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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Apr-10 5:30 PM View:  | PECO II Inc. (PIII) | 16-Apr-10 | Disposition | 2,000 | $5.86 | $11,720.00 | (100%) 2.0K to 0 | < 1% |
| 28-Nov-07 2:49 PM View: | PECO II Inc. (PIII) | 27-Nov-07 | Grant | 10,000 | -- | -- | 100% 10.0K to 20.0K | |
| 10-May-07 5:13 PM View: | Applied Innovation Inc (AINN) | 10-May-07 | Market Sale | 578,035 | $3.46 | $2,000,000.00 | (17%) 3.5M to 2.92M | |
| 10-May-07 5:13 PM View: | Applied Innovation Inc (AINN) | 10-May-07 | Disposition (change in control) | 2,732,150 | -- | -- | (94%) 2.92M to 186.16K | |
| 10-May-07 5:13 PM View: | Applied Innovation Inc (AINN) | 10-May-07 | Disposition (change in control) | 186,162 | -- | -- | (100%) 186.16K to 0 | |
| 05-Jul-06 8:18 AM View: | PECO II Inc. (PIII) | 01-Jul-06 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 09-Jun-06 3:28 PM View: | Applied Innovation Inc (AINN) | 08-Jun-06 | Market Sale | 16,200 | $3.77 | $61,014.00 | (< 1%) 3.51M to 3.5M | |
| 08-Jun-06 4:14 PM View: | Applied Innovation Inc (AINN) | 06-Jun-06 | Market Sale | 3,400 | $3.85 | $13,090.00 | (< 1%) 3.52M to 3.51M | |
| 06-Jun-06 4:33 PM View: | Applied Innovation Inc (AINN) | 05-Jun-06 | Market Sale | 5,900 | $3.85 | $22,715.00 | (< 1%) 3.52M to 3.52M | |
| 06-Jun-06 4:33 PM View: | Applied Innovation Inc (AINN) | 02-Jun-06 | Market Sale | 24,500 | $3.91 | $95,795.00 | (< 1%) 3.55M to 3.52M | |
| 25-May-06 4:08 PM View: | Applied Innovation Inc (AINN) | 24-May-06 | Market Sale | 73,300 | $3.75 | $274,974.00 | (2%) 3.62M to 3.55M | |
| 15-May-06 3:32 PM View: | Applied Innovation Inc (AINN) | 12-May-06 | Market Sale | 6,500 | $4.20 | $27,303.00 | (< 1%) 3.63M to 3.62M | |
| 15-May-06 3:32 PM View: | Applied Innovation Inc (AINN) | 11-May-06 | Market Sale | 1,000 | $4.20 | $4,200.00 | (< 1%) 3.63M to 3.63M | |
| 11-May-06 11:01 AM View: | Applied Innovation Inc (AINN) | 08-May-06 | Market Sale | 200 | $4.35 | $870.00 | (< 1%) 3.63M to 3.63M | |
| 08-May-06 3:47 PM View: | Applied Innovation Inc (AINN) | 05-May-06 | Market Sale | 9,800 | $4.35 | $42,630.00 | (< 1%) 3.64M to 3.63M | |
| 08-May-06 3:47 PM View: | Applied Innovation Inc (AINN) | 04-May-06 | Market Sale | 9,200 | $4.38 | $40,318.10 | (< 1%) 3.65M to 3.64M | |
| 09-Aug-05 10:05 AM View: | Applied Innovation Inc (AINN) | 08-Aug-05 | Market Sale | 91,080 | $4.15 | $377,982.00 | (2%) 3.74M to 3.65M | |
| 02-Aug-05 3:21 PM View: | Applied Innovation Inc (AINN) | 01-Aug-05 | Market Sale | 500 | $4.75 | $2,375.00 | (< 1%) 3.74M to 3.74M | |
| 02-Aug-05 3:21 PM View: | Applied Innovation Inc (AINN) | 29-Jul-05 | Market Sale | 1,520 | $4.76 | $7,242.04 | (< 1%) 3.74M to 3.74M | |
| 29-Jul-05 4:04 PM View: | Applied Innovation Inc (AINN) | 28-Jul-05 | Market Sale | 8,600 | $4.80 | $41,274.80 | (< 1%) 3.75M to 3.74M | |
| 29-Jul-05 4:04 PM View: | Applied Innovation Inc (AINN) | 27-Jul-05 | Market Sale | 600 | $4.80 | $2,881.68 | (< 1%) 3.75M to 3.75M | |
| 27-Jul-05 12:39 PM View: | Applied Innovation Inc (AINN) | 26-Jul-05 | Market Sale | 700 | $4.80 | $3,360.00 | (< 1%) 3.75M to 3.75M | |
| 27-Jul-05 12:39 PM View: | Applied Innovation Inc (AINN) | 25-Jul-05 | Market Sale | 2,200 | $4.81 | $10,573.00 | (< 1%) 3.75M to 3.75M | |
| 25-Jul-05 6:22 PM View: | Applied Innovation Inc (AINN) | 22-Jul-05 | Market Sale | 44,800 | $4.80 | $215,195.00 | (1%) 3.8M to 3.75M | |
| 15-Feb-05 10:08 AM View: | Applied Innovation Inc (AINN) | 14-Feb-05 | Option Exercise | 10,000 | $3.03 | $30,300.00 | < 1% 3.79M to 3.8M | |
| 29-Nov-04 11:29 AM View: | Applied Innovation Inc (AINN) | 22-Nov-04 | Gift | 3,000 | -- | -- | (< 1%) 3.79M to 3.79M | |
| 28-Oct-03 10:00 PM View: | Applied Innovation Inc (AINN) | 28-Oct-03 | Market Sale | 65,020 | $6.04 | $393,039.00 | (2%) 3.85M to 3.79M | |
| 28-Oct-03 10:00 PM View: | Applied Innovation Inc (AINN) | 27-Oct-03 | Market Sale | 53,180 | $6.19 | $329,158.00 | (1%) 3.91M to 3.85M | |
| 27-Oct-03 10:00 PM View: | Applied Innovation Inc (AINN) | 24-Oct-03 | Market Sale | 2,600 | $6.20 | $16,120.00 | (< 1%) 3.91M to 3.91M | |
| 27-Oct-03 10:00 PM View: | Applied Innovation Inc (AINN) | 23-Oct-03 | Market Sale | 44,400 | $6.20 | $275,280.00 | (1%) 3.95M to 3.91M | |
| 22-Oct-03 10:00 PM View: | Applied Innovation Inc (AINN) | 22-Oct-03 | Market Sale | 3,200 | $6.26 | $20,023.10 | (< 1%) 3.96M to 3.95M | |
| 22-Oct-03 10:00 PM View: | Applied Innovation Inc (AINN) | 21-Oct-03 | Market Sale | 31,600 | $6.41 | $202,474.00 | (< 1%) 3.99M to 3.96M |