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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Oct-22 6:50 PM View:  | Infrastructure & Energy Alt... (IEA) | 07-Oct-22 | Disposition | 201,799 | -- | -- | (100%) 201.8K to 0 | |
| 29-Mar-22 5:43 PM View: | Infrastructure & Energy Alt... (IEA) | 26-Mar-22 | Payment of Exercise | 24,776 | -- | -- | (11%) 226.57K to 201.8K | |
| 28-Feb-22 7:27 PM View: | Infrastructure & Energy Alt... (IEA) | 23-Feb-22 | Grant | 25,285 | -- | -- | 13% 201.29K to 226.57K | |
| 20-Dec-21 5:37 PM View: | Infrastructure & Energy Alt... (IEA) | 20-Dec-21 | Purchase | 10,000 | $8.71 | $87,100.00 | 5% 191.29K to 201.29K | |
| 19-May-21 4:24 PM View: | Infrastructure & Energy Alt... (IEA) | 17-May-21 | Grant | 15,290 | -- | -- | 9% 176.0K to 191.29K | |
| 30-Mar-21 8:50 PM View: | Infrastructure & Energy Alt... (IEA) | 26-Mar-21 | Payment of Exercise | 23,215 | $14.35 | $333,135.00 | (12%) 199.22K to 176.0K | |
| 25-Mar-21 8:30 PM View: | Infrastructure & Energy Alt... (IEA) | 08-Mar-21 | Grant | 122,786 | -- | -- | 161% 76.43K to 199.22K | |
| 21-Aug-20 4:37 PM View: | Infrastructure & Energy Alt... (IEA) | 20-Aug-20 | Grant | 71,429 | -- | -- | 1429% 5.0K to 76.43K | |
| 07-Apr-20 7:47 PM View: | Infrastructure & Energy Alt... (IEA) | 07-Apr-20 | Private Purchase | 5,000 | $1.97 | $9,850.00 | 100% 0 to 5.0K | |
| 27-Feb-18 5:14 PM View: | Rhapsody Acquisition Corp (PRIM) | 26-Feb-18 | Private Purchase | 3,195 | $20.87 | $66,679.70 | 12% 25.67K to 28.86K | |
| 26-Sep-17 4:03 PM View: | Rhapsody Acquisition Corp (PRIM) | 25-Sep-17 | Market Sale | 17,678 | $28.98 | $512,338.00 | (41%) 43.35K to 25.67K | 22% |
| 26-Sep-17 4:03 PM View: | Rhapsody Acquisition Corp (PRIM) | 22-Sep-17 | Market Sale | 2,100 | $29.10 | $61,111.50 | (5%) 45.45K to 43.35K | 22% |
| 09-Mar-17 1:31 PM View: | Rhapsody Acquisition Corp (PRIM) | 07-Mar-17 | Grant | 3,326 | $17.54 | $58,338.00 | 8% 42.12K to 45.45K | |
| 11-Mar-16 4:57 PM View: | Rhapsody Acquisition Corp (PRIM) | 10-Mar-16 | Grant | 3,334 | $16.75 | $55,844.50 | 9% 38.79K to 42.12K | |
| 05-May-15 6:08 PM View: | Rhapsody Acquisition Corp (PRIM) | 04-May-15 | Grant | 3,217 | $16.84 | $54,174.30 | 9% 35.57K to 38.79K | |
| 10-Mar-14 3:59 PM View: | Rhapsody Acquisition Corp (PRIM) | 07-Mar-14 | Private Purchase | 2,898 | $21.57 | $62,509.90 | 9% 32.67K to 35.57K | |
| 15-Mar-13 5:07 PM View: | Rhapsody Acquisition Corp (PRIM) | 13-Mar-13 | Private Purchase | 5,294 | $11.02 | $58,339.90 | 19% 27.38K to 32.67K | |
| 16-Mar-12 5:21 PM View: | Rhapsody Acquisition Corp (PRIM) | 15-Mar-12 | Private Purchase | 5,035 | $11.09 | $55,838.20 | 23% 22.34K to 27.38K | |
| 17-Mar-11 4:22 PM View: | Rhapsody Acquisition Corp (PRIM) | 10-Mar-11 | Private Purchase Duplicate | 7,342 | $6.81 | $49,999.00 | 49% 15.0K to 22.34K | |
| 23-Aug-10 2:09 PM View: | Rhapsody Acquisition Corp (PRIM) | 23-Aug-10 | Market Purchase | 5,000 | $5.80 | $29,000.00 | 50% 10.0K to 15.0K | 264% |
| 30-Mar-10 2:52 PM View: | Rhapsody Acquisition Corp (PRIM) | 29-Mar-10 | Market Purchase | 5,000 | $7.75 | $38,750.00 | 100% 5.0K to 10.0K | 171% |
| 23-Mar-09 9:45 PM View: | Rhapsody Acquisition Corp (PRIM) | 20-Mar-09 | Market Purchase | 2,500 | $3.60 | $9,000.00 | 100% 2.5K to 5.0K | 473% |
| 14-Aug-08 9:02 PM View: | Rhapsody Acquisition Corp (PRIM) | 14-Aug-08 | Market Purchase | 2,500 | $7.75 | $19,375.00 | 100% 0 to 2.5K | 164% |
| 22-Nov-06 5:31 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Option Exercise | 15,364 | $8.88 | $136,432.00 | 14% 112.91K to 128.27K | |
| 22-Nov-06 5:33 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Option Exercise | 14,165 | $8.88 | $125,785.00 | 6% 229.22K to 243.38K | |
| 22-Nov-06 5:33 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Option Exercise | 200 | $13.47 | $2,694.00 | (< 1%) 245.08K to 244.88K | 58% |
| 22-Nov-06 5:35 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Option Exercise | 13,195 | $8.88 | $117,172.00 | 12% 114.51K to 127.7K | |
| 22-Nov-06 5:35 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Option Exercise | 100 | $13.59 | $1,359.00 | (< 1%) 127.7K to 127.6K | 59% |
| 22-Nov-06 5:38 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Option Exercise | 9,475 | $7.85 | $74,372.10 | 8% 114.51K to 123.98K | |
| 22-Nov-06 5:31 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Market Option Sale | 800 | $13.30 | $10,640.00 | < 1% 128.27K to 129.07K | (58%) |
| 22-Nov-06 5:31 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Market Option Sale | 14,564 | $13.35 | $194,469.00 | (11%) 129.07K to 114.51K | 58% |
| 22-Nov-06 5:33 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Private Option Sale | 1,700 | $8.88 | $15,096.00 | < 1% 243.38K to 245.08K | |
| 22-Nov-06 5:33 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Market Option Sale | 12,465 | $13.47 | $167,954.00 | (5%) 244.88K to 232.42K | 58% |
| 22-Nov-06 5:33 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Market Sale | 3,200 | $13.47 | $43,116.90 | (1%) 232.42K to 229.22K | 58% |
| 22-Nov-06 5:35 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Market Option Sale | 13,095 | $13.60 | $178,059.00 | (10%) 127.6K to 114.51K | 59% |
| 22-Nov-06 5:38 PM View: | Southwest Water Co. (SWWC) | 16-Nov-06 | Market Option Sale | 9,475 | $13.70 | $129,819.00 | (8%) 123.98K to 114.51K | 59% |
| 01-Nov-06 3:58 PM View: | Southwest Water Co. (SWWC) | 30-Oct-06 | Option Exercise | 30,917 | $6.97 | $215,454.00 | 27% 114.51K to 145.43K | |
| 01-Nov-06 3:58 PM View: | Southwest Water Co. (SWWC) | 30-Oct-06 | Market Option Sale | 30,917 | $12.98 | $401,303.00 | (21%) 145.43K to 114.51K | 57% |
| 24-Oct-06 6:07 PM View: | Southwest Water Co. (SWWC) | 19-Oct-06 | Option Exercise | 259 | $6.94 | $1,797.46 | < 1% 114.51K to 114.77K | |
| 24-Oct-06 6:07 PM View: | Southwest Water Co. (SWWC) | 19-Oct-06 | Market Option Sale | 259 | $13.07 | $3,385.13 | (< 1%) 114.77K to 114.51K | 57% |
| 17-Oct-06 2:54 PM View: | Southwest Water Co. (SWWC) | 16-Oct-06 | Option Exercise | 34,266 | $8.44 | $289,205.00 | 30% 114.51K to 148.77K | |
| 17-Oct-06 2:54 PM View: | Southwest Water Co. (SWWC) | 16-Oct-06 | Market Option Sale | 34,266 | $13.02 | $446,143.00 | (23%) 148.77K to 114.51K | 57% |
| 17-Oct-06 2:54 PM View: | Southwest Water Co. (SWWC) | 13-Oct-06 | Option Exercise | 21,438 | $7.15 | $153,254.00 | 19% 114.51K to 135.95K | |
| 17-Oct-06 2:54 PM View: | Southwest Water Co. (SWWC) | 13-Oct-06 | Market Option Sale | 21,438 | $12.95 | $277,622.00 | (16%) 135.95K to 114.51K | 56% |
| 29-Sep-06 7:09 PM View: | Southwest Water Co. (SWWC) | 28-Sep-06 | Private Purchase | 4,799 | $7.19 | $34,504.80 | 4% 114.51K to 119.31K | |
| 29-Sep-06 7:09 PM View: | Southwest Water Co. (SWWC) | 28-Sep-06 | Market Sale | 4,799 | $13.02 | $62,483.00 | (4%) 119.31K to 114.51K | 57% |
| 06-Sep-06 12:30 PM View: | Southwest Water Co. (SWWC) | 05-Sep-06 | Private Purchase | 17,407 | $6.94 | $120,805.00 | 15% 114.51K to 131.91K | |
| 06-Sep-06 12:30 PM View: | Southwest Water Co. (SWWC) | 05-Sep-06 | Market Sale | 17,407 | $13.27 | $230,991.00 | (13%) 131.91K to 114.51K | 57% |
| 05-Sep-06 7:45 PM View: | Southwest Water Co. (SWWC) | 01-Sep-06 | Private Purchase | 23,741 | $7.02 | $166,617.00 | 21% 114.51K to 138.25K | |
| 05-Sep-06 7:45 PM View: | Southwest Water Co. (SWWC) | 01-Sep-06 | Market Sale | 23,741 | $13.11 | $311,244.00 | (17%) 138.25K to 114.51K | 57% |