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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-May-24 4:20 PM View:  | Energy Vault Holdings, Inc. (NRGV) | 24-May-24 | Grant | 68,989 | -- | -- | < 1% 7.69M to 7.76M | |
| 15-Mar-24 6:30 PM View: | Energy Vault Holdings, Inc. (NRGV) | 13-Mar-24 | Acquisition (other) | 130,000 | $1.65 | $214,500.00 | 2% 7.56M to 7.69M | |
| 20-Feb-24 8:25 PM View: | Heliogen, Inc. (HLGN) | 15-Feb-24 | Sale | 442,298 | $1.52 | $672,072.00 | (76%) 585.07K to 142.78K | |
| 20-Dec-23 4:06 PM View: | Energy Vault Holdings, Inc. (NRGV) | 18-Dec-23 | Gift | 100,000 | -- | -- | (1%) 7.66M to 7.56M | |
| 23-Jun-23 6:33 PM View: | Heliogen, Inc. (HLGN) | 22-Jun-23 | Option Exercise | 858,465 | $0.18 | $154,524.00 | 4% 20.35M to 21.21M | |
| 23-Jun-23 6:33 PM View: | Heliogen, Inc. (HLGN) | 22-Jun-23 | Option Sale | 730,311 | $0.23 | $167,972.00 | (3%) 21.21M to 20.47M | |
| 13-Jun-23 5:01 PM View: | Heliogen, Inc. (HLGN) | 09-Jun-23 | Option Exercise | 474,513 | $0.09 | $42,706.20 | 3% 18.58M to 19.06M | |
| 13-Jun-23 5:01 PM View: | Heliogen, Inc. (HLGN) | 09-Jun-23 | Option Sale | 474,513 | $0.23 | $109,138.00 | (2%) 19.06M to 18.58M | |
| 09-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 08-Jun-23 | Option Exercise | 204,255 | $0.09 | $18,383.00 | 1% 18.58M to 18.79M | |
| 09-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 08-Jun-23 | Option Sale | 204,255 | $0.22 | $44,936.10 | (1%) 18.79M to 18.58M | |
| 09-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 07-Jun-23 | Option Exercise | 1,559,530 | $0.09 | $140,358.00 | 8% 18.58M to 20.14M | |
| 09-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 07-Jun-23 | Option Sale | 1,559,530 | $0.25 | $389,882.00 | (8%) 20.14M to 18.58M | |
| 07-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 06-Jun-23 | Option Exercise | 210,239 | $0.09 | $18,921.50 | 1% 18.58M to 18.79M | |
| 07-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 06-Jun-23 | Option Sale | 210,239 | $0.24 | $50,457.40 | (1%) 18.79M to 18.58M | |
| 07-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 05-Jun-23 | Option Exercise | 91,463 | $0.09 | $8,231.67 | < 1% 18.58M to 18.68M | |
| 07-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 05-Jun-23 | Option Sale | 91,463 | $0.25 | $22,865.80 | (< 1%) 18.68M to 18.58M | |
| 05-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 02-Jun-23 | Option Exercise | 3,587 | $0.09 | $322.83 | < 1% 18.58M to 18.58M | |
| 05-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 02-Jun-23 | Option Sale | 4 | $0.26 | $0.93 | (< 1%) 18.58M to 18.58M | |
| 05-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 01-Jun-23 | Option Exercise | 25,412 | $0.09 | $2,287.08 | < 1% 18.58M to 18.61M | |
| 05-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 01-Jun-23 | Option Sale | 25,412 | $0.26 | $6,607.12 | (< 1%) 18.61M to 18.58M | |
| 01-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 30-May-23 | Option Exercise | 300 | $0.09 | $27.00 | < 1% 18.58M to 18.58M | |
| 01-Jun-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 30-May-23 | Option Sale | 300 | $0.26 | $78.00 | (< 1%) 18.58M to 18.58M | |
| 30-May-23 5:05 PM View: | Energy Vault Holdings, Inc. (NRGV) | 25-May-23 | Grant | 42,480 | -- | -- | < 1% 7.62M to 7.66M | |
| 30-May-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 25-May-23 | Option Exercise | 335,653 | $0.09 | $30,208.80 | 2% 18.58M to 18.92M | |
| 30-May-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 25-May-23 | Option Sale | 335,653 | $0.26 | $87,269.80 | (2%) 18.92M to 18.58M | |
| 25-May-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 24-May-23 | Option Exercise | 56,523 | $0.09 | $5,087.07 | < 1% 18.58M to 18.64M | |
| 25-May-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 24-May-23 | Option Sale | 56,523 | $0.26 | $14,696.00 | (< 1%) 18.64M to 18.58M | |
| 25-May-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 23-May-23 | Option Exercise | 94,826 | $0.09 | $8,534.34 | < 1% 18.58M to 18.68M | |
| 25-May-23 4:30 PM View: | Heliogen, Inc. (HLGN) | 23-May-23 | Option Sale | 94,826 | $0.26 | $24,654.80 | (< 1%) 18.68M to 18.58M | |
| 19-May-23 6:22 PM View: | Heliogen, Inc. (HLGN) | 18-May-23 | Option Exercise | 340 | $0.09 | $30.60 | < 1% 18.58M to 18.58M | |
| 19-May-23 6:22 PM View: | Heliogen, Inc. (HLGN) | 18-May-23 | Option Sale | 340 | $0.28 | $95.20 | (< 1%) 18.58M to 18.58M | |
| 19-May-23 6:22 PM View: | Heliogen, Inc. (HLGN) | 17-May-23 | Option Exercise | 153,069 | $0.09 | $13,776.20 | < 1% 18.58M to 18.74M | |
| 19-May-23 6:22 PM View: | Heliogen, Inc. (HLGN) | 17-May-23 | Option Sale | 153,069 | $0.29 | $44,390.00 | (< 1%) 18.74M to 18.58M | |
| 14-Apr-23 4:53 PM View: | Heliogen, Inc. (HLGN) | 12-Apr-23 | Option Exercise | 1,000,000 | $0.09 | $90,000.00 | 6% 17.58M to 18.58M | |
| 30-Dec-22 7:39 PM View: | Energy Vault Holdings, Inc. (NRGV) | 30-Dec-22 | Gift | 211,864 | -- | -- | (3%) 7.79M to 7.58M | |
| 10-Feb-23 7:24 PM View: | Energy Vault Holdings, Inc. (NRGV) | 16-Dec-22 | Grant | 43,271 | -- | -- | < 1% 7.58M to 7.62M | |
| 22-Nov-22 5:36 PM View: | Heliogen, Inc. (HLGN) | 18-Nov-22 | Purchase | 50,000 | $1.00 | $50,000.00 | 2% 2.05M to 2.1M | |
| 26-Oct-22 9:00 PM View: | Energy Vault Holdings, Inc. (NRGV) | 25-Oct-22 | Sale (Planned) | 16,250 | $3.78 | $61,394.10 | (< 1%) 7.81M to 7.79M | |
| 26-Oct-22 9:00 PM View: | Energy Vault Holdings, Inc. (NRGV) | 24-Oct-22 | Sale (Planned) | 16,250 | $3.61 | $58,729.10 | (< 1%) 7.82M to 7.81M | |
| 24-Oct-22 4:41 PM View: | Energy Vault Holdings, Inc. (NRGV) | 20-Oct-22 | Sale (Planned) | 80,000 | $4.22 | $337,440.00 | (1%) 7.9M to 7.82M | |
| 12-Oct-22 5:12 PM View: | Energy Vault Holdings, Inc. (NRGV) | 11-Oct-22 | Sale (Planned) | 16,250 | $5.34 | $86,807.50 | (< 1%) 7.92M to 7.9M | |
| 12-Oct-22 5:12 PM View: | Energy Vault Holdings, Inc. (NRGV) | 10-Oct-22 | Sale (Planned) | 16,250 | $5.46 | $88,804.60 | (< 1%) 7.94M to 7.92M | |
| 28-Sep-22 9:02 PM View: | Energy Vault Holdings, Inc. (NRGV) | 27-Sep-22 | Sale (Planned) | 16,250 | $5.36 | $87,082.10 | (< 1%) 7.95M to 7.94M | |
| 28-Sep-22 9:02 PM View: | Energy Vault Holdings, Inc. (NRGV) | 26-Sep-22 | Sale (Planned) | 16,250 | $4.83 | $78,472.90 | (< 1%) 7.97M to 7.95M | |
| 06-Sep-22 5:50 PM View: | Heliogen, Inc. (HLGN) | 01-Sep-22 | Disposition (other) | 1,070,710 | -- | -- | (34%) 3.12M to 2.05M | |
| 19-Aug-22 5:14 PM View: | Energy Vault Holdings, Inc. (NRGV) | 17-Aug-22 | Disposition (other) | 36,825 | -- | -- | (< 1%) 8.17M to 8.14M | |
| 19-Aug-22 5:14 PM View: | Energy Vault Holdings, Inc. (NRGV) | 17-Aug-22 | Sale | 170,210 | $5.18 | $882,335.00 | (2%) 8.14M to 7.97M | |
| 15-Aug-22 5:40 PM View: | Energy Vault Holdings, Inc. (NRGV) | 11-Aug-22 | Disposition (other) | 46,446 | -- | -- | (< 1%) 13.12M to 13.08M | |
| 15-Aug-22 5:40 PM View: | Energy Vault Holdings, Inc. (NRGV) | 28-Jun-22 | Gift | 100,000 | -- | -- | < 1% 13.52M to 13.62M | |
| 15-Aug-22 5:40 PM View: | Energy Vault Holdings, Inc. (NRGV) | 28-Jun-22 | Gift | 500,000 | -- | -- | (4%) 13.62M to 13.12M |