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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Aug-22 8:08 PM View:  | NeoPhotonics Corporation (NPTN) | 03-Aug-22 | Disposition | 139,684 | -- | -- | (100%) 139.68K to 0 | |
| 03-Jun-22 6:09 PM View: | NeoPhotonics Corporation (NPTN) | 01-Jun-22 | Option Exercise | 4,621 | -- | -- | 3% 135.06K to 139.68K | |
| 08-Jun-21 5:00 PM View: | NeoPhotonics Corporation (NPTN) | 04-Jun-21 | Option Exercise | 5,228 | -- | -- | 4% 129.84K to 135.06K | |
| 04-Nov-20 8:30 PM View: | NeoPhotonics Corporation (NPTN) | 02-Nov-20 | Option Exercise | 33,963 | $5.54 | $188,114.00 | 35% 95.87K to 129.84K | |
| 08-Jun-20 7:49 PM View: | NeoPhotonics Corporation (NPTN) | 04-Jun-20 | Option Exercise | 10,854 | -- | -- | 13% 85.02K to 95.87K | |
| 06-Jun-19 4:12 PM View: | NeoPhotonics Corporation (NPTN) | 05-Jun-19 | Option Exercise | 6,932 | -- | -- | 9% 78.09K to 85.02K | |
| 04-Jun-18 9:03 PM View: | NeoPhotonics Corporation (NPTN) | 01-Jun-18 | Option Exercise | 4,076 | -- | -- | 6% 74.01K to 78.09K | |
| 18-Jul-17 5:13 PM View: | NeoPhotonics Corporation (NPTN) | 17-Jul-17 | Option Exercise | 11,923 | $5.34 | $63,649.70 | 19% 62.09K to 74.01K | |
| 08-Jun-17 7:00 PM View: | NeoPhotonics Corporation (NPTN) | 07-Jun-17 | Option Exercise | 2,656 | -- | -- | 4% 59.43K to 62.09K | |
| 15-Jul-16 7:58 PM View: | NeoPhotonics Corporation (NPTN) | 14-Jul-16 | Option Exercise | 2,880 | -- | -- | 5% 56.55K to 59.43K | |
| 30-Jul-15 9:16 PM View: | NeoPhotonics Corporation (NPTN) | 29-Jul-15 | Option Exercise | 7,692 | -- | -- | 16% 48.86K to 56.55K | |
| 06-May-15 9:28 PM View: | NeoPhotonics Corporation (NPTN) | 05-May-15 | Option Exercise | 5,769 | $3.25 | $18,749.20 | 13% 43.09K to 48.86K | |
| 28-Aug-14 8:25 PM View: | NeoPhotonics Corporation (NPTN) | 26-Aug-14 | Option Exercise | 3,090 | -- | -- | 8% 40.0K to 43.09K | |
| 15-Aug-14 9:16 PM View: | NeoPhotonics Corporation (NPTN) | 14-Aug-14 | Market Purchase | 19,617 | $2.74 | $53,809.40 | 96% 20.38K to 40.0K | 169% |
| 15-Aug-14 9:16 PM View: | NeoPhotonics Corporation (NPTN) | 13-Aug-14 | Market Purchase | 20,383 | $2.64 | $53,729.60 | 100% 0 to 20.38K | 180% |
| 03-Jun-13 8:32 PM View: | Cymer Inc. (CYMI) | 30-May-13 | Disposition | 24,860 | $8.90 | $221,173.00 | (100%) 24.86K to 0 | |
| 17-Dec-12 3:46 PM View: | Cymer Inc. (CYMI) | 13-Dec-12 | Disposition | 5,683 | $88.16 | $501,013.00 | (15%) 38.56K to 32.88K | (18%) |
| 17-Dec-12 3:46 PM View: | Cymer Inc. (CYMI) | 13-Dec-12 | Payment of Exercise | 8,022 | $88.16 | $707,220.00 | (24%) 32.88K to 24.86K | (18%) |
| 17-Dec-12 3:46 PM View: | Cymer Inc. (CYMI) | 13-Dec-12 | Option Exercise | 20,000 | $35.36 | $707,200.00 | 108% 18.57K to 38.56K | |
| 25-Jul-12 9:04 PM View: | Opnext, Inc. (OPXT) | 23-Jul-12 | Disposition | 97,247 | -- | -- | (100%) 97.25K to 0 | |
| 25-Jul-12 9:04 PM View: | Opnext, Inc. (OPXT) | 23-Jul-12 | Option Exercise | 97,247 | -- | -- | 100% 0 to 97.25K | |
| 04-Jan-12 7:04 PM View: | Cymer Inc. (CYMI) | 03-Jan-12 | Grant | 1,966 | -- | -- | 12% 16.6K to 18.57K | |
| 06-May-11 12:21 PM View: | Cymer Inc. (CYMI) | 05-May-11 | Gift | 2,022 | -- | -- | (11%) 18.62K to 16.6K | |
| 17-Feb-11 5:25 PM View: | CoSine Communications, Inc. (COSN.PK) | 15-Feb-11 | Grant | 25,000 | $2.00 | $50,000.00 | 882% 2.83K to 27.83K | 3% |
| 17-Feb-11 5:25 PM View: | CoSine Communications, Inc. (COSN.PK) | 21-Jan-11 | Disposition | 366 | $2.24 | $819.84 | (11%) 3.2K to 2.83K | |
| 04-Jan-11 12:04 PM View: | Cymer Inc. (CYMI) | 03-Jan-11 | Grant | 2,232 | -- | -- | 14% 16.39K to 18.62K | |
| 05-Jan-10 7:01 PM View: | Cymer Inc. (CYMI) | 04-Jan-10 | Grant | 2,552 | -- | -- | 18% 13.84K to 16.39K | |
| 02-Jan-09 7:47 PM View: | Cymer Inc. (CYMI) | 02-Jan-09 | Grant | 4,444 | -- | -- | 47% 9.39K to 13.84K | |
| 02-Jan-08 7:36 PM View: | Cymer Inc. (CYMI) | 02-Jan-08 | Grant | 2,622 | -- | -- | 39% 6.77K to 9.39K | |
| 16-Jan-07 1:03 PM View: | Cymer Inc. (CYMI) | 15-Jan-07 | Grant | 2,207 | -- | -- | 48% 4.56K to 6.77K | |
| 17-Jan-06 7:47 PM View: | Cymer Inc. (CYMI) | 15-Jan-06 | Grant | 2,564 | -- | -- | 128% 2.0K to 4.56K | |
| 25-May-05 4:18 PM View: | Cymer Inc. (CYMI) | 25-May-05 | Market Purchase | 2,000 | $27.37 | $54,730.80 | 100% 0 to 2.0K | 287% |