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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Jul-12 8:30 PM View:  | SRS Labs Inc. (SRSL) | 20-Jul-12 | Disposition | 5,000 | -- | -- | (100%) 5.0K to 0 | |
| 04-Jun-10 5:30 PM View: | SRS Labs Inc. (SRSL) | 03-Jun-10 | Option Exercise | 3,925 | $5.49 | $21,548.20 | 79% 5.0K to 8.93K | |
| 04-Jun-10 5:30 PM View: | SRS Labs Inc. (SRSL) | 03-Jun-10 | Market Option Sale | 3,925 | $9.50 | $37,287.50 | (44%) 8.93K to 5.0K | 24% |
| 19-May-10 4:42 PM View: | SRS Labs Inc. (SRSL) | 18-May-10 | Option Exercise | 801 | $5.49 | $4,397.49 | 16% 5.0K to 5.8K | |
| 19-May-10 4:42 PM View: | SRS Labs Inc. (SRSL) | 18-May-10 | Market Option Sale | 801 | $9.78 | $7,837.78 | (14%) 5.8K to 5.0K | 26% |
| 19-May-10 4:42 PM View: | SRS Labs Inc. (SRSL) | 17-May-10 | Option Exercise | 8,748 | $5.49 | $48,026.50 | 175% 5.0K to 13.75K | |
| 19-May-10 4:42 PM View: | SRS Labs Inc. (SRSL) | 17-May-10 | Market Option Sale | 8,748 | $9.75 | $85,293.00 | (64%) 13.75K to 5.0K | 26% |
| 13-May-10 6:27 PM View: | SRS Labs Inc. (SRSL) | 13-May-10 | Option Exercise | 5,597 | $5.15 | $28,824.60 | 112% 5.0K to 10.6K | |
| 13-May-10 6:27 PM View: | SRS Labs Inc. (SRSL) | 13-May-10 | Market Option Sale | 5,597 | $9.50 | $53,171.50 | (53%) 10.6K to 5.0K | 24% |
| 13-May-10 6:27 PM View: | SRS Labs Inc. (SRSL) | 12-May-10 | Option Exercise | 28,601 | $5.15 | $147,295.00 | 572% 5.0K to 33.6K | |
| 13-May-10 6:27 PM View: | SRS Labs Inc. (SRSL) | 12-May-10 | Market Option Sale | 28,601 | $9.50 | $271,824.00 | (85%) 33.6K to 5.0K | 24% |
| 13-May-10 6:27 PM View: | SRS Labs Inc. (SRSL) | 11-May-10 | Option Exercise | 8,927 | $5.15 | $45,974.10 | 179% 5.0K to 13.93K | |
| 13-May-10 6:27 PM View: | SRS Labs Inc. (SRSL) | 11-May-10 | Market Option Sale | 8,927 | $9.50 | $84,815.80 | (64%) 13.93K to 5.0K | 24% |
| 12-Nov-08 12:08 PM View: | SRS Labs Inc. (SRSL) | 07-Nov-08 | Market Purchase | 5,000 | $5.31 | $26,550.00 | 100% 0 to 5.0K | 24% |
| 26-Aug-08 7:32 PM View: | QLogic Corp. (QLGC) | 24-Aug-08 | Option Exercise | 1,000 | -- | -- | 16% 6.4K to 7.4K | |
| 26-Aug-08 7:32 PM View: | QLogic Corp. (QLGC) | 23-Aug-08 | Option Exercise | 1,000 | -- | -- | 19% 5.4K to 6.4K | |
| 15-Aug-08 4:37 PM View: | QLogic Corp. (QLGC) | 14-Aug-08 | Market Sale | 5,400 | $20.00 | $108,000.00 | (50%) 10.8K to 5.4K | 4% |
| 19-May-08 7:19 PM View: | QLogic Corp. (QLGC) | 19-May-08 | Option Exercise | 13,333 | $12.25 | $163,329.00 | 113% 11.8K to 25.13K | 32% |
| 19-May-08 7:19 PM View: | QLogic Corp. (QLGC) | 19-May-08 | Market Option Sale | 13,333 | $16.50 | $219,994.00 | (53%) 25.13K to 11.8K | 2% |
| 19-May-08 7:19 PM View: | QLogic Corp. (QLGC) | 19-May-08 | Market Sale | 1,000 | $16.50 | $16,500.00 | (8%) 11.8K to 10.8K | 2% |
| 27-Aug-07 3:01 PM View: | QLogic Corp. (QLGC) | 24-Aug-07 | Option Exercise | 1,000 | -- | -- | 9% 10.8K to 11.8K | |
| 09-Nov-06 6:16 PM View: | QLogic Corp. (QLGC) | 09-Nov-06 | Option Exercise | 50,667 | $13.96 | $707,191.00 | 469% 10.8K to 61.47K | |
| 09-Nov-06 6:16 PM View: | QLogic Corp. (QLGC) | 09-Nov-06 | Market Option Sale | 50,667 | $21.00 | $1,064,130.00 | (82%) 61.47K to 10.8K | 29% |
| 17-Feb-05 4:19 PM View: | QLogic Corp. (QLGC) | 15-Feb-05 | Option Exercise | 8,000 | $31.71 | $253,680.00 | 148% 5.4K to 13.4K | 23% |
| 17-Feb-05 4:19 PM View: | QLogic Corp. (QLGC) | 15-Feb-05 | Market Option Sale | 8,000 | $42.00 | $336,000.00 | (60%) 13.4K to 5.4K | 64% |
| 28-Aug-03 10:00 PM View: | QLogic Corp. (QLGC) | 27-Aug-03 | Option Exercise | 8,000 | $6.64 | $53,125.60 | (75%) (-10.6K) to (-2.6K) | |
| 28-Aug-03 10:00 PM View: | QLogic Corp. (QLGC) | 27-Aug-03 | Market Option Sale | 8,000 | $49.00 | $392,024.00 | (308%) (-2.6K) to 5.4K | (69%) |