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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Aug-24 6:53 PM View:  | AXT Inc. (AXTI) | 20-Aug-24 | Grant | 39,792 | -- | -- | 2% 1.99M to 2.03M | |
| 14-Nov-23 10:00 PM View: | AXT Inc. (AXTI) | 10-Nov-23 | Grant | 111,795 | -- | -- | 6% 1.88M to 1.99M | |
| 12-Sep-23 3:57 PM View: | AXT Inc. (AXTI) | 19-May-23 | Gift | 108,112 | -- | -- | (5%) 2.09M to 1.99M | |
| 12-Sep-23 3:57 PM View: | AXT Inc. (AXTI) | 15-May-23 | Gift | 108,112 | -- | -- | 5% 2.09M to 2.2M | |
| 12-Sep-23 3:57 PM View: | AXT Inc. (AXTI) | 15-May-23 | Gift | 108,112 | -- | -- | (5%) 2.2M to 2.09M | |
| 01-Nov-22 9:37 PM View: | AXT Inc. (AXTI) | 28-Oct-22 | Grant | 111,795 | -- | -- | 6% 1.98M to 2.09M | |
| 16-Mar-22 7:29 PM View: | AXT Inc. (AXTI) | 14-Mar-22 | Grant | 113,130 | -- | -- | 6% 1.87M to 1.98M | |
| 12-Nov-21 2:29 PM View: | AXT Inc. (AXTI) | 10-Nov-21 | Grant | 57,160 | -- | -- | 3% 1.81M to 1.87M | |
| 27-Sep-21 2:31 PM View: | AXT Inc. (AXTI) | 27-Sep-21 | Option Exercise | 100,000 | $3.06 | $306,000.00 | 6% 1.71M to 1.81M | |
| 09-Aug-21 1:34 PM View: | AXT Inc. (AXTI) | 06-Aug-21 | Market Sale | 11,561 | $9.75 | $112,720.00 | (< 1%) 1.72M to 1.71M | (< 1%) |
| 09-Aug-21 1:34 PM View: | AXT Inc. (AXTI) | 05-Aug-21 | Market Sale | 28,439 | $9.65 | $274,436.00 | (2%) 1.75M to 1.72M | (1%) |
| 07-Jul-21 11:18 AM View: | AXT Inc. (AXTI) | 06-Jul-21 | Market Sale | 40,000 | $10.49 | $419,600.00 | (2%) 1.79M to 1.75M | (< 1%) |
| 17-Jun-21 11:58 AM View: | AXT Inc. (AXTI) | 15-Jun-21 | Option Exercise | 140,801 | $2.18 | $306,946.00 | 9% 1.65M to 1.79M | |
| 08-Jun-21 2:39 PM View: | AXT Inc. (AXTI) | 07-Jun-21 | Market Sale | 40,000 | $10.48 | $419,200.00 | (2%) 1.69M to 1.65M | < 1% |
| 07-May-21 5:27 PM View: | AXT Inc. (AXTI) | 07-May-21 | Market Sale | 9,275 | $9.77 | $90,616.80 | (< 1%) 1.7M to 1.69M | 3% |
| 07-May-21 5:27 PM View: | AXT Inc. (AXTI) | 05-May-21 | Market Sale | 30,275 | $9.64 | $291,851.00 | (2%) 1.73M to 1.7M | 1% |
| 07-Apr-21 2:05 PM View: | AXT Inc. (AXTI) | 06-Apr-21 | Market Sale | 40,000 | $12.25 | $490,000.00 | (2%) 1.77M to 1.73M | < 1% |
| 18-Mar-21 12:48 PM View: | AXT Inc. (AXTI) | 16-Mar-21 | Option Exercise | 90,000 | $4.79 | $431,100.00 | 5% 1.68M to 1.77M | |
| 09-Mar-21 11:28 AM View: | AXT Inc. (AXTI) | 05-Mar-21 | Market Sale (Planned) | 40,000 | $10.97 | $438,800.00 | (2%) 1.72M to 1.68M | 3% |
| 26-Feb-21 11:37 AM View: | AXT Inc. (AXTI) | 22-Feb-21 | Gift | 10,000 | $2.43 | $24,315.00 | (< 1%) 1.73M to 1.72M | |
| 22-Feb-21 1:22 PM View: | AXT Inc. (AXTI) | 19-Feb-21 | Grant | 15,000 | -- | -- | < 1% 1.72M to 1.73M | |
| 09-Feb-21 6:08 PM View: | AXT Inc. (AXTI) | 05-Feb-21 | Market Sale (Planned) | 37,000 | $11.21 | $414,770.00 | (2%) 1.75M to 1.72M | (10%) |
| 06-Jan-21 4:57 PM View: | AXT Inc. (AXTI) | 05-Jan-21 | Market Sale (Planned) | 37,000 | $10.01 | $370,370.00 | (2%) 1.79M to 1.75M | (1%) |
| 08-Dec-20 4:19 PM View: | AXT Inc. (AXTI) | 07-Dec-20 | Market Sale (Planned) | 37,000 | $9.76 | $361,120.00 | (2%) 1.83M to 1.79M | |
| 08-Dec-20 4:19 PM View: | AXT Inc. (AXTI) | 25-Nov-20 | Gift | 10,000 | $4.21 | $42,100.00 | (< 1%) 1.84M to 1.83M | (< 1%) |
| 17-Nov-20 12:58 PM View: | AXT Inc. (AXTI) | 16-Nov-20 | Market Sale (Planned) | 12,000 | $8.25 | $99,000.00 | (< 1%) 1.85M to 1.84M | |
| 13-Nov-20 11:43 AM View: | AXT Inc. (AXTI) | 12-Nov-20 | Market Sale (Planned) | 10,000 | $7.70 | $77,000.00 | (< 1%) 1.86M to 1.85M | |
| 13-Nov-20 11:43 AM View: | AXT Inc. (AXTI) | 11-Nov-20 | Market Sale (Planned) | 10,000 | $7.00 | $70,000.00 | (< 1%) 1.87M to 1.86M | |
| 09-Nov-20 7:20 PM View: | AXT Inc. (AXTI) | 05-Nov-20 | Grant | 75,420 | -- | -- | 4% 1.79M to 1.87M | |
| 06-Nov-20 12:07 PM View: | AXT Inc. (AXTI) | 05-Nov-20 | Market Sale (Planned) | 5,000 | $6.00 | $30,000.00 | (< 1%) 1.8M to 1.79M | |
| 06-Oct-20 11:43 AM View: | AXT Inc. (AXTI) | 05-Oct-20 | Market Sale (Planned) | 5,000 | $6.40 | $32,000.00 | (< 1%) 1.8M to 1.8M | |
| 17-Sep-20 2:18 PM View: | AXT Inc. (AXTI) | 16-Sep-20 | Market Sale | 5,000 | $6.01 | $30,050.00 | (< 1%) 1.81M to 1.8M | |
| 04-Sep-20 2:07 PM View: | AXT Inc. (AXTI) | 03-Sep-20 | Option Exercise | 120,000 | $2.18 | $261,600.00 | 7% 1.69M to 1.81M | |
| 27-Aug-20 6:51 PM View: | AXT Inc. (AXTI) | 26-Aug-20 | Market Sale | 5,000 | $6.00 | $30,000.00 | (< 1%) 1.73M to 1.72M | |
| 29-Jul-20 6:38 PM View: | AXT Inc. (AXTI) | 28-Jul-20 | Option Exercise | 108,000 | $2.91 | $314,280.00 | 7% 1.62M to 1.73M | |
| 19-May-20 6:06 PM View: | AXT Inc. (AXTI) | 18-May-20 | Gift | 4,000 | $1.18 | $4,720.00 | (< 1%) 1.63M to 1.62M | |
| 15-Jan-20 7:06 PM View: | AXT Inc. (AXTI) | 13-Jan-20 | Option Exercise | 90,000 | $2.36 | $212,400.00 | 6% 1.54M to 1.63M | |
| 08-Nov-19 1:12 PM View: | AXT Inc. (AXTI) | 06-Nov-19 | Grant | 160,330 | -- | -- | 12% 1.37M to 1.54M | |
| 20-Dec-18 5:15 PM View: | AXT Inc. (AXTI) | 19-Dec-18 | Option Exercise | 115,199 | $2.42 | $278,974.00 | 9% 1.26M to 1.37M | |
| 08-Nov-18 3:56 PM View: | AXT Inc. (AXTI) | 05-Nov-18 | Grant | 87,020 | -- | -- | 7% 1.17M to 1.26M | |
| 20-Nov-17 8:17 PM View: | AXT Inc. (AXTI) | 20-Nov-17 | Grant | 30,000 | $2.18 | $65,400.00 | 3% 1.18M to 1.21M | |
| 20-Nov-17 8:17 PM View: | AXT Inc. (AXTI) | 20-Nov-17 | Market Sale | 30,000 | $9.76 | $292,800.00 | (2%) 1.21M to 1.18M | 55% |
| 08-Nov-17 1:48 PM View: | AXT Inc. (AXTI) | 07-Nov-17 | Grant | 50,000 | $2.18 | $109,000.00 | 4% 1.12M to 1.17M | |
| 08-Nov-17 1:48 PM View: | AXT Inc. (AXTI) | 07-Nov-17 | Market Sale | 50,000 | $8.86 | $443,000.00 | (4%) 1.17M to 1.12M | 50% |
| 30-Oct-17 2:37 PM View: | AXT Inc. (AXTI) | 27-Oct-17 | Grant | 61,666 | -- | -- | 6% 1.12M to 1.18M | |
| 02-Aug-17 5:14 PM View: | AXT Inc. (AXTI) | 31-Jul-17 | Option Exercise | 92,896 | $1.59 | $147,705.00 | 8% 1.12M to 1.21M | |
| 02-Aug-17 5:14 PM View: | AXT Inc. (AXTI) | 31-Jul-17 | Market Option Sale | 92,896 | $8.54 | $792,882.00 | (8%) 1.21M to 1.12M | 48% |
| 01-Dec-16 6:02 PM View: | AXT Inc. (AXTI) | 30-Nov-16 | Option Exercise | 40,000 | $1.59 | $63,600.00 | 4% 1.09M to 1.13M | |
| 01-Dec-16 6:02 PM View: | AXT Inc. (AXTI) | 30-Nov-16 | Market Option Sale | 10,710 | $5.05 | $54,085.50 | (< 1%) 1.13M to 1.12M | 12% |
| 01-Dec-16 6:02 PM View: | AXT Inc. (AXTI) | 29-Nov-16 | Market Option Sale | 700 | $5.10 | $3,570.00 | (< 1%) 1.09M to 1.09M | 13% |