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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-May-09 8:10 PM View:  | Arena Pharmaceuticals, Inc. (ARNA) | 14-May-09 | Market Purchase | 3,500 | $2.74 | $9,588.35 | 35% 10.0K to 13.5K | 168% |
| 13-May-08 3:15 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 13-May-08 | Market Purchase | 10,000 | $5.18 | $51,800.00 | 100% 0 to 10.0K | 30% |
| 13-Dec-05 4:21 PM View: | Blackrock Enhanced Dividend... (BDJ) | 09-Dec-05 | Market Purchase | 600 | $13.03 | $7,818.00 | 100% 0 to 0.6K | (26%) |
| 13-Dec-05 4:26 PM View: | Blackrock World Investment ... (BWC) | 09-Dec-05 | Market Purchase | 250 | $14.70 | $3,675.00 | 100% 0 to 0.25K | (21%) |
| 27-Jun-05 5:52 PM View: | BlackRock Global Opportunit... (BOE) | 23-Jun-05 | Market Purchase | 200 | $25.01 | $5,002.00 | 100% 0 to 0.2K | (62%) |
| 27-Jun-05 5:58 PM View: | BlackRock High Income Shares (HIS) | 23-Jun-05 | Market Purchase | 200 | $2.83 | $566.00 | 100% 0 to 0.2K | (49%) |
| 22-Apr-05 3:00 PM View: | BlackRock Health Sciences T... (BME) | 22-Apr-05 | Market Purchase | 150 | $25.02 | $3,753.00 | 100% 0 to 0.15K | 1% |
| 28-Jan-05 6:41 PM View: | BlackRock Global Energy and... (BGR) | 27-Jan-05 | Market Purchase | 100 | $25.01 | $2,501.00 | 100% 0 to 100 | (64%) |
| 11-Jan-05 5:26 PM View: | Blackrock Investment Qualit... (BQT) | 30-Dec-04 | Disposition (other) | 10 | $9.99 | $99.90 | (100%) 10 to 0 | |
| 09-Dec-04 5:02 PM View: | Blackrock Advantage Term Tr... (BAT) | 07-Dec-04 | Market Sale | 306 | $10.83 | $3,310.50 | (97%) 0.32K to 10 | |
| 09-Dec-04 5:02 PM View: | BlackRock High Yield Trust (BHY) | 07-Dec-04 | Market Sale | 4,439 | $9.98 | $44,283.70 | (56%) 7.94K to 3.5K | 34% |
| 09-Dec-04 5:03 PM View: | BlackRock Income Trust Inc. (BKT) | 07-Dec-04 | Market Sale | 50 | $7.20 | $360.07 | (83%) 60 to 10 | < 1% |
| 03-Nov-04 2:09 PM View: | Blackrock Floating Rate Inc... (BGT) | 02-Nov-04 | Market Purchase | 300 | $19.00 | $5,700.00 | 100% 0 to 0.3K | (38%) |
| 23-Jun-04 3:54 PM View: | BlackRock Strategic Dividen... (BDT) | 22-Jun-04 | Market Purchase | 310 | $12.94 | $4,011.40 | 100% 0 to 0.31K | (12%) |
| 23-Jun-04 3:51 PM View: | BlackRock S&P Quality Ranki... (BQY) | 22-Jun-04 | Market Purchase | 200 | $15.01 | $3,002.00 | 100% 0 to 0.2K | (25%) |
| 27-Jan-04 10:00 PM View: | BlackRock Dividend Achiever... (BDV) | 22-Jan-04 | Market Purchase | 200 | $15.00 | $3,000.00 | 100% 0 to 0.2K | (28%) |
| 04-Dec-03 10:00 PM View: | BlackRock Municipal 2020 Te... (BKK) | 02-Dec-03 | Market Purchase | 300 | $14.74 | $4,422.00 | 100% 0 to 0.3K | (19%) |
| 04-Dec-03 10:00 PM View: | BlackRock Limited Duration ... (BLW) | 02-Dec-03 | Market Purchase | 300 | $18.63 | $5,589.00 | 100% 0 to 0.3K | (23%) |
| 04-Dec-03 10:00 PM View: | Partners Balanced Trust (BWP) | 02-Dec-03 | Purchase | 300 | $21.03 | $6,309.00 | 100% 0 to 0.3K | |
| 06-Nov-03 10:00 PM View: | Micromet, Inc. (MITI) | 04-Nov-03 | Conversion | 13,759 | -- | -- | 57% 24.09K to 37.85K | |
| 06-Nov-03 10:00 PM View: | Micromet, Inc. (MITI) | 04-Nov-03 | Purchase | 2,500 | $12.00 | $30,000.00 | 7% 37.85K to 40.35K |