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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jan-18 8:54 PM View:  | Itron Networked Solutions, ... (SSNI) | 05-Jan-18 | Disposition (change in control) | 10,609,300 | $16.25 | $172,402,000.00 | (100%) 10.61M to 0 | (< 1%) |
| 06-Feb-17 10:00 PM View: | Sunrun Inc. (RUN) | 07-Nov-16 | Gift | 67,660 | -- | -- | (56%) 121.15K to 53.49K | |
| 17-Aug-16 1:26 PM View: | Sunrun Inc. (RUN) | 16-Aug-16 | Market Sale | 23,511 | $6.04 | $142,006.00 | (< 1%) 12.35M to 12.32M | (1028%) |
| 17-Aug-16 1:26 PM View: | Sunrun Inc. (RUN) | 15-Aug-16 | Market Sale | 3,873 | $6.21 | $24,051.30 | (< 1%) 12.35M to 12.35M | (997%) |
| 09-Aug-16 3:15 PM View: | Control4 Corp (CTRL) | 05-Aug-16 | Disposition (other) | 1,300,000 | -- | -- | (36%) 3.58M to 2.28M | |
| 07-Jul-16 6:36 PM View: | Tubemogul Inc (TUBEDD.PK) | 06-Jul-16 | Sale (Planned) | 39,294 | $10.70 | $420,604.00 | (< 1%) 6.4M to 6.36M | |
| 07-Jul-16 6:36 PM View: | Tubemogul Inc (TUBEDD.PK) | 05-Jul-16 | Acquisition (other) | 118,448 | -- | -- | 2% 6.75M to 6.86M | |
| 07-Jul-16 6:36 PM View: | Tubemogul Inc (TUBEDD.PK) | 05-Jul-16 | Acquisition (other) | 63,765 | -- | -- | < 1% 6.86M to 6.93M | |
| 07-Jul-16 6:36 PM View: | Tubemogul Inc (TUBEDD.PK) | 05-Jul-16 | Disposition (other) | 531,791 | -- | -- | (8%) 6.93M to 6.4M | |
| 05-Jul-16 7:36 PM View: | Sunrun Inc. (RUN) | 01-Jul-16 | Market Sale | 44,607 | $5.48 | $244,382.00 | (< 1%) 12.4M to 12.36M | (1144%) |
| 05-Jul-16 7:36 PM View: | Sunrun Inc. (RUN) | 01-Jul-16 | Market Sale (Planned) | 7,924 | $5.56 | $44,021.80 | (< 1%) 12.36M to 12.35M | (1127%) |
| 05-Jul-16 7:36 PM View: | Sunrun Inc. (RUN) | 30-Jun-16 | Acquisition (other) | 502,803 | -- | -- | 4% 13.37M to 13.88M | |
| 05-Jul-16 7:36 PM View: | Sunrun Inc. (RUN) | 30-Jun-16 | Disposition (other) | 1,472,870 | -- | -- | (11%) 13.88M to 12.4M | |
| 01-Jun-16 7:26 PM View: | Tubemogul Inc (TUBEDD.PK) | 31-May-16 | Sale | 1,931 | $12.42 | $23,983.00 | (< 1%) 6.75M to 6.75M | |
| 01-Jun-16 7:26 PM View: | Tubemogul Inc (TUBEDD.PK) | 27-May-16 | Sale | 2,700 | $12.25 | $33,075.00 | (< 1%) 6.75M to 6.75M | |
| 27-May-16 6:14 PM View: | Tubemogul Inc (TUBEDD.PK) | 26-May-16 | Sale | 11,551 | $12.45 | $143,754.00 | (< 1%) 6.76M to 6.75M | |
| 27-May-16 6:14 PM View: | Tubemogul Inc (TUBEDD.PK) | 25-May-16 | Sale | 11,291 | $12.64 | $142,718.00 | (< 1%) 6.77M to 6.76M | |
| 24-May-16 5:32 PM View: | Tubemogul Inc (TUBEDD.PK) | 24-May-16 | Sale | 268 | $12.56 | $3,366.08 | (< 1%) 6.77M to 6.77M | |
| 24-May-16 5:32 PM View: | Tubemogul Inc (TUBEDD.PK) | 23-May-16 | Acquisition (other) | 163,612 | -- | -- | 2% 7.1M to 7.26M | |
| 24-May-16 5:32 PM View: | Tubemogul Inc (TUBEDD.PK) | 23-May-16 | Disposition (other) | 490,425 | -- | -- | (7%) 7.26M to 6.77M | |
| 23-May-16 8:03 PM View: | Sunrun Inc. (RUN) | 20-May-16 | Market Sale | 28,399 | $6.04 | $171,482.00 | (< 1%) 13.4M to 13.37M | (1029%) |
| 23-May-16 8:03 PM View: | Sunrun Inc. (RUN) | 19-May-16 | Market Sale | 11,817 | $6.00 | $70,902.00 | (< 1%) 13.41M to 13.4M | (1036%) |
| 17-May-16 6:09 PM View: | Sunrun Inc. (RUN) | 17-May-16 | Market Sale Duplicate | 961 | $6.21 | $5,967.81 | (< 1%) 13.41M to 13.41M | (997%) |
| 17-May-16 6:09 PM View: | Sunrun Inc. (RUN) | 16-May-16 | Acquisition (other) | 554,297 | -- | -- | 3% 16.22M to 16.77M | |
| 17-May-16 6:09 PM View: | Sunrun Inc. (RUN) | 16-May-16 | Disposition (other) Duplicate | 3,360,500 | -- | -- | (20%) 16.77M to 13.41M | |
| 22-Apr-16 6:13 PM View: | Itron Networked Solutions, ... (SSNI) | 21-Apr-16 | Acquisition (other) | 256,040 | -- | -- | 2% 11.42M to 11.68M | |
| 22-Apr-16 6:13 PM View: | Itron Networked Solutions, ... (SSNI) | 21-Apr-16 | Disposition (other) Duplicate | 1,068,690 | -- | -- | (9%) 11.68M to 10.61M | |
| 07-Apr-16 8:58 PM View: | Itron Networked Solutions, ... (SSNI) | 06-Apr-16 | Acquisition (other) | 127,495 | -- | -- | 1% 12.26M to 12.39M | |
| 07-Apr-16 8:58 PM View: | Itron Networked Solutions, ... (SSNI) | 06-Apr-16 | Disposition (other) Duplicate | 969,836 | -- | -- | (8%) 12.39M to 11.42M | |
| 14-Mar-16 5:44 PM View: | Tubemogul Inc (TUBEDD.PK) | 10-Mar-16 | Disposition (other) Duplicate | 390,000 | $12.44 | $4,851,600.00 | (5%) 7.49M to 7.1M | |
| 10-Aug-15 5:47 PM View: | Sunrun Inc. (RUN) | 10-Aug-15 | Grant Duplicate | 35,557 | -- | -- | 3% 1.05M to 1.09M | |
| 10-Aug-15 5:47 PM View: | Sunrun Inc. (RUN) | 10-Aug-15 | Conversion Duplicate | 15,658,100 | -- | -- | 1437% 1.09M to 16.75M | |
| 17-Jun-15 5:17 PM View: | Tubemogul Inc (TUBEDD.PK) | 16-Jun-15 | Sale Duplicate | 394,400 | $14.92 | $5,884,450.00 | (5%) 7.89M to 7.49M | |
| 25-Jul-14 12:35 PM View: | Tubemogul Inc (TUBEDD.PK) | 23-Jul-14 | Conversion Duplicate | 4,724,400 | -- | -- | 778% 607.37K to 5.33M | |
| 25-Jul-14 12:35 PM View: | Tubemogul Inc (TUBEDD.PK) | 23-Jul-14 | Purchase Duplicate | 2,857,140 | $7.00 | $20,000,000.00 | 54% 5.33M to 8.19M | |
| 03-Mar-14 2:02 PM View: | Control4 Corp (CTRL) | 27-Feb-14 | Disposition (other) Duplicate | 750,000 | -- | -- | (17%) 4.33M to 3.58M | |
| 21-Feb-14 6:29 PM View: | Control4 Corp (CTRL) | 19-Feb-14 | Disposition (other) Duplicate | 750,000 | -- | -- | (15%) 5.08M to 4.33M | |
| 09-Aug-13 2:05 PM View: | Control4 Corp (CTRL) | 07-Aug-13 | Conversion Duplicate | 5,058,130 | -- | -- | 13152% 38.46K to 5.1M | |
| 20-Mar-13 3:36 PM View: | Itron Networked Solutions, ... (SSNI) | 18-Mar-13 | Grant Duplicate | 705,881 | $17.00 | $12,000,000.00 | 100% 0 to 705.88K | |
| 20-Mar-13 3:36 PM View: | Itron Networked Solutions, ... (SSNI) | 18-Mar-13 | Conversion Duplicate | 11,558,200 | -- | -- | 1637% 705.9K to 12.26M | |
| 14-May-12 4:59 PM View: | Responsys Inc (MKTG) | 10-May-12 | Acquisition (other) | 45,123 | -- | -- | < 1% 6.43M to 6.47M | |
| 14-May-12 4:59 PM View: | Responsys Inc (MKTG) | 10-May-12 | Disposition (other) Duplicate | 2,000,000 | -- | -- | (31%) 6.47M to 4.47M | |
| 16-Mar-12 2:21 PM View: | Responsys Inc (MKTG) | 14-Mar-12 | Market Sale | 33,843 | $10.03 | $339,445.00 | (< 1%) 6.46M to 6.43M | (170%) |
| 16-Mar-12 2:21 PM View: | Responsys Inc (MKTG) | 08-Mar-12 | Market Sale | 17,000 | $10.27 | $174,590.00 | (< 1%) 6.48M to 6.46M | (164%) |
| 16-Mar-12 2:21 PM View: | Responsys Inc (MKTG) | 07-Mar-12 | Market Sale | 15,331 | $10.33 | $158,369.00 | (< 1%) 6.49M to 6.48M | (162%) |
| 02-Mar-12 5:09 PM View: | Responsys Inc (MKTG) | 29-Feb-12 | Acquisition (other) | 33,843 | -- | -- | < 1% 7.96M to 7.99M | |
| 02-Mar-12 5:09 PM View: | Responsys Inc (MKTG) | 29-Feb-12 | Disposition (other) Duplicate | 1,500,000 | -- | -- | (19%) 7.99M to 6.49M | |
| 24-Feb-12 6:07 PM View: | Responsys Inc (MKTG) | 20-Jan-12 | Acquisition (other) | 6,694 | -- | -- | < 1% 7.93M to 7.93M | |
| 24-Feb-12 6:07 PM View: | Responsys Inc (MKTG) | 31-Oct-11 | Acquisition (other) | 6,693 | -- | -- | < 1% 7.93M to 7.93M | |
| 24-Feb-12 6:07 PM View: | Responsys Inc (MKTG) | 21-Oct-11 | Acquisition (other) | 18,944 | -- | -- | < 1% 7.93M to 7.94M |