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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-22 2:21 PM View:  | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 818,771 | -- | -- | (56%) 1.47M to 646.23K | |
| 02-Jun-22 2:21 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 489,095 | -- | -- | (76%) 646.23K to 157.13K | |
| 02-Jun-22 2:21 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 157,135 | -- | -- | (100%) 157.13K to 0 | |
| 26-Jan-22 8:54 AM View: | Tristate Capital Holdings, ... (TSC) | 20-Jan-22 | Grant | 67,780 | -- | -- | 5% 1.4M to 1.47M | |
| 26-Jan-22 8:54 AM View: | Tristate Capital Holdings, ... (TSC) | 17-Jan-22 | Payment of Exercise | 52,606 | $32.32 | $1,700,230.00 | (4%) 1.45M to 1.4M | 1% |
| 26-Jan-22 8:54 AM View: | Tristate Capital Holdings, ... (TSC) | 14-Jan-22 | Payment of Exercise | 6,675 | $32.25 | $215,269.00 | (< 1%) 1.46M to 1.45M | < 1% |
| 10-Nov-21 5:34 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Nov-21 | Market Sale | 3,586 | $30.05 | $107,759.00 | (< 1%) 1.46M to 1.46M | |
| 20-Jan-21 3:58 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Jan-21 | Payment of Exercise | 40,507 | $19.82 | $802,849.00 | (3%) 1.52M to 1.48M | < 1% |
| 19-Jan-21 5:57 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Jan-21 | Grant | 48,279 | -- | -- | 3% 1.47M to 1.52M | |
| 10-Mar-20 3:10 PM View: | Tristate Capital Holdings, ... (TSC) | 09-Mar-20 | Market Purchase | 5,000 | $15.26 | $76,315.00 | < 1% 1.46M to 1.47M | 10% |
| 06-Mar-20 2:19 PM View: | Tristate Capital Holdings, ... (TSC) | 06-Mar-20 | Market Purchase | 15,000 | $18.25 | $273,810.00 | 1% 1.45M to 1.46M | (8%) |
| 22-Jan-20 5:34 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Jan-20 | Grant | 57,169 | -- | -- | 4% 1.39M to 1.45M | |
| 11-Mar-21 10:00 PM View: | Tristate Capital Holdings, ... (TSC) | 12-Jan-20 | Payment of Exercise | 15,688 | $25.16 | $394,710.00 | (1%) 1.47M to 1.45M | (< 1%) |
| 03-Sep-19 9:37 AM View: | Tristate Capital Holdings, ... (TSC) | 30-Aug-19 | Market Purchase | 12,500 | $19.76 | $247,038.00 | < 1% 1.38M to 1.39M | (15%) |
| 03-Sep-19 9:37 AM View: | Tristate Capital Holdings, ... (TSC) | 29-Aug-19 | Gift | 5,110 | -- | -- | (< 1%) 1.38M to 1.38M | |
| 03-Sep-19 9:37 AM View: | Tristate Capital Holdings, ... (TSC) | 29-Aug-19 | Market Purchase | 12,500 | $19.80 | $247,550.00 | < 1% 1.37M to 1.38M | (15%) |
| 28-Aug-19 2:28 PM View: | Tristate Capital Holdings, ... (TSC) | 28-Aug-19 | Market Purchase | 12,500 | $19.45 | $243,112.00 | < 1% 1.36M to 1.37M | (14%) |
| 28-Aug-19 2:28 PM View: | Tristate Capital Holdings, ... (TSC) | 27-Aug-19 | Market Purchase | 12,500 | $19.37 | $242,100.00 | < 1% 1.35M to 1.36M | (13%) |
| 26-Feb-19 10:00 PM View: | Tristate Capital Holdings, ... (TSC) | 26-Feb-19 | Market Sale | 6,250 | $22.45 | $140,336.00 | (< 1%) 1.35M to 1.35M | 25% |
| 26-Feb-19 10:00 PM View: | Tristate Capital Holdings, ... (TSC) | 25-Feb-19 | Market Sale | 6,250 | $22.70 | $141,895.00 | (< 1%) 1.36M to 1.35M | 26% |
| 22-Feb-19 5:03 PM View: | Tristate Capital Holdings, ... (TSC) | 22-Feb-19 | Market Sale | 6,250 | $22.64 | $141,474.00 | (< 1%) 1.36M to 1.36M | 26% |
| 22-Feb-19 5:03 PM View: | Tristate Capital Holdings, ... (TSC) | 21-Feb-19 | Market Sale | 6,250 | $22.62 | $141,356.00 | (< 1%) 1.37M to 1.36M | 26% |
| 22-Jan-19 9:23 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Jan-19 | Grant | 126,613 | -- | -- | 10% 1.24M to 1.37M | |
| 10-Sep-18 8:01 PM View: | Tristate Capital Holdings, ... (TSC) | 07-Sep-18 | Market Sale | 5,000 | $29.87 | $149,335.00 | (< 1%) 1.25M to 1.24M | 44% |
| 10-Sep-18 8:01 PM View: | Tristate Capital Holdings, ... (TSC) | 06-Sep-18 | Market Sale | 5,000 | $29.85 | $149,258.00 | (< 1%) 1.25M to 1.25M | 44% |
| 06-Sep-18 9:31 PM View: | Tristate Capital Holdings, ... (TSC) | 05-Sep-18 | Market Sale | 5,000 | $29.78 | $148,920.00 | (< 1%) 1.26M to 1.25M | 44% |
| 06-Sep-18 9:31 PM View: | Tristate Capital Holdings, ... (TSC) | 04-Sep-18 | Market Sale | 5,000 | $29.75 | $148,752.00 | (< 1%) 1.26M to 1.26M | 44% |
| 22-Feb-18 4:41 PM View: | Tristate Capital Holdings, ... (TSC) | 20-Feb-18 | Option Exercise | 5,000 | $10.25 | $51,250.00 | < 1% 1.26M to 1.27M | |
| 22-Feb-18 4:41 PM View: | Tristate Capital Holdings, ... (TSC) | 20-Feb-18 | Market Option Sale | 5,000 | $22.96 | $114,784.00 | (< 1%) 1.27M to 1.26M | 27% |
| 20-Feb-18 5:09 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Feb-18 | Option Exercise | 5,000 | $10.25 | $51,250.00 | < 1% 1.26M to 1.27M | |
| 20-Feb-18 5:09 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Feb-18 | Market Option Sale | 5,000 | $23.16 | $115,780.00 | (< 1%) 1.27M to 1.26M | 27% |
| 20-Feb-18 5:09 PM View: | Tristate Capital Holdings, ... (TSC) | 15-Feb-18 | Option Exercise | 5,000 | $10.25 | $51,250.00 | < 1% 1.26M to 1.27M | |
| 20-Feb-18 5:09 PM View: | Tristate Capital Holdings, ... (TSC) | 15-Feb-18 | Market Option Sale | 5,000 | $23.20 | $116,000.00 | (< 1%) 1.27M to 1.26M | 28% |
| 31-Jan-18 4:09 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Jan-18 | Grant | 87,151 | -- | -- | 7% 1.18M to 1.26M | |
| 14-Jun-17 5:40 PM View: | Tristate Capital Holdings, ... (TSC) | 13-Jun-17 | Market Sale | 5,000 | $25.24 | $126,210.00 | (< 1%) 1.18M to 1.18M | 33% |
| 14-Jun-17 5:40 PM View: | Tristate Capital Holdings, ... (TSC) | 12-Jun-17 | Market Sale | 15,000 | $25.00 | $374,952.00 | (1%) 1.2M to 1.18M | 33% |
| 17-Jan-17 4:48 PM View: | Tristate Capital Holdings, ... (TSC) | 12-Jan-17 | Grant | 49,564 | -- | -- | 4% 1.15M to 1.2M | |
| 12-Dec-16 3:08 PM View: | Tristate Capital Holdings, ... (TSC) | 09-Dec-16 | Market Purchase | 5,000 | $20.54 | $102,714.00 | < 1% 1.14M to 1.15M | (16%) |
| 07-Nov-16 5:20 PM View: | Tristate Capital Holdings, ... (TSC) | 03-Nov-16 | Market Purchase | 5,000 | $16.90 | $84,496.00 | < 1% 1.03M to 1.04M | 1% |
| 07-Sep-16 12:28 PM View: | Tristate Capital Holdings, ... (TSC) | 07-Sep-16 | Option Exercise | 75,000 | $10.77 | $807,525.00 | 7% 1.14M to 1.21M | |
| 07-Sep-16 12:28 PM View: | Tristate Capital Holdings, ... (TSC) | 07-Sep-16 | Market Option Sale | 75,000 | $15.25 | $1,143,800.00 | (6%) 1.21M to 1.14M | (12%) |
| 19-Jan-16 5:32 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Jan-16 | Grant | 105,387 | -- | -- | 10% 1.03M to 1.14M | |
| 16-Nov-15 1:19 PM View: | Tristate Capital Holdings, ... (TSC) | 12-Nov-15 | Market Purchase | 5,000 | $12.87 | $64,363.00 | < 1% 1.03M to 1.03M | 33% |
| 02-Jun-15 11:51 AM View: | Tristate Capital Holdings, ... (TSC) | 29-May-15 | Market Purchase | 2,000 | $11.67 | $23,339.80 | < 1% 1.02M to 1.03M | 47% |
| 10-Feb-15 3:50 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Jan-15 | Grant | 9,624 | -- | -- | < 1% 1.02M to 1.02M | |
| 02-Sep-14 5:17 PM View: | Tristate Capital Holdings, ... (TSC) | 02-Sep-14 | Acquisition (other) | 13,125 | -- | -- | 1% 1.0M to 1.02M | |
| 11-Aug-14 5:36 PM View: | Tristate Capital Holdings, ... (TSC) | 11-Aug-14 | Market Purchase | 7,500 | $9.41 | $70,577.20 | < 1% 994.75K to 1.0M | 82% |
| 30-Apr-14 11:40 AM View: | Tristate Capital Holdings, ... (TSC) | 28-Apr-14 | Market Purchase | 3,000 | $12.74 | $38,231.70 | < 1% 991.75K to 994.75K | 34% |
| 07-Feb-14 5:45 PM View: | Tristate Capital Holdings, ... (TSC) | 06-Feb-14 | Market Purchase | 3,000 | $13.54 | $40,633.80 | < 1% 988.75K to 991.75K | 26% |
| 04-Feb-14 3:19 PM View: | Tristate Capital Holdings, ... (TSC) | 03-Feb-14 | Market Purchase | 3,500 | $13.66 | $47,793.90 | < 1% 985.25K to 988.75K | 25% |