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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Jan-09 5:07 PM View:  | First California Financial ... (FCAL) | 09-Jan-09 | Purchase | 3,125 | $15.65 | $48,890.60 | < 1% 933.82K to 936.94K | (58%) |
| 02-Jul-08 12:58 PM View: | First California Financial ... (FCAL) | 01-Jul-08 | Purchase | 29,440 | $24.76 | $728,934.00 | 3% 904.38K to 933.82K | (77%) |
| 13-Feb-08 3:11 PM View: | First California Financial ... (FCAL) | 11-Feb-08 | Purchase | 3,333 | $23.73 | $79,092.10 | < 1% 901.04K to 904.38K | |
| 29-Nov-07 2:53 PM View: | First California Financial ... (FCAL) | 27-Nov-07 | Purchase | 27,564 | $23.73 | $654,094.00 | 3% 873.48K to 901.04K | |
| 22-Jun-07 10:09 AM View: | First California Financial ... (FCAL) | 20-Jun-07 | Purchase | 31,704 | $19.82 | $628,273.00 | 4% 841.78K to 873.48K | |
| 08-Mar-07 4:03 PM View: | National Mercantile Bancorp (FCAL) | 06-Mar-07 | Purchase | 4,167 | $15.65 | $65,192.70 | < 1% 840.61K to 844.78K | (18%) |
| 19-Dec-06 3:36 PM View: | National Mercantile Bancorp (FCAL) | 15-Dec-06 | Purchase | 4,166 | $15.65 | $65,177.10 | < 1% 833.44K to 837.61K | (18%) |
| 22-Nov-06 2:45 PM View: | National Mercantile Bancorp (FCAL) | 21-Nov-06 | Exercise (in-the money or at-the-money) | 13,625 | $15.65 | $213,231.00 | 2% 819.82K to 833.44K | (18%) |
| 21-Dec-05 4:25 PM View: | National Mercantile Bancorp (FCAL) | 19-Dec-05 | Market Purchase | 7,000 | $18.88 | $132,147.00 | 1% 648.86K to 655.86K | |
| 12-Jul-05 3:58 PM View: | National Mercantile Bancorp (FCAL) | 23-Jun-05 | Conversion | 336,264 | -- | -- | 108% 312.59K to 648.86K |