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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Aug-19 6:44 PM View:  | SunCoke Energy Inc. (SXC) | 14-Aug-19 | Market Purchase | 15,974 | $5.91 | $94,406.30 | 100% 0 to 15.97K | (33%) |
| 25-Apr-19 8:14 PM View: | Northern Trust Corp. (NTRS) | 23-Apr-19 | Grant | 23 | $95.94 | $2,190.31 | < 1% 33.9K to 33.92K | (4%) |
| 19-Apr-18 7:09 PM View: | Northern Trust Corp. (NTRS) | 17-Apr-18 | Grant | 1,033 | -- | -- | 3% 32.87K to 33.9K | |
| 25-May-17 9:52 PM View: | American DG Energy, Inc. (ADGE) | 23-May-17 | Disposition (other) | 200,842 | -- | -- | (100%) 200.84K to 0 | |
| 27-Apr-17 7:25 PM View: | Northern Trust Corp. (NTRS) | 25-Apr-17 | Grant | 1,214 | -- | -- | 4% 31.65K to 32.87K | |
| 20-Apr-16 7:52 PM View: | Northern Trust Corp. (NTRS) | 19-Apr-16 | Grant | 1,531 | -- | -- | 5% 30.12K to 31.65K | |
| 10-Dec-15 2:09 PM View: | American DG Energy, Inc. (ADGE) | 09-Dec-15 | Market Purchase | 13,487 | $0.50 | $6,703.04 | 7% 187.35K to 200.84K | (36%) |
| 09-Dec-15 2:26 PM View: | American DG Energy, Inc. (ADGE) | 08-Dec-15 | Market Purchase | 7,927 | $0.50 | $3,963.50 | 4% 179.43K to 187.35K | (36%) |
| 04-Dec-15 1:58 PM View: | American DG Energy, Inc. (ADGE) | 03-Dec-15 | Market Purchase | 935 | $0.49 | $459.55 | < 1% 178.49K to 179.43K | (35%) |
| 04-Dec-15 1:58 PM View: | American DG Energy, Inc. (ADGE) | 02-Dec-15 | Market Purchase | 521 | $0.50 | $260.50 | < 1% 177.97K to 178.49K | (36%) |
| 02-Dec-15 1:58 PM View: | American DG Energy, Inc. (ADGE) | 30-Nov-15 | Market Purchase | 960 | $0.50 | $480.00 | < 1% 177.01K to 177.97K | (36%) |
| 01-Dec-15 12:19 PM View: | American DG Energy, Inc. (ADGE) | 27-Nov-15 | Market Purchase | 1,261 | $0.50 | $630.50 | < 1% 175.75K to 177.01K | (36%) |
| 24-Nov-15 11:47 AM View: | American DG Energy, Inc. (ADGE) | 20-Nov-15 | Market Purchase | 5,094 | $0.50 | $2,547.00 | 3% 170.66K to 175.75K | (36%) |
| 12-Nov-15 5:45 PM View: | American DG Energy, Inc. (ADGE) | 10-Nov-15 | Market Purchase | 1,358 | $0.50 | $679.00 | < 1% 169.3K to 170.66K | (36%) |
| 12-Nov-15 5:45 PM View: | American DG Energy, Inc. (ADGE) | 06-Nov-15 | Market Purchase | 2,314 | $0.50 | $1,157.00 | 1% 166.99K to 169.3K | (36%) |
| 23-Oct-15 2:55 PM View: | American DG Energy, Inc. (ADGE) | 21-Oct-15 | Market Purchase | 6,923 | $0.50 | $3,457.35 | 4% 160.06K to 166.99K | (36%) |
| 21-Oct-15 1:28 PM View: | American DG Energy, Inc. (ADGE) | 20-Oct-15 | Market Purchase | 17,598 | $0.49 | $8,568.47 | 12% 142.46K to 160.06K | (34%) |
| 21-Oct-15 1:28 PM View: | American DG Energy, Inc. (ADGE) | 19-Oct-15 | Market Purchase | 3,741 | $0.50 | $1,870.50 | 3% 138.72K to 142.46K | (36%) |
| 15-Oct-15 7:13 PM View: | American DG Energy, Inc. (ADGE) | 14-Oct-15 | Market Purchase | 11,146 | $0.50 | $5,573.00 | 9% 127.58K to 138.72K | (36%) |
| 15-Oct-15 7:13 PM View: | American DG Energy, Inc. (ADGE) | 13-Oct-15 | Market Purchase | 4,772 | $0.49 | $2,314.42 | 4% 122.81K to 127.58K | (34%) |
| 13-Oct-15 10:23 AM View: | American DG Energy, Inc. (ADGE) | 12-Oct-15 | Market Purchase | 17,645 | $0.47 | $8,208.45 | 17% 105.16K to 122.81K | (31%) |
| 13-Oct-15 10:23 AM View: | American DG Energy, Inc. (ADGE) | 09-Oct-15 | Market Purchase | 4,410 | $0.40 | $1,767.53 | 4% 100.75K to 105.16K | (20%) |
| 13-Oct-15 10:23 AM View: | American DG Energy, Inc. (ADGE) | 08-Oct-15 | Market Purchase | 6,516 | $0.37 | $2,406.36 | 7% 94.23K to 100.75K | (13%) |
| 13-Oct-15 10:23 AM View: | American DG Energy, Inc. (ADGE) | 07-Oct-15 | Market Purchase | 13,634 | $0.37 | $5,043.22 | 17% 80.6K to 94.23K | (13%) |
| 07-Oct-15 5:30 PM View: | American DG Energy, Inc. (ADGE) | 06-Oct-15 | Market Purchase | 8,467 | $0.36 | $3,050.66 | 12% 72.13K to 80.6K | (11%) |
| 07-Oct-15 5:30 PM View: | American DG Energy, Inc. (ADGE) | 05-Oct-15 | Market Purchase | 7,133 | $0.36 | $2,567.17 | 11% 65.0K to 72.13K | (11%) |
| 07-Jul-15 1:42 PM View: | American DG Energy, Inc. (ADGE) | 02-Jul-15 | Market Purchase | 16,000 | $0.39 | $6,240.00 | 33% 49.0K to 65.0K | (18%) |
| 02-Jul-15 4:01 PM View: | American DG Energy, Inc. (ADGE) | 01-Jul-15 | Market Purchase | 9,000 | $0.43 | $3,870.00 | 22% 40.0K to 49.0K | (26%) |
| 02-Jul-15 4:01 PM View: | American DG Energy, Inc. (ADGE) | 30-Jun-15 | Market Purchase | 25,000 | $0.44 | $11,000.00 | 167% 15.0K to 40.0K | (27%) |
| 23-Apr-15 8:03 PM View: | Northern Trust Corp. (NTRS) | 21-Apr-15 | Grant | 1,530 | -- | -- | 5% 28.59K to 30.12K | |
| 24-Nov-14 6:31 PM View: | American DG Energy, Inc. (ADGE) | 24-Nov-14 | Market Purchase | 7,500 | $0.77 | $5,775.00 | 100% 7.5K to 15.0K | (58%) |
| 21-Nov-14 3:50 PM View: | American DG Energy, Inc. (ADGE) | 21-Nov-14 | Market Purchase | 7,500 | $0.71 | $5,325.00 | 100% 0 to 7.5K | (55%) |
| 16-Apr-14 8:56 PM View: | Northern Trust Corp. (NTRS) | 15-Apr-14 | Grant | 1,677 | -- | -- | 6% 26.91K to 28.59K | |
| 16-Apr-13 8:34 PM View: | Northern Trust Corp. (NTRS) | 16-Apr-13 | Grant | 1,872 | -- | -- | 7% 25.04K to 26.91K | |
| 19-Apr-12 4:57 PM View: | Northern Trust Corp. (NTRS) | 17-Apr-12 | Grant | 1,920 | -- | -- | 8% 23.12K to 25.04K | |
| 25-Jan-12 10:55 AM View: | Exelon Corp. (EXC) | 23-Jan-12 | Disposition | 13,457 | $39.83 | $535,992.00 | (4%) 370.36K to 356.9K | (19%) |
| 25-Jan-12 10:55 AM View: | Exelon Corp. (EXC) | 23-Jan-12 | Payment of Exercise | 23,300 | $39.83 | $928,039.00 | (7%) 356.9K to 333.6K | (19%) |
| 25-Jan-12 10:55 AM View: | Exelon Corp. (EXC) | 23-Jan-12 | Option Exercise | 61,334 | $39.83 | $2,442,930.00 | 20% 309.03K to 370.36K | 19% |
| 21-Apr-11 10:00 PM View: | Northern Trust Corp. (NTRS) | 19-Apr-11 | Grant | 1,849 | -- | -- | 9% 21.27K to 23.12K | |
| 26-Jan-11 1:59 PM View: | Exelon Corp. (EXC) | 24-Jan-11 | Disposition | 36,397 | $43.40 | $1,579,630.00 | (10%) 367.4K to 331.0K | (15%) |
| 26-Jan-11 1:59 PM View: | Exelon Corp. (EXC) | 24-Jan-11 | Payment of Exercise | 22,293 | $43.40 | $967,516.00 | (7%) 331.0K to 308.71K | (15%) |
| 26-Jan-11 1:59 PM View: | Exelon Corp. (EXC) | 24-Jan-11 | Option Exercise | 58,691 | $43.40 | $2,547,190.00 | 19% 308.71K to 367.4K | 15% |
| 22-Apr-10 3:54 PM View: | Northern Trust Corp. (NTRS) | 20-Apr-10 | Grant | 1,625 | -- | -- | 8% 19.65K to 21.27K | |
| 27-Jan-10 2:51 PM View: | Northern Trust Corp. (NTRS) | 27-Jan-10 | Market Purchase | 10,000 | $51.44 | $514,422.00 | 104% 9.65K to 19.65K | 106% |
| 27-Jan-10 3:36 PM View: | Exelon Corp. (EXC) | 25-Jan-10 | Disposition | 61,575 | $46.09 | $2,837,990.00 | (15%) 407.27K to 345.69K | (14%) |
| 27-Jan-10 3:36 PM View: | Exelon Corp. (EXC) | 25-Jan-10 | Payment of Exercise | 37,322 | $46.09 | $1,720,170.00 | (11%) 345.69K to 308.37K | (14%) |
| 27-Jan-10 3:36 PM View: | Exelon Corp. (EXC) | 25-Jan-10 | Option Exercise | 98,898 | $46.09 | $4,558,210.00 | 32% 308.37K to 407.27K | 14% |
| 23-Apr-09 2:00 PM View: | Northern Trust Corp. (NTRS) | 21-Apr-09 | Grant | 1,424 | -- | -- | 17% 8.22K to 9.65K | |
| 28-Jan-09 5:11 PM View: | Exelon Corp. (EXC) | 26-Jan-09 | Disposition | 74,758 | $56.51 | $4,224,570.00 | (17%) 428.84K to 354.08K | 4% |
| 28-Jan-09 5:11 PM View: | Exelon Corp. (EXC) | 26-Jan-09 | Payment of Exercise | 45,999 | $56.51 | $2,599,400.00 | (13%) 354.08K to 308.08K | 4% |