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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Jul-23 1:40 PM View:  | Equus Total Return, Inc. (EQS) | 14-Jul-23 | Private Purchase | 1,000 | $1.48 | $1,480.00 | 1% 92.67K to 93.67K | |
| 17-Mar-17 7:04 PM View: | Equus Total Return, Inc. (EQS) | 17-Mar-17 | Market Purchase | 21,000 | $2.40 | $50,400.00 | 29% 71.67K to 92.67K | (21%) |
| 25-Nov-15 4:42 PM View: | Equus Total Return, Inc. (EQS) | 25-Nov-15 | Market Purchase | 10,000 | $1.55 | $15,498.70 | (12%) 81.67K to 71.67K | (9%) |
| 25-Nov-15 4:42 PM View: | Equus Total Return, Inc. (EQS) | 24-Nov-15 | Market Purchase | 10,000 | $1.54 | $15,427.00 | (14%) 71.67K to 61.67K | (9%) |
| 20-Nov-15 4:09 PM View: | Equus Total Return, Inc. (EQS) | 20-Nov-15 | Market Purchase | 6,000 | $1.52 | $9,102.00 | 13% 45.67K to 51.67K | 11% |
| 20-Nov-15 4:09 PM View: | Equus Total Return, Inc. (EQS) | 19-Nov-15 | Market Purchase | 5,000 | $1.51 | $7,550.00 | 12% 40.67K to 45.67K | 11% |
| 08-Apr-14 11:30 AM View: | Equus Total Return, Inc. (EQS) | 07-Apr-14 | Market Purchase | 5,000 | $1.88 | $9,400.00 | 14% 35.67K to 40.67K | (10%) |
| 08-Apr-14 11:30 AM View: | Equus Total Return, Inc. (EQS) | 04-Apr-14 | Market Purchase | 5,000 | $1.88 | $9,400.00 | 16% 30.67K to 35.67K | (10%) |
| 28-Oct-11 3:53 PM View: | The Mexico Fund, Inc. (MXF) | 26-Oct-11 | Market Purchase | 4,000 | $22.84 | $91,358.00 | 43% 9.2K to 13.2K | (1%) |
| 19-Aug-11 11:52 AM View: | Equus Total Return, Inc. (EQS) | 17-Aug-11 | Market Purchase | 20,000 | $2.32 | $46,451.00 | 187% 10.67K to 30.67K | (27%) |
| 28-Aug-09 2:54 PM View: | Equus Total Return, Inc. (EQS) | 28-Aug-09 | Market Purchase | 3,000 | $3.29 | $9,864.00 | 39% 7.67K to 10.67K | (50%) |
| 08-Apr-09 10:59 AM View: | Equus Total Return, Inc. (EQS) | 06-Apr-09 | Market Purchase | 2,000 | $2.56 | $5,120.00 | (21%) 9.67K to 7.67K | 35% |
| 25-Nov-08 4:59 PM View: | Equus Total Return, Inc. (EQS) | 21-Nov-08 | Market Purchase | 2,000 | $4.20 | $8,400.00 | 57% 3.51K to 5.51K | (60%) |
| 25-Nov-08 2:47 PM View: | XO Holdings, Inc. (XOHO.OB) | 21-Nov-08 | Purchase | 50,000 | $6,825.00 | $341,249,984.00 | 49% 103.0K to 153.0K | (100%) |
| 14-Nov-08 12:38 PM View: | XO Holdings, Inc. (XOHO.OB) | 13-Nov-08 | Purchase | 100,000 | $19,900.00 | $1,990,000,000.00 | 3333% 3.0K to 103.0K | (100%) |
| 07-May-07 4:31 PM View: | The Mexico Fund, Inc. (MXF) | 27-Apr-07 | Exercise (in-the money or at-the-money) | 1,989 | $38.89 | $77,352.20 | 33% 5.97K to 7.96K | (24%) |
| 24-Mar-06 2:52 PM View: | Equus Total Return, Inc. (EQS) | 22-Mar-06 | Acquisition (other) | 598 | $7.49 | $4,478.42 | 26% 2.3K to 2.9K | (77%) |
| 24-Mar-06 2:52 PM View: | Equus Total Return, Inc. (EQS) | 22-Mar-06 | Acquisition (other) | 171 | $7.49 | $1,280.62 | 6% 2.9K to 3.07K | (77%) |
| 22-Aug-05 5:05 PM View: | Equus Total Return, Inc. (EQS) | 22-Aug-05 | Market Purchase | 1,000 | $8.70 | $8,700.00 | 77% 1.3K to 2.3K | (74%) |
| 05-Jul-05 2:20 PM View: | Equus Total Return, Inc. (EQS) | 30-Jun-05 | Option Exercise | 6,600 | $7.65 | $50,490.00 | 507% 1.3K to 7.9K | |
| 05-Jul-05 2:20 PM View: | Equus Total Return, Inc. (EQS) | 30-Jun-05 | Market Option Sale | 6,600 | $8.38 | $55,308.00 | (84%) 7.9K to 1.3K | 73% |
| 19-Jan-05 4:36 PM View: | Equus Total Return, Inc. (EQS) | 17-Jan-05 | Acquisition (other) | 55 | $7.56 | $415.80 | 5% 1.21K to 1.27K | (70%) |
| 19-Jan-05 4:36 PM View: | Equus Total Return, Inc. (EQS) | 17-Jan-05 | Acquisition (other) | 35 | $7.56 | $264.60 | 3% 1.27K to 1.3K | (70%) |
| 02-Nov-04 5:57 PM View: | The Mexico Fund, Inc. (MXF) | 29-Oct-04 | Exercise (in-the money or at-the-money) | 1,323 | $16.65 | $22,027.90 | 33% 3.97K to 5.29K | |
| 26-Aug-04 4:30 PM View: | XO Holdings, Inc. (XOHO.OB) | 25-Aug-04 | Purchase | 3,000 | $10,500.00 | $31,500,000.00 | 100% 0 to 3.0K | |
| 27-Aug-04 3:47 PM View: | The Mexico Fund, Inc. (MXF) | 25-Aug-04 | Market Purchase | 400 | $19.15 | $7,660.00 | 11% 3.57K to 3.97K | 161% |