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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-17 12:29 PM View:  | Empire Resources Inc. (ERS) | 04-May-17 | Disposition (change in control) | 3,822,520 | $7.00 | $26,757,700.00 | (100%) 3.82M to 0 | < 1% |
| 25-May-16 4:05 PM View: | Empire Resources Inc. (ERS) | 24-May-16 | Market Purchase | 120,000 | $3.65 | $438,000.00 | 3% 3.7M to 3.82M | 91% |
| 17-Jun-14 11:19 AM View: | Empire Resources Inc. (ERS) | 13-Jun-14 | Option Exercise | 2,000 | $3.64 | $7,280.00 | < 1% 3.7M to 3.7M | |
| 03-Dec-07 2:30 PM View: | Empire Resources Inc. (ERS) | 28-Nov-07 | Option Exercise | 10,000 | $1.36 | $13,586.00 | < 1% 7.39M to 7.4M | |
| 01-Jun-07 4:31 PM View: | Empire Resources Inc. (ERS) | 31-May-07 | Market Sale | 30,200 | $10.21 | $308,468.00 | (< 1%) 3.71M to 3.68M | 79% |
| 01-Jun-07 4:29 PM View: | Empire Resources Inc. (ERS) | 30-May-07 | Market Sale | 44,800 | $10.39 | $465,684.00 | (1%) 3.75M to 3.71M | 79% |
| 05-Sep-06 4:36 PM View: | Empire Resources Inc. (ERS) | 31-Aug-06 | Market Sale | 250,000 | $11.66 | $2,915,000.00 | (6%) 4.28M to 4.03M | 81% |
| 19-May-06 4:37 PM View: | Empire Resources Inc. (ERS) | 17-May-06 | Market Sale | 750,000 | $23.50 | $17,625,000.00 | (15%) 5.03M to 4.28M | 90% |
| 08-Feb-07 10:00 PM View: | Empire Resources Inc. (ERS) | 18-Apr-06 | Gift | 50,000 | -- | -- | (1%) 3.8M to 3.75M | |
| 08-Feb-07 10:00 PM View: | Empire Resources Inc. (ERS) | 04-Apr-06 | Gift | 25,000 | -- | -- | (< 1%) 3.78M to 3.75M | |
| 08-Feb-07 10:00 PM View: | Empire Resources Inc. (ERS) | 03-Apr-06 | Gift | 50,000 | -- | -- | (1%) 3.8M to 3.75M | |
| 08-Feb-07 10:00 PM View: | Empire Resources Inc. (ERS) | 03-Mar-06 | Gift | 25,000 | -- | -- | (< 1%) 3.78M to 3.75M | |
| 08-Feb-07 10:00 PM View: | Empire Resources Inc. (ERS) | 06-Feb-06 | Gift | 100,000 | -- | -- | (3%) 3.85M to 3.75M | |
| 08-Feb-07 10:00 PM View: | Empire Resources Inc. (ERS) | 30-Jan-06 | Gift | 25,000 | -- | -- | (< 1%) 3.78M to 3.75M | |
| 17-Aug-05 4:50 PM View: | Empire Resources Inc. (ERS) | 17-Aug-05 | Gift | 25,000 | -- | -- | (< 1%) 5.05M to 5.03M | |
| 17-Aug-05 4:50 PM View: | Empire Resources Inc. (ERS) | 16-Aug-05 | Market Sale | 13,000 | $12.10 | $157,300.00 | (< 1%) 5.07M to 5.05M | 81% |
| 17-Aug-05 4:50 PM View: | Empire Resources Inc. (ERS) | 15-Aug-05 | Market Sale | 135,400 | $12.59 | $1,704,080.00 | (3%) 5.2M to 5.07M | 82% |