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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Sep-10 6:13 PM View:  | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,500 | $10.63 | $111,600.00 | 101% 10.42K to 20.92K | 3% |
| 14-Sep-10 6:13 PM View: | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 20,923 | $11.00 | $230,153.00 | (100%) 20.92K to 0 | < 1% |
| 29-Mar-10 6:05 PM View: | Southwest Water Co. (SWWC) | 29-Mar-10 | Option Exercise | 7,350 | $8.24 | $60,600.00 | 71% 10.42K to 17.77K | |
| 29-Mar-10 6:05 PM View: | Southwest Water Co. (SWWC) | 29-Mar-10 | Market Option Sale | 7,350 | $10.43 | $76,639.20 | (41%) 17.77K to 10.42K | < 1% |
| 05-Sep-08 5:22 PM View: | Southwest Water Co. (SWWC) | 05-Sep-08 | Option Exercise | 4,781 | $4.94 | $23,600.00 | 46% 10.42K to 15.2K | 132% |
| 05-Sep-08 5:22 PM View: | Southwest Water Co. (SWWC) | 05-Sep-08 | Market Option Sale | 4,781 | $10.64 | $50,877.50 | (31%) 15.2K to 10.42K | 49% |
| 20-May-08 11:47 AM View: | Southwest Water Co. (SWWC) | 19-May-08 | Option Exercise | 12,882 | $6.66 | $85,776.20 | 124% 10.42K to 23.3K | 59% |
| 20-May-08 11:47 AM View: | Southwest Water Co. (SWWC) | 19-May-08 | Market Option Sale | 12,882 | $10.50 | $135,261.00 | (55%) 23.3K to 10.42K | 48% |
| 31-Jan-08 5:07 PM View: | Southwest Water Co. (SWWC) | 29-Jan-08 | Grant | 2,756 | -- | -- | 36% 7.67K to 10.42K | |
| 16-Aug-07 2:36 PM View: | Southwest Water Co. (SWWC) | 15-Aug-07 | Option Exercise | 1,744 | $3.35 | $5,848.16 | 23% 7.67K to 9.41K | |
| 16-Aug-07 2:36 PM View: | Southwest Water Co. (SWWC) | 15-Aug-07 | Market Option Sale | 1,744 | $14.45 | $25,197.80 | (19%) 9.41K to 7.67K | 61% |