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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Oct-17 6:57 PM View:  | Terraform Power, Inc. (TERP) | 16-Oct-17 | Option Exercise | 12,778 | -- | -- | 100% 0 to 12.78K | |
| 24-Aug-15 6:01 AM View: | SunEdison, Inc. (NONE) | 21-Aug-15 | Market Purchase | 8,700 | $11.40 | $99,180.00 | 34% 25.8K to 34.5K | (97%) |
| 01-Jun-15 9:07 PM View: | SunEdison, Inc. (NONE) | 29-May-15 | Option Exercise | 22,200 | -- | -- | 617% 3.6K to 25.8K | |
| 01-May-13 12:54 PM View: | ShoreTel, Inc. (SHOR) | 30-Apr-13 | Option Exercise | 500 | $3.07 | $1,534.25 | < 1% 70.73K to 71.23K | |
| 02-Nov-12 5:25 PM View: | ShoreTel, Inc. (SHOR) | 31-Oct-12 | Option Exercise | 500 | $3.77 | $1,882.75 | < 1% 70.23K to 70.73K | |
| 30-May-12 4:33 PM View: | ShoreTel, Inc. (SHOR) | 30-May-12 | Market Purchase | 24,690 | $4.03 | $99,500.70 | 54% 45.55K to 70.23K | 56% |
| 01-May-12 11:53 AM View: | ShoreTel, Inc. (SHOR) | 30-Apr-12 | Grant | 750 | -- | -- | 2% 44.8K to 45.55K | |
| 07-Feb-12 6:42 PM View: | ShoreTel, Inc. (SHOR) | 07-Feb-12 | Market Purchase | 17,200 | $5.82 | $100,161.00 | 62% 27.59K to 44.8K | 8% |
| 15-Aug-11 11:16 AM View: | ShoreTel, Inc. (SHOR) | 12-Aug-11 | Market Purchase | 13,800 | $7.29 | $100,580.00 | 100% 13.79K to 27.59K | (14%) |
| 09-Aug-11 7:57 AM View: | SunEdison, Inc. (NONE) | 05-Aug-11 | Market Purchase | 17,000 | $5.77 | $98,079.00 | 100% 0 to 17.0K | (94%) |
| 31-Jan-11 1:57 PM View: | ShoreTel, Inc. (SHOR) | 31-Jan-11 | Market Purchase | 13,795 | $7.28 | $100,480.00 | 100% 0 to 13.79K | (14%) |
| 04-Aug-10 11:49 AM View: | UTStarcom Inc. (UTSI) | 03-Aug-10 | Market Sale | 145,018 | $2.07 | $300,187.00 | (12%) 1.17M to 1.02M | 79% |
| 05-Aug-10 1:46 PM View: | UTStarcom Inc. (UTSI) | 03-Aug-10 | Market Sale | 5,076 | $2.04 | $10,355.00 | (< 1%) 1.02M to 1.02M | 78% |
| 03-Aug-10 3:06 PM View: | UTStarcom Inc. (UTSI) | 31-Jul-10 | Option Exercise | 87,500 | -- | -- | 8% 1.08M to 1.17M | |
| 03-Mar-10 7:29 PM View: | UTStarcom Inc. (UTSI) | 02-Mar-10 | Market Sale | 5,232 | $2.04 | $10,673.30 | (< 1%) 1.08M to 1.08M | 78% |
| 03-Mar-10 7:29 PM View: | UTStarcom Inc. (UTSI) | 01-Mar-10 | Market Sale | 88,781 | $2.06 | $182,889.00 | (8%) 1.17M to 1.08M | 79% |
| 02-Mar-10 11:38 AM View: | UTStarcom Inc. (UTSI) | 26-Feb-10 | Option Exercise | 166,226 | -- | -- | 17% 1.01M to 1.17M | |
| 04-Aug-09 3:03 PM View: | UTStarcom Inc. (UTSI) | 31-Jul-09 | Option Exercise | 87,500 | -- | -- | 8% 1.03M to 1.12M | |
| 04-Aug-09 3:03 PM View: | UTStarcom Inc. (UTSI) | 31-Jul-09 | Market Option Sale | 87,500 | $1.72 | $150,500.00 | (8%) 1.12M to 1.03M | 74% |
| 04-Aug-09 3:03 PM View: | UTStarcom Inc. (UTSI) | 31-Jul-09 | Market Sale | 25,658 | $1.72 | $44,131.80 | (2%) 1.03M to 1.01M | 74% |
| 06-Mar-09 1:24 PM View: | UTStarcom Inc. (UTSI) | 05-Mar-09 | Market Sale | 25,781 | $0.70 | $18,046.70 | (2%) 1.06M to 1.03M | 37% |
| 06-Mar-09 1:24 PM View: | UTStarcom Inc. (UTSI) | 04-Mar-09 | Market Sale | 17,155 | $0.77 | $13,209.30 | (2%) 1.07M to 1.06M | 43% |
| 03-Mar-09 7:17 PM View: | UTStarcom Inc. (UTSI) | 03-Mar-09 | Market Option Sale | 14,333 | $0.78 | $11,179.70 | (1%) 1.09M to 1.07M | 44% |
| 03-Mar-09 7:17 PM View: | UTStarcom Inc. (UTSI) | 02-Mar-09 | Market Option Sale | 7,241 | $0.93 | $6,734.13 | (< 1%) 1.09M to 1.09M | 53% |
| 03-Mar-09 7:17 PM View: | UTStarcom Inc. (UTSI) | 27-Feb-09 | Option Exercise | 63,750 | -- | -- | 6% 1.03M to 1.09M | |
| 04-Aug-08 6:33 PM View: | UTStarcom Inc. (UTSI) | 31-Jul-08 | Grant | 172,500 | -- | -- | 19% 900.0K to 1.07M | |
| 04-Aug-08 6:33 PM View: | UTStarcom Inc. (UTSI) | 31-Jul-08 | Option Exercise | 87,500 | -- | -- | 8% 1.07M to 1.16M | |
| 04-Aug-08 6:33 PM View: | UTStarcom Inc. (UTSI) | 31-Jul-08 | Market Option Sale | 87,500 | $4.57 | $400,050.00 | (8%) 1.16M to 1.07M | 90% |
| 04-Aug-08 6:33 PM View: | UTStarcom Inc. (UTSI) | 31-Jul-08 | Market Sale | 46,999 | $4.57 | $214,879.00 | (4%) 1.07M to 1.03M | 90% |
| 12-Mar-08 6:07 PM View: | Multi-Fineline Electronix I... (MFLX) | 11-Mar-08 | Option Exercise | 2,000 | -- | -- | 100% 2.0K to 4.0K | |
| 02-Nov-07 3:22 PM View: | UTStarcom Inc. (UTSI) | 31-Oct-07 | Grant | 900,000 | -- | -- | 100% 0 to 900.0K | |
| 08-Aug-07 5:18 PM View: | Multi-Fineline Electronix I... (MFLX) | 07-Aug-07 | Option Exercise | 2,000 | -- | -- | 100% 0 to 2.0K | |
| 12-Mar-07 8:05 AM View: | Unisys Corp. (UIS) | 08-Mar-07 | Grant | 10,000 | -- | -- | 1441% 0.69K to 10.69K | |
| 12-Mar-07 8:05 AM View: | Unisys Corp. (UIS) | 08-Mar-07 | Payment of Exercise | 5,645 | $8.30 | $46,825.30 | (33%) 17.36K to 11.72K | (142%) |
| 12-Mar-07 8:05 AM View: | Unisys Corp. (UIS) | 08-Mar-07 | Option Exercise | 6,667 | -- | -- | 62% 10.69K to 17.36K | |
| 02-Sep-04 6:09 PM View: | Hewlett-Packard Co. (HPQ) | 31-Aug-04 | Disposition | 5,000 | -- | -- | (10%) 52.55K to 47.55K | |
| 01-Mar-04 10:00 PM View: | Hewlett-Packard Co. (HPQ) | 26-Feb-04 | Option Exercise | 79,062 | $15.31 | $1,210,440.00 | 155% 50.98K to 130.05K | |
| 01-Mar-04 10:00 PM View: | Hewlett-Packard Co. (HPQ) | 26-Feb-04 | Market Option Sale | 79,062 | $23.10 | $1,826,350.00 | (61%) 130.05K to 50.98K | (156%) |
| 16-Dec-03 10:00 PM View: | Hewlett-Packard Co. (HPQ) | 15-Dec-03 | Grant | 15,000 | -- | -- | 11% 138.75K to 153.75K | |
| 21-Nov-03 10:00 PM View: | Hewlett-Packard Co. (HPQ) | 21-Nov-03 | Option Exercise | 102,780 | $10.51 | $1,080,540.00 | 286% 35.97K to 138.75K | |
| 21-Nov-03 10:00 PM View: | Hewlett-Packard Co. (HPQ) | 21-Nov-03 | Market Option Sale | 102,780 | $21.73 | $2,233,080.00 | (74%) 138.75K to 35.97K | (174%) |