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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Apr-15 3:09 PM View:  | Alleghany Corp. (Y) | 02-Apr-15 | Option Exercise | 563 | $242.70 | $136,640.00 | 18% 3.19K to 3.76K | |
| 20-Nov-14 9:59 AM View: | Alleghany Corp. (Y) | 18-Nov-14 | Market Sale | 250 | $456.56 | $114,140.00 | (6%) 3.93K to 3.68K | |
| 15-Jan-15 2:58 PM View: | Alleghany Corp. (Y) | 21-May-14 | Gift | 484 | -- | -- | (13%) 3.68K to 3.19K | |
| 06-May-14 4:15 PM View: | Invesco Ltd. (IVZ) | 02-May-14 | Grant | 1,008 | -- | -- | 2% 66.97K to 67.97K | |
| 29-Apr-14 2:32 PM View: | Alleghany Corp. (Y) | 28-Apr-14 | Grant | 321 | -- | -- | 9% 3.61K to 3.93K | |
| 12-Mar-14 2:06 PM View: | Alleghany Corp. (Y) | 12-Mar-14 | Option Exercise | 1,148 | $230.70 | $264,844.00 | 32% 3.61K to 4.75K | |
| 12-Mar-14 2:06 PM View: | Alleghany Corp. (Y) | 12-Mar-14 | Market Option Sale | 1,148 | $398.33 | $457,277.00 | (24%) 4.75K to 3.61K | |
| 04-Feb-14 3:04 PM View: | Invesco Ltd. (IVZ) | 31-Jan-14 | Grant | 714 | -- | -- | 1% 65.82K to 66.53K | |
| 05-Nov-13 9:51 AM View: | Invesco Ltd. (IVZ) | 01-Nov-13 | Grant | 701 | -- | -- | 1% 64.7K to 65.41K | |
| 05-Aug-13 3:13 PM View: | Invesco Ltd. (IVZ) | 01-Aug-13 | Grant | 718 | -- | -- | 1% 63.52K to 64.24K | |
| 22-Jan-14 2:26 PM View: | Alleghany Corp. (Y) | 20-Jun-13 | Gift | 535 | -- | -- | (13%) 4.14K to 3.61K | |
| 03-May-13 2:01 PM View: | Invesco Ltd. (IVZ) | 01-May-13 | Grant | 755 | -- | -- | 1% 62.35K to 63.11K | |
| 30-Apr-13 1:26 PM View: | Alleghany Corp. (Y) | 29-Apr-13 | Grant | 336 | -- | -- | 9% 3.81K to 4.14K | |
| 05-Feb-13 2:59 PM View: | Invesco Ltd. (IVZ) | 01-Feb-13 | Grant | 855 | -- | -- | 1% 61.12K to 61.97K | |
| 06-Nov-12 4:05 PM View: | Invesco Ltd. (IVZ) | 02-Nov-12 | Grant | 973 | -- | -- | 2% 59.72K to 60.7K | |
| 31-Jul-12 3:54 PM View: | Invesco Ltd. (IVZ) | 27-Jul-12 | Grant | 1,073 | -- | -- | 2% 58.24K to 59.31K | |
| 13-Jun-12 2:29 PM View: | Invesco Ltd. (IVZ) | 13-Jun-12 | Market Purchase | 1,333 | $21.76 | $29,011.40 | 2% 56.65K to 57.99K | 28% |
| 01-May-12 5:35 PM View: | Alleghany Corp. (Y) | 30-Apr-12 | Grant | 250 | -- | -- | 7% 3.56K to 3.81K | |
| 01-May-12 2:31 PM View: | Invesco Ltd. (IVZ) | 27-Apr-12 | Grant | 946 | -- | -- | 2% 55.71K to 56.65K | |
| 12-Mar-12 8:57 AM View: | Alleghany Corp. (Y) | 09-Mar-12 | Market Sale | 1,265 | $323.55 | $409,291.00 | (26%) 4.82K to 3.56K | (84%) |
| 08-Mar-12 1:26 PM View: | Alleghany Corp. (Y) | 06-Mar-12 | Payment of Exercise | 1,101 | $324.54 | $357,319.00 | (19%) 5.92K to 4.82K | (83%) |
| 08-Mar-12 1:26 PM View: | Alleghany Corp. (Y) | 06-Mar-12 | Option Exercise | 2,366 | $178.90 | $423,275.00 | 67% 3.56K to 5.92K | |
| 31-Jan-12 4:23 PM View: | Invesco Ltd. (IVZ) | 27-Jan-12 | Grant | 1,033 | -- | -- | 2% 54.67K to 55.71K | |
| 27-Oct-11 9:40 AM View: | Invesco Ltd. (IVZ) | 25-Oct-11 | Grant | 1,263 | -- | -- | 2% 53.41K to 54.67K | |
| 29-Jul-11 10:10 AM View: | Invesco Ltd. (IVZ) | 27-Jul-11 | Grant | 1,066 | -- | -- | 2% 52.35K to 53.41K | |
| 04-May-11 10:50 AM View: | Alleghany Corp. (Y) | 02-May-11 | Grant | 250 | -- | -- | 8% 3.31K to 3.56K | |
| 02-May-11 4:16 PM View: | Invesco Ltd. (IVZ) | 28-Apr-11 | Grant | 951 | -- | -- | 2% 51.4K to 52.35K | |
| 01-Feb-11 2:10 PM View: | Invesco Ltd. (IVZ) | 28-Jan-11 | Grant | 963 | -- | -- | 2% 50.43K to 51.4K | |
| 28-Oct-10 4:06 PM View: | Invesco Ltd. (IVZ) | 26-Oct-10 | Grant | 1,062 | -- | -- | 2% 49.37K to 50.43K | |
| 29-Jul-10 1:25 PM View: | Invesco Ltd. (IVZ) | 28-Jul-10 | Grant | 1,228 | -- | -- | 3% 48.14K to 49.37K | |
| 03-May-10 3:43 PM View: | Invesco Ltd. (IVZ) | 29-Apr-10 | Grant | 1,003 | -- | -- | 2% 47.14K to 48.14K | |
| 27-Apr-10 8:42 AM View: | Alleghany Corp. (Y) | 26-Apr-10 | Grant | 250 | -- | -- | 8% 2.99K to 3.24K | |
| 05-Apr-10 2:12 PM View: | Alleghany Corp. (Y) | 01-Apr-10 | Payment of Exercise | 1,250 | $294.49 | $368,112.00 | (29%) 4.24K to 2.99K | (107%) |
| 05-Apr-10 2:12 PM View: | Alleghany Corp. (Y) | 01-Apr-10 | Option Exercise | 2,414 | $152.71 | $368,647.00 | 132% 1.83K to 4.24K | |
| 02-Feb-10 2:45 PM View: | Invesco Ltd. (IVZ) | 29-Jan-10 | Grant | 906 | -- | -- | 2% 46.23K to 47.14K | |
| 22-Oct-09 4:55 PM View: | Invesco Ltd. (IVZ) | 21-Oct-09 | Grant | 767 | -- | -- | 2% 45.47K to 46.23K | |
| 30-Jul-09 10:28 AM View: | Invesco Ltd. (IVZ) | 28-Jul-09 | Grant | 916 | -- | -- | 2% 44.55K to 45.47K | |
| 28-Apr-09 4:12 PM View: | Alleghany Corp. (Y) | 27-Apr-09 | Grant | 250 | -- | -- | 16% 1.54K to 1.79K | |
| 28-Apr-09 3:51 PM View: | Invesco Ltd. (IVZ) | 24-Apr-09 | Grant | 1,192 | -- | -- | 3% 43.36K to 44.55K | |
| 04-Feb-09 5:36 PM View: | Invesco Ltd. (IVZ) | 02-Feb-09 | Grant | 1,401 | -- | -- | 3% 41.96K to 43.36K | |
| 03-Nov-08 4:27 PM View: | Invesco Ltd. (IVZ) | 30-Oct-08 | Grant | 1,217 | -- | -- | 3% 40.74K to 41.96K | |
| 29-Jul-08 2:23 PM View: | Invesco Ltd. (IVZ) | 25-Jul-08 | Grant | 787 | -- | -- | 2% 39.95K to 40.74K | |
| 20-May-08 4:00 PM View: | Invesco Ltd. (IVZ) | 16-May-08 | Grant | 714 | -- | -- | 2% 39.24K to 39.95K | |
| 29-Apr-08 11:18 AM View: | Alleghany Corp. (Y) | 28-Apr-08 | Grant | 250 | -- | -- | 20% 1.26K to 1.51K | |
| 22-Feb-08 3:23 PM View: | Invesco Ltd. (IVZ) | 20-Feb-08 | Grant | 1,593 | -- | -- | 4% 37.65K to 39.24K | |
| 14-Feb-08 10:00 PM View: | Invesco Ltd. (IVZ) | 04-Dec-07 | Acquisition (other) | 102,032 | -- | -- | 936% 10.91K to 112.94K | |
| 14-Feb-08 10:00 PM View: | Invesco Ltd. (IVZ) | 04-Dec-07 | Disposition (other) | 75,292 | -- | -- | (67%) 112.94K to 37.65K | |
| 02-May-07 8:14 AM View: | Alleghany Corp. (Y) | 30-Apr-07 | Grant | 250 | -- | -- | 25% 0.99K to 1.24K | |
| 19-Mar-07 3:51 PM View: | Alleghany Corp. (Y) | 08-Mar-07 | Market Sale | 1,885 | $388.74 | $732,770.00 | (66%) 2.85K to 0.97K | 11% |
| 06-Mar-07 10:12 AM View: | Alleghany Corp. (Y) | 05-Mar-07 | Option Exercise | 1,885 | $163.23 | $307,689.00 | 194% 0.97K to 2.85K |