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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Apr-22 9:37 AM View:  | Nyli MacKay Definedterm Mun... (MMD) | 11-Apr-22 | Private Purchase | 10,000 | $17.90 | $178,956.00 | 100% 0 to 10.0K | |
| 13-Apr-22 5:39 PM View: | Rivernorth Flexible Municip... (RFMZ) | 11-Apr-22 | Purchase | 10,000 | $15.85 | $158,500.00 | 100% 0 to 10.0K | |
| 16-Feb-22 6:35 PM View: | Rivernorth Managed Duration... (RMMZ) | 11-Feb-22 | Purchase | 10,000 | $18.99 | $189,946.00 | 100% 0 to 10.0K | |
| 06-Jul-21 6:01 PM View: | Rivernorth Flexible Municip... (RFM) | 06-Jul-21 | Sale | 3,196 | $23.93 | $76,475.20 | (100%) 3.2K to 0 | |
| 24-Jun-21 7:03 PM View: | Rivernorth Flexible Municip... (RFM) | 23-Jun-21 | Sale | 2,355 | $23.91 | $56,304.50 | (42%) 5.55K to 3.2K | |
| 24-Jun-21 7:05 PM View: | Rivernorth Opportunistic Mu... (RMI) | 23-Jun-21 | Sale | 6,751 | $23.22 | $156,791.00 | (100%) 6.75K to 0 | |
| 24-Jun-21 7:03 PM View: | Rivernorth Flexible Municip... (RFM) | 22-Jun-21 | Sale | 1,500 | $23.98 | $35,967.10 | (21%) 7.05K to 5.55K | |
| 24-Jun-21 7:05 PM View: | Rivernorth Opportunistic Mu... (RMI) | 22-Jun-21 | Private Sale | 900 | $23.27 | $20,940.00 | (12%) 7.65K to 6.75K | |
| 21-Jun-21 5:04 PM View: | Rivernorth Flexible Municip... (RFM) | 17-Jun-21 | Sale | 2,949 | $24.00 | $70,776.00 | (29%) 10.0K to 7.05K | |
| 17-Jun-21 7:04 PM View: | Rivernorth Managed Duration... (RMM) | 17-Jun-21 | Sale | 9,330 | $20.29 | $189,309.00 | (100%) 9.33K to 0 | |
| 17-Jun-21 7:13 PM View: | Rivernorth Opportunistic Mu... (RMI) | 17-Jun-21 | Sale | 605 | $23.16 | $14,009.50 | (7%) 8.26K to 7.65K | |
| 17-Jun-21 7:04 PM View: | Rivernorth Managed Duration... (RMM) | 16-Jun-21 | Sale | 5,269 | $20.34 | $107,152.00 | (36%) 14.6K to 9.33K | |
| 17-Jun-21 7:13 PM View: | Rivernorth Opportunistic Mu... (RMI) | 16-Jun-21 | Private Sale | 6,744 | $23.32 | $157,242.00 | (45%) 15.0K to 8.26K | |
| 17-Jun-21 7:04 PM View: | Rivernorth Managed Duration... (RMM) | 15-Jun-21 | Sale | 1,264 | $20.35 | $25,726.90 | (8%) 15.86K to 14.6K | |
| 11-May-21 9:59 AM View: | Nyli MacKay Definedterm Mun... (MMD) | 10-May-21 | Sale | 564 | $22.83 | $12,878.60 | (100%) 0.56K to 0 | |
| 11-May-21 9:59 AM View: | Nyli MacKay Definedterm Mun... (MMD) | 07-May-21 | Private Sale | 9,218 | $22.90 | $211,121.00 | (94%) 9.78K to 0.56K | |
| 18-Jun-20 10:00 PM View: | Nyli MacKay Definedterm Mun... (MMD) | 29-May-20 | Grant | 25 | $20.94 | $530.41 | < 1% 9.37K to 9.39K | (< 1%) |
| 20-May-20 7:52 PM View: | Rivernorth Flexible Municip... (RFM) | 20-May-20 | Purchase | 9,900 | $18.99 | $187,995.00 | 9900% 100 to 10.0K | |
| 19-May-20 8:17 PM View: | Rivernorth Flexible Municip... (RFM) | 19-May-20 | Purchase | 100 | $18.74 | $1,874.00 | 100% 0 to 100 | |
| 19-Mar-20 8:22 PM View: | Rivernorth Managed Duration... (RMM) | 18-Mar-20 | Purchase | 5,000 | $14.20 | $70,984.50 | 50% 10.0K to 15.0K | |
| 19-Mar-20 8:25 PM View: | Rivernorth Opportunistic Mu... (RMI) | 18-Mar-20 | Private Purchase | 5,000 | $16.45 | $82,235.50 | 50% 10.0K to 15.0K | |
| 17-Jan-20 12:02 PM View: | Nyli MacKay Definedterm Mun... (MMD) | 15-Jan-20 | Private Sale | 2,040 | $21.90 | $44,676.00 | (18%) 11.41K to 9.37K | |
| 31-Dec-19 7:06 PM View: | Rivernorth Managed Duration... (RMM) | 30-Dec-19 | Purchase | 10,000 | $19.38 | $193,770.00 | 100% 0 to 10.0K | |
| 19-Mar-19 5:27 PM View: | Rivernorth Opportunistic Mu... (RMI) | 18-Mar-19 | Market Purchase | 5,000 | $20.39 | $101,948.00 | 100% 5.0K to 10.0K | 2% |
| 17-Dec-18 8:41 PM View: | Rivernorth Opportunistic Mu... (RMI) | 14-Dec-18 | Purchase | 5,000 | $20.35 | $101,750.00 | 100% 0 to 5.0K | |
| 07-Dec-18 1:18 PM View: | Nyli MacKay Definedterm Mun... (MMD) | 06-Dec-18 | Market Sale | 4,936 | $20.03 | $98,868.10 | (45%) 10.9K to 5.96K | < 1% |
| 16-Aug-13 1:58 PM View: | Nyli MacKay Definedterm Mun... (MMD) | 15-Aug-13 | Grant | 3,625 | $15.13 | $54,862.10 | 48% 7.5K to 11.13K | 58% |
| 13-Jun-13 10:35 AM View: | Nyli MacKay Definedterm Mun... (MMD) | 12-Jun-13 | Grant | 2,500 | $17.74 | $44,350.00 | 50% 5.0K to 7.5K | 36% |
| 30-May-13 3:53 PM View: | Nyli MacKay Definedterm Mun... (MMD) | 29-May-13 | Grant | 2,500 | $19.00 | $47,500.00 | 100% 2.5K to 5.0K | 28% |
| 27-Jun-12 4:19 PM View: | Nyli MacKay Definedterm Mun... (MMD) | 27-Jun-12 | Purchase | 2,500 | $20.00 | $50,000.00 | 100% 0 to 2.5K | |
| 13-Jul-05 2:52 PM View: | BlackRock MuniHoldings Fund... (MUH) | 12-Jul-05 | Market Sale | 2,079 | $15.47 | $32,158.70 | (100%) 2.08K to 0 | (43%) |
| 12-Jul-05 1:50 PM View: | Blackrock MuniHoldings Fund... (MHD) | 11-Jul-05 | Market Sale | 1,834 | $17.14 | $31,435.10 | (100%) 1.83K to 0 | (45%) |
| 28-Apr-04 10:00 PM View: | BlackRock Muni Intermediate... (MUI) | 27-Apr-04 | Market Purchase | 375 | $13.04 | $4,890.00 | 22% 1.7K to 2.08K | (16%) |
| 28-Apr-04 10:00 PM View: | BlackRock MuniHoldings Fund... (MUH) | 27-Apr-04 | Market Purchase | 850 | $13.00 | $11,050.00 | 81% 1.05K to 1.9K | 85% |
| 28-Apr-04 10:00 PM View: | Blackrock MuniHoldings Fund... (MHD) | 27-Apr-04 | Market Purchase | 1,000 | $14.33 | $14,330.00 | 143% 0.7K to 1.7K | 89% |
| 15-Apr-04 10:00 PM View: | BlackRock Muni Intermediate... (MUI) | 14-Apr-04 | Market Purchase | 350 | $13.55 | $4,742.50 | 26% 1.35K to 1.7K | (19%) |
| 15-Apr-04 10:00 PM View: | BlackRock MuniHoldings Fund... (MUH) | 14-Apr-04 | Market Purchase | 700 | $13.32 | $9,324.00 | 200% 0.35K to 1.05K | 81% |
| 14-Apr-04 10:00 PM View: | BlackRock Muni Intermediate... (MUI) | 13-Apr-04 | Market Purchase | 350 | $14.00 | $4,900.00 | 35% 1.0K to 1.35K | (21%) |
| 14-Apr-04 10:00 PM View: | BlackRock MuniHoldings Fund... (MUH) | 13-Apr-04 | Market Purchase | 350 | $13.83 | $4,840.50 | 100% 0 to 0.35K | 75% |
| 14-Apr-04 10:00 PM View: | Blackrock MuniHoldings Fund... (MHD) | 13-Apr-04 | Market Purchase | 700 | $14.77 | $10,339.00 | 100% 0 to 0.7K | 84% |
| 16-Dec-03 10:00 PM View: | BlackRock Muni Intermediate... (MUI) | 15-Dec-03 | Market Purchase | 1,000 | $13.63 | $13,630.00 | 100% 0 to 1.0K | (18%) |