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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-24 11:08 AM View:  | Luther Burbank Corp (LBC) | 01-Mar-24 | Disposition | 49,653 | -- | -- | (20%) 245.26K to 195.6K | |
| 01-Mar-24 11:08 AM View: | Luther Burbank Corp (LBC) | 01-Mar-24 | Disposition | 195,603 | -- | -- | (100%) 195.6K to 0 | |
| 21-Feb-24 6:56 PM View: | Luther Burbank Corp (LBC) | 20-Feb-24 | Payment of Exercise | 9,787 | $9.61 | $94,053.10 | (4%) 255.04K to 245.26K | |
| 02-Jan-24 7:51 PM View: | Luther Burbank Corp (LBC) | 02-Jan-24 | Payment of Exercise | 24,016 | $10.71 | $257,211.00 | (9%) 279.06K to 255.04K | |
| 05-Jan-23 11:07 AM View: | Luther Burbank Corp (LBC) | 03-Jan-23 | Payment of Exercise | 41,163 | $11.11 | $457,321.00 | (13%) 320.22K to 279.06K | |
| 27-Jan-22 3:25 PM View: | Luther Burbank Corp (LBC) | 25-Jan-22 | Grant | 57,930 | -- | -- | 22% 262.29K to 320.22K | |
| 11-Mar-21 6:30 PM View: | Hannon Armstrong Sustainabl... (HASI) | 09-Mar-21 | Purchase | 1,000 | $55.21 | $55,210.00 | 20% 5.0K to 6.0K | |
| 28-Jan-21 12:16 PM View: | Luther Burbank Corp (LBC) | 26-Jan-21 | Grant | 79,444 | -- | -- | 43% 182.85K to 262.29K | |
| 10-Aug-20 6:35 PM View: | Luther Burbank Corp (LBC) | 10-Aug-20 | Market Purchase | 2,500 | $10.47 | $26,175.00 | 1% 180.35K to 182.85K | (6%) |
| 30-Jan-20 3:42 PM View: | Luther Burbank Corp (LBC) | 28-Jan-20 | Grant | 68,202 | -- | -- | 61% 112.15K to 180.35K | |
| 15-Feb-19 5:21 PM View: | Luther Burbank Corp (LBC) | 15-Feb-19 | Market Purchase | 8,003 | $10.50 | $84,031.50 | 8% 106.14K to 114.14K | (9%) |
| 15-Feb-19 5:21 PM View: | Luther Burbank Corp (LBC) | 14-Feb-19 | Market Purchase | 1,997 | $10.30 | $20,569.10 | 2% 104.14K to 106.14K | (7%) |
| 28-Jan-19 5:14 PM View: | Luther Burbank Corp (LBC) | 24-Jan-19 | Grant | 102,146 | -- | -- | 100% 0 to 102.15K | |
| 31-Aug-18 4:05 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 29-Aug-18 | Market Sale | 7,828 | $38.58 | $302,004.00 | (11%) 69.48K to 61.65K | 22% |
| 02-Mar-18 9:35 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 28-Feb-18 | Grant | 1,427 | -- | -- | 2% 68.05K to 69.48K | |
| 15-Aug-17 6:35 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 15-Aug-17 | Market Sale (Planned) | 6,250 | $36.00 | $225,000.00 | (8%) 74.3K to 68.05K | 16% |
| 26-Jul-17 9:43 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 17-Jul-17 | Market Sale (Planned) | 6,250 | $36.25 | $226,562.00 | (8%) 80.55K to 74.3K | 17% |
| 19-Jun-17 6:55 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 15-Jun-17 | Market Sale (Planned) | 6,250 | $36.30 | $226,875.00 | (7%) 86.8K to 80.55K | 17% |
| 15-May-17 6:46 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 15-May-17 | Market Option Sale (Planned) | 4,426 | $37.00 | $163,762.00 | (5%) 93.05K to 88.62K | 18% |
| 15-May-17 6:46 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 15-May-17 | Market Sale (Planned) | 1,824 | $37.00 | $67,488.00 | (2%) 88.62K to 86.8K | 18% |
| 15-May-17 6:46 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 11-May-17 | Option Exercise | 4,426 | $22.59 | $99,983.30 | 5% 88.62K to 93.05K | |
| 03-May-17 8:25 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 01-May-17 | Option Exercise | 24,659 | $22.29 | $549,561.00 | 33% 75.01K to 99.67K | |
| 03-May-17 8:25 PM View: | Pacific Premier Bancorp Inc. (PPBI) | 01-May-17 | Market Option Sale | 11,049 | $37.56 | $414,965.00 | (11%) 99.67K to 88.62K | 19% |
| 02-Mar-17 7:36 PM View: | Heritage Oaks Bancorp (HEOP) | 02-Mar-17 | Grant | 3,082 | $13.95 | $42,993.90 | 2% 194.37K to 197.46K | (4%) |
| 02-Mar-17 7:36 PM View: | Heritage Oaks Bancorp (HEOP) | 02-Mar-17 | Disposition | 3,082 | $13.95 | $42,993.90 | (2%) 197.46K to 194.37K | 4% |
| 03-Feb-17 4:29 PM View: | Heritage Oaks Bancorp (HEOP) | 01-Feb-17 | Grant | 7,081 | $13.44 | $95,168.60 | 4% 187.67K to 194.75K | (< 1%) |
| 03-Feb-17 4:29 PM View: | Heritage Oaks Bancorp (HEOP) | 01-Feb-17 | Disposition | 7,081 | $13.44 | $95,168.60 | (4%) 194.75K to 187.67K | < 1% |
| 30-Dec-16 11:57 AM View: | Heritage Oaks Bancorp (HEOP) | 28-Dec-16 | Exercise (in-the money or at-the-money) | 65,002 | $7.72 | $501,501.00 | 56% 116.5K to 181.5K | |
| 05-Apr-16 5:21 PM View: | Heritage Oaks Bancorp (HEOP) | 01-Apr-16 | Grant | 6,706 | $7.80 | $52,306.80 | 5% 129.75K to 136.45K | 76% |
| 05-Apr-16 5:21 PM View: | Heritage Oaks Bancorp (HEOP) | 24-Feb-16 | Disposition | 10,162 | $7.71 | $78,349.00 | 8% 119.58K to 129.75K | 78% |
| 04-Mar-15 7:09 PM View: | Heritage Oaks Bancorp (HEOP) | 02-Mar-15 | Grant | 18,494 | $7.84 | $144,993.00 | 15% 121.41K to 139.91K | 80% |
| 04-Jun-14 4:32 PM View: | Heritage Oaks Bancorp (HEOP) | 03-Jun-14 | Market Purchase | 5,000 | $7.25 | $36,250.00 | 4% 116.38K to 121.38K | 98% |
| 05-Feb-14 5:12 PM View: | Heritage Oaks Bancorp (HEOP) | 01-Feb-14 | Market Purchase | 42,482 | $7.65 | $324,987.00 | 57% 73.9K to 116.38K | 88% |
| 08-Jul-14 2:09 PM View: | Heritage Oaks Bancorp (HEOP) | 03-Dec-13 | Acquisition (other) | 34 | $7.60 | $258.40 | < 1% 121.38K to 121.41K | 89% |
| 16-Nov-11 4:41 PM View: | Heritage Oaks Bancorp (HEOP) | 14-Nov-11 | Market Purchase | 2,500 | $3.65 | $9,117.82 | 4% 71.4K to 73.9K | 294% |
| 15-Nov-11 5:14 PM View: | Heritage Oaks Bancorp (HEOP) | 11-Nov-11 | Market Purchase | 2,500 | $3.64 | $9,089.60 | 4% 68.9K to 71.4K | 295% |
| 14-Nov-11 4:30 PM View: | Heritage Oaks Bancorp (HEOP) | 10-Nov-11 | Market Purchase | 2,500 | $3.60 | $8,992.87 | 4% 66.4K to 68.9K | 300% |
| 09-Nov-11 7:11 PM View: | Heritage Oaks Bancorp (HEOP) | 09-Nov-11 | Market Purchase | 2,500 | $3.61 | $9,034.68 | 4% 63.9K to 66.4K | 298% |
| 05-Oct-11 4:37 PM View: | Heritage Oaks Bancorp (HEOP) | 03-Oct-11 | Grant | 63,898 | $3.13 | $200,001.00 | 100% 0 to 63.9K | 360% |
| 08-Jun-04 8:59 PM View: | Hawthorne Financial Corp (HTHR) | 04-Jun-04 | Disposition | 16,410 | -- | -- | (30%) 53.86K to 37.45K | |
| 08-Jun-04 8:59 PM View: | Hawthorne Financial Corp (HTHR) | 04-Jun-04 | Option Exercise | 52,500 | $18.86 | $989,978.00 | 3866% 1.36K to 53.86K | |
| 08-Jun-04 8:59 PM View: | Hawthorne Financial Corp (HTHR) | 04-Jun-04 | Option Sale | 37,448 | $33.61 | $1,258,630.00 | (100%) 37.45K to 0 |