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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-May-21 9:17 PM View:  | LightPath Technologies Inc. (LPTH) | 12-May-21 | Option Exercise | 419,176 | -- | -- | 54% 775.0K to 1.19M | |
| 10-Jun-19 12:23 PM View: | LightPath Technologies Inc. (LPTH) | 06-Jun-19 | Market Purchase | 44,203 | $1.00 | $44,185.30 | 6% 730.8K to 775.0K | 301% |
| 10-Jun-19 12:23 PM View: | LightPath Technologies Inc. (LPTH) | 05-Jun-19 | Market Purchase | 7,046 | $0.99 | $6,975.54 | < 1% 723.75K to 730.8K | 309% |
| 28-Dec-17 11:14 AM View: | LightPath Technologies Inc. (LPTH) | 27-Dec-17 | Option Exercise | 30,000 | $1.86 | $55,800.00 | 4% 693.75K to 723.75K | |
| 21-Dec-16 2:20 PM View: | LightPath Technologies Inc. (LPTH) | 21-Dec-16 | Market Purchase | 82,644 | $1.21 | $99,999.20 | 14% 611.11K to 693.75K | 235% |
| 02-Sep-16 11:27 AM View: | Georgia Gulf Corp. (AXLL) | 31-Aug-16 | Disposition | 8,212 | -- | -- | (100%) 8.21K to 0 | |
| 19-May-15 3:28 PM View: | Georgia Gulf Corp. (AXLL) | 19-May-15 | Grant | 2,896 | -- | -- | 54% 5.32K to 8.21K | |
| 20-May-14 4:05 PM View: | Georgia Gulf Corp. (AXLL) | 20-May-14 | Grant | 2,274 | -- | -- | 75% 3.04K to 5.32K | |
| 09-Dec-13 10:31 AM View: | LightPath Technologies Inc. (LPTH) | 06-Dec-13 | Exercise (in-the money or at-the-money) | 31,581 | $0.87 | $27,475.50 | 5% 579.53K to 611.11K | |
| 02-Aug-13 1:23 PM View: | LightPath Technologies Inc. (LPTH) | 01-Aug-13 | Exercise (in-the money or at-the-money) | 52,760 | $1.68 | $88,636.80 | 10% 534.58K to 587.34K | 141% |
| 22-May-13 6:00 PM View: | Georgia Gulf Corp. (AXLL) | 21-May-13 | Grant | 2,053 | -- | -- | 208% 0.99K to 3.04K | |
| 20-May-13 9:05 AM View: | ACE Ltd. (CB) | 16-May-13 | Grant | 1,520 | -- | -- | 3% 46.26K to 47.78K | |
| 20-May-13 9:05 AM View: | ACE Ltd. (CB) | 16-May-13 | Payment of Exercise | 465 | $92.11 | $42,831.10 | (< 1%) 47.78K to 47.31K | (32%) |
| 27-Mar-13 11:08 AM View: | LightPath Technologies Inc. (LPTH) | 25-Mar-13 | Conversion | 121,754 | $1.54 | $187,501.00 | 41% 297.24K to 418.99K | |
| 27-Mar-13 11:08 AM View: | LightPath Technologies Inc. (LPTH) | 25-Mar-13 | Acquisition (other) | 115,588 | -- | -- | 28% 418.99K to 534.58K | |
| 05-Mar-13 4:54 PM View: | Georgia Gulf Corp. (AXLL) | 05-Mar-13 | Grant | 745 | -- | -- | 305% 0.24K to 0.99K | |
| 01-Feb-13 3:48 PM View: | PPG Industries Inc. (PPG) | 31-Jan-13 | Sale | 74 | -- | -- | (6%) 1.25K to 1.18K | |
| 30-Jan-13 5:28 PM View: | Georgia Gulf Corp. (AXLL) | 28-Jan-13 | Grant | 234 | -- | -- | 100% 0 to 0.23K | |
| 02-Aug-12 12:22 PM View: | LightPath Technologies Inc. (LPTH) | 01-Aug-12 | Grant | 14,564 | $1.03 | $15,000.90 | 5% 282.67K to 297.24K | 292% |
| 27-Jul-12 11:41 AM View: | ACE Ltd. (CB) | 26-Jul-12 | Option Exercise | 4,000 | $34.45 | $137,800.00 | 9% 45.65K to 49.65K | |
| 27-Jul-12 11:41 AM View: | ACE Ltd. (CB) | 26-Jul-12 | Market Option Sale | 4,000 | $73.12 | $292,480.00 | (8%) 49.65K to 45.65K | (65%) |
| 25-Jul-12 11:15 AM View: | PPG Industries Inc. (PPG) | 23-Jul-12 | Option Exercise | 5,000 | $65.34 | $326,700.00 | 400% 1.25K to 6.25K | |
| 25-Jul-12 11:15 AM View: | PPG Industries Inc. (PPG) | 23-Jul-12 | Market Option Sale | 5,000 | $111.67 | $558,358.00 | (80%) 6.25K to 1.25K | (151%) |
| 18-May-12 10:56 AM View: | ACE Ltd. (CB) | 16-May-12 | Grant | 1,860 | -- | -- | 4% 44.29K to 46.15K | |
| 18-May-12 10:56 AM View: | ACE Ltd. (CB) | 16-May-12 | Payment of Exercise | 505 | $75.26 | $38,006.30 | (1%) 46.15K to 45.65K | (60%) |
| 05-Aug-11 1:26 PM View: | LightPath Technologies Inc. (LPTH) | 01-Aug-11 | Grant | 7,212 | $2.08 | $15,001.00 | 3% 275.46K to 282.67K | 94% |
| 20-May-11 4:17 PM View: | ACE Ltd. (CB) | 18-May-11 | Grant | 2,019 | -- | -- | 5% 42.36K to 44.38K | |
| 20-May-11 4:17 PM View: | ACE Ltd. (CB) | 18-May-11 | Payment of Exercise | 663 | $69.35 | $45,979.10 | (1%) 44.38K to 43.72K | (78%) |
| 12-Oct-10 9:08 AM View: | ACE Ltd. (CB) | 08-Oct-10 | Option Exercise | 10,000 | $34.51 | $345,060.00 | 24% 41.83K to 51.83K | |
| 12-Oct-10 9:08 AM View: | ACE Ltd. (CB) | 08-Oct-10 | Market Option Sale | 10,000 | $58.95 | $589,500.00 | (19%) 51.83K to 41.83K | (112%) |
| 21-May-10 4:16 PM View: | ACE Ltd. (CB) | 19-May-10 | Grant | 2,650 | -- | -- | 7% 39.88K to 42.53K | |
| 21-May-10 4:16 PM View: | ACE Ltd. (CB) | 19-May-10 | Payment of Exercise | 699 | $52.83 | $36,928.20 | (2%) 42.53K to 41.83K | (139%) |
| 10-Feb-10 12:50 PM View: | PPG Industries Inc. (PPG) | 14-Sep-09 | Acquisition (small) | 57 | $56.80 | $3,226.24 | 29% 0.19K to 0.25K | 433% |
| 14-Aug-09 1:35 PM View: | ACE Ltd. (CB) | 13-Aug-09 | Grant | 2,797 | -- | -- | 8% 35.46K to 38.26K | |
| 10-Feb-10 12:50 PM View: | PPG Industries Inc. (PPG) | 15-Jun-09 | Acquisition (small) | 14 | $44.80 | $648.26 | 6% 0.22K to 0.24K | 582% |
| 10-Feb-10 12:50 PM View: | PPG Industries Inc. (PPG) | 13-Mar-09 | Acquisition (small) | 19 | $33.66 | $638.53 | 9% 0.2K to 0.22K | 858% |
| 06-Jan-09 2:22 PM View: | LightPath Technologies Inc. (LPTH) | 31-Dec-08 | Grant | 56,819 | $0.77 | $43,750.60 | 32% 178.06K to 234.88K | 549% |
| 06-Jan-09 2:22 PM View: | LightPath Technologies Inc. (LPTH) | 31-Dec-08 | Conversion | 40,585 | $1.54 | $62,500.90 | 17% 234.88K to 275.46K | (45%) |
| 21-Aug-08 12:57 PM View: | ACE Ltd. (CB) | 20-Aug-08 | Market Purchase | 2,000 | $49.48 | $98,958.00 | 6% 32.83K to 34.83K | 167% |
| 19-Aug-08 1:50 PM View: | ACE Ltd. (CB) | 15-Aug-08 | Grant | 320 | -- | -- | < 1% 32.51K to 32.83K | |
| 04-Aug-08 4:33 PM View: | LightPath Technologies Inc. (LPTH) | 01-Aug-08 | Grant | 3,333 | $1.40 | $4,666.66 | 2% 174.72K to 178.06K | 280% |
| 16-Jul-08 9:08 AM View: | ACE Ltd. (CB) | 14-Jul-08 | Grant | 2,438 | -- | -- | 8% 29.96K to 32.4K | |
| 04-Dec-07 4:21 PM View: | LightPath Technologies Inc. (LPTH) | 04-Dec-07 | Grant | 25,000 | $3.15 | $78,750.00 | 17% 150.68K to 175.68K | 69% |
| 21-May-07 4:55 PM View: | ACE Ltd. (CB) | 17-May-07 | Grant | 1,954 | -- | -- | 7% 27.65K to 29.6K | |
| 22-May-06 2:17 PM View: | ACE Ltd. (CB) | 18-May-06 | Grant | 1,908 | -- | -- | 8% 25.43K to 27.34K | |
| 31-May-05 2:48 PM View: | ACE Ltd. (CB) | 26-May-05 | Grant | 2,071 | -- | -- | 9% 23.07K to 25.14K | |
| 01-Jun-04 3:18 PM View: | ACE Ltd. (CB) | 27-May-04 | Grant | 2,169 | $41.50 | $90,000.00 | 11% 20.42K to 22.59K | 245% |
| 22-Dec-03 10:00 PM View: | Safeguard Scientifics, Inc. (SFE) | 19-Dec-03 | Market Purchase | 10,000 | $3.55 | $35,500.00 | 100% 0 to 10.0K | 58% |