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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jan-22 4:13 PM View:  | Neostem, Inc. (LSTA) | 10-Jan-22 | Grant | 65,430 | -- | -- | 41% 158.03K to 223.46K | |
| 10-Dec-21 5:03 PM View: | Neostem, Inc. (LSTA) | 08-Dec-21 | Market Purchase | 33,785 | $0.89 | $30,190.30 | 27% 124.24K to 158.03K | (100%) |
| 12-Jan-21 6:19 PM View: | Neostem, Inc. (LSTA) | 11-Jan-21 | Grant | 37,735 | -- | -- | 44% 86.51K to 124.24K | |
| 14-Jan-20 4:16 PM View: | Neostem, Inc. (LSTA) | 13-Jan-20 | Grant | 18,292 | $3.28 | $59,997.80 | 27% 68.22K to 86.51K | |
| 16-Jan-19 4:07 PM View: | Neostem, Inc. (LSTA) | 14-Jan-19 | Grant | 12,121 | $4.95 | $59,998.90 | 22% 56.1K to 68.22K | < 1% |
| 10-Jan-19 12:24 PM View: | Neostem, Inc. (LSTA) | 08-Jan-19 | Grant | 8,747 | -- | -- | 18% 47.35K to 56.1K | |
| 18-May-17 4:59 PM View: | Neostem, Inc. (LSTA) | 16-May-17 | Grant | 2,565 | -- | -- | 6% 44.78K to 47.35K | |
| 31-Jan-17 6:51 PM View: | Neostem, Inc. (LSTA) | 09-Jan-17 | Grant | 1,650 | -- | -- | 4% 43.13K to 44.78K | |
| 23-Jun-16 5:51 PM View: | Neostem, Inc. (LSTA) | 22-Jun-16 | Grant | 7,500 | -- | -- | 2% 423.81K to 431.31K | |
| 27-Jan-16 9:41 PM View: | Neostem, Inc. (LSTA) | 25-Jan-16 | Grant | 9,000 | -- | -- | 2% 414.81K to 423.81K | |
| 23-Dec-15 9:00 PM View: | Neostem, Inc. (LSTA) | 22-Dec-15 | Grant | 150,000 | -- | -- | 57% 264.81K to 414.81K | |
| 04-Jun-15 9:03 PM View: | Neostem, Inc. (LSTA) | 02-Jun-15 | Grant | 10,000 | -- | -- | 4% 254.81K to 264.81K | |
| 19-May-15 2:27 PM View: | Quantumsphere, Inc. (QSIM) | 18-May-15 | Acquisition (other) Duplicate | 53,261 | -- | -- | 6% 864.61K to 917.87K | |
| 02-Jan-15 9:01 PM View: | Neostem, Inc. (LSTA) | 02-Jan-15 | Grant | 19,000 | -- | -- | 8% 235.81K to 254.81K | |
| 09-Dec-14 9:00 PM View: | Neostem, Inc. (LSTA) | 09-Dec-14 | Market Purchase | 15,000 | $3.49 | $52,408.50 | 7% 220.81K to 235.81K | (90%) |
| 09-Dec-14 9:00 PM View: | Neostem, Inc. (LSTA) | 05-Dec-14 | Market Purchase | 5,000 | $3.75 | $18,744.50 | 2% 215.81K to 220.81K | (90%) |
| 01-Dec-14 5:32 PM View: | Neostem, Inc. (LSTA) | 01-Dec-14 | Market Purchase | 5,000 | $3.85 | $19,247.50 | 2% 210.81K to 215.81K | (91%) |
| 01-Dec-14 5:32 PM View: | Neostem, Inc. (LSTA) | 28-Nov-14 | Market Purchase | 5,000 | $3.99 | $19,946.00 | 2% 205.81K to 210.81K | (91%) |
| 26-Nov-14 6:01 AM View: | Neostem, Inc. (LSTA) | 25-Nov-14 | Market Purchase | 15,000 | $3.99 | $59,850.00 | 8% 190.81K to 205.81K | (91%) |
| 25-Nov-14 6:05 AM View: | Neostem, Inc. (LSTA) | 24-Nov-14 | Market Purchase | 19,800 | $3.94 | $78,081.30 | 12% 171.0K to 190.81K | (91%) |
| 21-Aug-14 9:04 PM View: | Quantumsphere, Inc. (QSIM) | 19-Aug-14 | Exercise (in-the money or at-the-money) | 175,000 | $1.00 | $175,000.00 | 25% 689.61K to 864.61K | |
| 03-Jan-14 9:06 PM View: | Neostem, Inc. (LSTA) | 02-Jan-14 | Grant | 19,000 | -- | -- | 12% 152.0K to 171.0K | |
| 25-Nov-13 8:02 AM View: | Neostem, Inc. (LSTA) | 12-Nov-13 | Market Purchase | 8,012 | $6.25 | $50,075.00 | 6% 143.99K to 152.0K | (94%) |
| 04-Jan-13 9:00 PM View: | Neostem, Inc. (LSTA) | 04-Jan-13 | Grant | 170,000 | -- | -- | 13% 1.27M to 1.44M | |
| 03-Jul-12 6:51 PM View: | Neostem, Inc. (LSTA) | 29-Jun-12 | Grant | 15,306 | -- | -- | 1% 1.25M to 1.27M | |
| 06-Jan-12 9:05 PM View: | Neostem, Inc. (LSTA) | 04-Jan-12 | Grant | 170,000 | -- | -- | 16% 1.08M to 1.25M | |
| 04-Mar-11 5:15 PM View: | Neostem, Inc. (LSTA) | 03-Mar-11 | Private Purchase | 195,312 | $1.28 | $249,999.00 | 28% 693.99K to 889.3K | |
| 04-Mar-11 5:15 PM View: | Neostem, Inc. (LSTA) | 03-Mar-11 | Private Purchase | 195,313 | $1.28 | $250,001.00 | 22% 889.3K to 1.08M | |
| 20-Aug-10 9:45 PM View: | Neostem, Inc. (LSTA) | 18-Aug-10 | Private Purchase | 80,000 | $1.50 | $120,000.00 | 13% 613.99K to 693.99K | |
| 22-Feb-10 3:33 PM View: | Neostem, Inc. (LSTA) | 18-Feb-10 | Market Purchase | 200,000 | $1.35 | $270,000.00 | 48% 413.99K to 613.99K | (97%) |
| 08-Jan-10 9:48 PM View: | Neostem, Inc. (LSTA) | 08-Jan-10 | Private Purchase | 137,728 | $1.09 | $150,124.00 | 50% 276.26K to 413.99K | |
| 06-Nov-09 8:48 PM View: | Neostem, Inc. (LSTA) | 04-Nov-09 | Grant | 100,000 | -- | -- | 57% 176.26K to 276.26K | |
| 02-Nov-09 7:20 PM View: | Neostem, Inc. (LSTA) | 30-Oct-09 | Acquisition (other) | 54,905 | -- | -- | 45% 121.36K to 176.26K | |
| 22-May-09 5:01 PM View: | Neostem, Inc. (LSTA) | 21-May-09 | Grant | 25,000 | -- | -- | 26% 96.36K to 121.36K | |
| 31-Dec-08 6:48 PM View: | SM&A (WINS) | 29-Dec-08 | Disposition | 2,829,610 | -- | -- | (100%) 2.83M to 0 | |
| 06-Aug-08 8:27 PM View: | SM&A (WINS) | 04-Aug-08 | Acquisition (other) | 890,774 | -- | -- | 100% 0 to 890.77K | |
| 22-Feb-08 3:59 PM View: | SM&A (WINS) | 21-Feb-08 | Market Sale | 15,000 | $6.29 | $94,314.00 | (< 1%) 2.84M to 2.83M | 26% |
| 22-Feb-08 3:59 PM View: | SM&A (WINS) | 20-Feb-08 | Market Sale | 10,000 | $6.33 | $63,300.00 | (< 1%) 2.85M to 2.84M | 26% |
| 29-Jan-08 5:19 PM View: | SM&A (WINS) | 28-Jan-08 | Market Sale | 10,000 | $5.82 | $58,177.00 | (< 1%) 2.86M to 2.85M | 20% |
| 29-Jan-08 5:19 PM View: | SM&A (WINS) | 25-Jan-08 | Market Sale | 1,700 | $5.82 | $9,886.35 | (< 1%) 2.87M to 2.86M | 18% |
| 15-Jan-08 7:06 PM View: | SM&A (WINS) | 11-Jan-08 | Market Sale | 88,300 | $5.90 | $520,970.00 | (3%) 2.95M to 2.87M | 21% |
| 01-Oct-07 5:00 PM View: | Neostem, Inc. (LSTA) | 27-Sep-07 | Grant | 30,000 | -- | -- | 45% 66.36K to 96.36K | |
| 25-Sep-07 7:52 PM View: | SM&A (WINS) | 21-Sep-07 | Market Sale | 52,500 | $6.56 | $344,211.00 | (2%) 3.02M to 2.97M | 29% |
| 20-Sep-07 7:47 PM View: | SM&A (WINS) | 18-Sep-07 | Market Sale | 50,000 | $6.32 | $316,000.00 | (2%) 3.07M to 3.02M | 26% |
| 17-Sep-07 8:35 PM View: | SM&A (WINS) | 13-Sep-07 | Market Sale | 3,000 | $6.37 | $19,118.10 | (< 1%) 3.07M to 3.07M | 27% |
| 12-Sep-07 6:59 PM View: | SM&A (WINS) | 10-Sep-07 | Market Sale | 8,000 | $6.36 | $50,892.80 | (< 1%) 3.08M to 3.07M | 27% |
| 04-Sep-07 9:36 PM View: | SM&A (WINS) | 31-Aug-07 | Market Sale | 10,000 | $6.27 | $62,727.00 | (< 1%) 3.09M to 3.08M | 26% |
| 04-Sep-07 9:36 PM View: | SM&A (WINS) | 30-Aug-07 | Market Sale | 10,000 | $6.26 | $62,594.00 | (< 1%) 3.1M to 3.09M | 26% |
| 15-Jun-07 1:50 PM View: | SM&A (WINS) | 13-Jun-07 | Market Sale | 32,000 | $6.95 | $222,490.00 | (1%) 3.13M to 3.1M | 33% |
| 04-May-07 6:20 PM View: | SM&A (WINS) | 02-May-07 | Market Sale | 48,000 | $7.52 | $360,960.00 | (2%) 3.18M to 3.13M | 38% |