun-06 5:21 PM View: | H&R Block, Inc. (HRB) | 12-Jun-06 | Market Purchase | 10,000 | $23.44 | $234,420.00 | 100% 0 to 10.0K | (31%) |
| 01-May-06 3:51 PM View: | Valero Energy Corp. (VLO) | 27-Apr-06 | Grant | 960 | -- | -- | 7% 14.59K to 15.55K | |
| 17-Mar-06 5:55 PM View: | Amgen Inc. (AMGN) | 15-Mar-06 | Grant | 1,335 | -- | -- | 18% 7.35K to 8.68K | |
| 02-May-05 3:46 PM View: | Valero Energy Corp. (VLO) | 28-Apr-05 | Grant | 885 | -- | -- | 14% 6.41K to 7.29K | |
| 16-Mar-05 8:16 PM View: | Amgen Inc. (AMGN) | 15-Mar-05 | Grant | 1,706 | -- | -- | 30% 5.64K to 7.35K | |
| 16-Mar-04 10:00 PM View: | Amgen Inc. (AMGN) | 15-Mar-04 | Grant | 1,643 | -- | -- | 41% 4.0K to 5.64K | |
| 05-Feb-04 10:00 PM View: | Amgen Inc. (AMGN) | 04-Feb-04 | Market Purchase | 4,000 | $66.18 | $264,720.00 | 100% 0 to 4.0K | 203% |